James N Harmon

Insider

First SEC filing: April 24, 2012 · Latest: April 1, 2015

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

CLIR buying March 29, 2016

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 22 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

22 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Feb. 10, 2017	CLIR	A	20,833	—	—	186,841 Direct	+12.55%	Acquired	(price as of 2026-08-20)
Jan. 25, 2017	CLIR	X	27,668	—	—	27,668 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 25, 2017	CLIR	X	3,200	—	—	3,200 Indirect	—	Acquired	(price as of 2026-08-20)
Jan. 25, 2017	CLIR	X	27,668	$4.00	$110,672	166,008 Direct	+20.00%	Acquired	-90.3% (price as of 2026-08-20)
Jan. 25, 2017	CLIR	X	3,200	$4.00	$12,800	19,200 Indirect	+20.00%	Acquired	-90.3% (price as of 2026-08-20)
Dec. 27, 2016	CLIR	X	27,668	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 27, 2016	CLIR	X	3,200	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-20)
April 28, 2016	CLIR	A	12,000	—	—	34,000 Direct	+54.55%	Acquired	(price as of 2026-08-20)
March 29, 2016	CLIR	P	10,000	$3.96	$39,600	16,000 Indirect	+166.67%	Acquired	-90.2% (price as of 2026-08-20)
April 1, 2015	CLIR	A	12,000	—	—	22,000 Direct	+120.00%	Acquired	(price as of 2026-08-20)
Dec. 30, 2014	CLIR	P	5,400	$7.10	$38,340	144,340 Direct	+3.89%	Acquired	-94.5% (price as of 2026-08-20)
Oct. 23, 2014	CLIR	M	7,504	—	—	0 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 23, 2014	CLIR	M	7,504	$4.88	$36,620	138,940 Direct	+5.71%	Acquired	-92.1% (price as of 2026-08-20)
Oct. 15, 2014	CLIR	M	834	—	—	7,504 Direct	+12.50%	Acquired	(price as of 2026-08-20)
Oct. 15, 2014	CLIR	M	834	$4.88	$4,070	131,436 Direct	+0.64%	Acquired	-92.1% (price as of 2026-08-20)
July 1, 2014	CLIR	M	1,667	—	—	8,338 Direct	-16.66%	Disposed	(price as of 2026-08-20)
July 1, 2014	CLIR	M	1,667	$4.88	$8,135	130,602 Direct	+1.29%	Acquired	-92.1% (price as of 2026-08-20)
Jan. 22, 2014	CLIR	M	3,335	—	—	10,005 Direct	-25.00%	Disposed	(price as of 2026-08-20)
Jan. 22, 2014	CLIR	M	3,335	$4.88	$16,275	128,935 Direct	+2.66%	Acquired	-92.1% (price as of 2026-08-20)
Jan. 17, 2013	CLIR	A	13,340	—	—	13,340 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 28, 2012	CLIR	A	62,500	$4.72	$295,000	125,600 Direct	+99.05%	Acquired	-91.8% (price as of 2026-08-20)
Dec. 28, 2012	CLIR	D	62,500	$2.20	$137,500	63,100 Direct	-49.76%	Disposed	-82.4% (price as of 2026-08-20)
Dec. 28, 2012	CLIR	A	62,500	$4.72	$295,000	295,000 Direct	+26.88%	Acquired	-91.8% (price as of 2026-08-20)
Dec. 28, 2012	CLIR	D	62,500	$2.20	$137,500	137,500 Direct	-31.25%	Disposed	-82.4% (price as of 2026-08-20)
Nov. 30, 2012	CLIR	P	300	$5.11	$1,533	125,600 Indirect	+0.24%	Acquired	-92.4% (price as of 2026-08-20)
Nov. 29, 2012	CLIR	P	300	$5.14	$1,542	125,300 Indirect	+0.24%	Acquired	-92.5% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Jan. 25, 2017	CLIR	Warrant to Purchase Common Stock	Common Stock [F2] (27,668)	$4.00	Jan. 25, 2019	27,668	Acquired
Jan. 25, 2017	CLIR	Warrant to Purchase Common Stock	Common Stock [F2] (3,200)	$4.00	Jan. 25, 2019	3,200	Acquired
Dec. 27, 2016	CLIR	Subscription Rights (Right to Purchase)	See Footnote [F1] (27,668)	$4.00	Jan. 13, 2017	27,668	Disposed
Dec. 27, 2016	CLIR	Subscription Rights (Right to Purchase)	See Footnote [F1] (3,200)	$4.00	Jan. 13, 2017	3,200	Disposed
April 28, 2016	CLIR	Option to Purchase Common Stock	Common Stock (12,000)	$4.21	April 1, 2026	12,000	Acquired
April 1, 2015	CLIR	Option to Purchase Common Stock	Common Stock (12,000)	$5.21	April 1, 2025	12,000	Acquired
Oct. 23, 2014	CLIR	Option to Purchase Common Stock	Common Stock (7,504)	$4.88	Dec. 31, 2022	7,504	Acquired
Oct. 15, 2014	CLIR	Option to Purchase Common Stock	Common Stock (834)	$4.88	Dec. 31, 2022	834	Acquired
July 1, 2014	CLIR	Option to Purchase Common Stock	Common Stock (1,667)	$4.88	Dec. 31, 2022	1,667	Disposed
Jan. 22, 2014	CLIR	Option to Purchase Common Stock	Common Stock (3,335)	$4.88	Dec. 31, 2022	3,335	Disposed
Jan. 17, 2013	CLIR	Option to Purchase Common Stock	Common Stock (13,340)	$4.88	Dec. 31, 2022	13,340	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
April 24, 2012	CLIR	Common Stock	—	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

CLIR

CFO

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2014	$200,000	$91,330	—	$20,062	—	—	$19,013	$330,405
2013	$198,462	$90,000	—	$5,092	—	—	$16,304	$309,858
2012	$200,000	$136,567	—	—	—	—	$11,698	$348,265

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.