James N Augustine Jr
CIK 1521742 · View on SEC EDGAR ↗
Insider
First SEC filing: May 26, 2011 · Latest: Nov. 8, 2011
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 2 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Feb. 23, 2012 | RJF | A | 25,000 | — | — | 25,000 Direct | — | Acquired | (price as of 2026-08-20) |
| Dec. 15, 2011 | RJF | A | 2,638 | — | — | 2,638 Direct | — | Acquired | (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 23, 2012 | RJF | Employee Stock Option (right to buy) | Common Stock (25,000) | $27.10 | Jan. 22, 2017 | 25,000 | Acquired |
| Dec. 15, 2011 | RJF | Restricted Stock Units | Common Stock (2,638) | — | Dec. 15, 2014 | 2,638 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 4 holdings
Securities held when first becoming an insider, per SEC Form 3.