James Neal Ferry
CIK 1319014 · View on SEC EDGAR ↗
First SEC filing: April 24, 2007 · Latest: April 24, 2007
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| July 17, 2007 | ASTE | A | 183 | $49.26 | $9,015 | 3,243 Direct | +5.98% | Acquired | -14.5% (price as of 2026-08-21) |
| April 20, 2007 | ASTE | A | 514 | $42.84 | $22,020 | 3,060 Direct | +20.19% | Acquired | -1.7% (price as of 2026-08-21) |
| March 8, 2007 | ASTE | A | 5,200 | — | — | 5,200 Direct | — | Acquired | (price as of 2026-08-21) |
| Jan. 23, 2007 | ASTE | A | 228 | $36.85 | $8,402 | 2,546 Direct | +9.84% | Acquired | 14.3% (price as of 2026-08-21) |
| Oct. 11, 2006 | ASTE | A | 319 | $26.45 | $8,438 | 2,318 Direct | +15.96% | Acquired | 59.2% (price as of 2026-08-21) |
| July 11, 2006 | ASTE | A | 261 | $32.31 | $8,433 | 1,999 Direct | +15.02% | Acquired | 30.3% (price as of 2026-08-21) |
| April 11, 2006 | ASTE | A | 479 | $38.44 | $18,413 | 1,738 Direct | +38.05% | Acquired | 9.5% (price as of 2026-08-21) |
| Jan. 12, 2006 | ASTE | A | 235 | $34.25 | $8,049 | 1,259 Direct | +22.95% | Acquired | 22.9% (price as of 2026-08-21) |
| Oct. 14, 2005 | ASTE | A | 304 | $26.50 | $8,056 | 1,024 Direct | +42.22% | Acquired | 58.9% (price as of 2026-08-21) |
| July 18, 2005 | ASTE | A | 370 | — | — | 720 Indirect | +105.71% | Acquired | (price as of 2026-08-21) |
| April 9, 2005 | ASTE | A | 350 | — | — | 350 Indirect | — | Acquired | (price as of 2026-08-21) |
| Jan. 3, 2005 | ASTE | A | 25,000 | — | — | 25,000 Direct | — | Acquired | (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| July 17, 2007 | ASTE | Phantom Stock | Common Stock (183) | — | — | 183 | Acquired |
| April 20, 2007 | ASTE | Phantom Shares | Common Stock (514) | — | — | 514 | Acquired |
| Jan. 23, 2007 | ASTE | Phantom Stock | Common Stock (228) | — | — | 228 | Acquired |
| Oct. 11, 2006 | ASTE | Phantom Stock | Common Stock (319) | — | — | 319 | Acquired |
| July 11, 2006 | ASTE | Phantom Stock | Common Stock (261) | — | — | 261 | Acquired |
| April 11, 2006 | ASTE | Phantom shares | Common Stock (479) | — | — | 479 | Acquired |
| Jan. 12, 2006 | ASTE | Phantom Stock | Common Stock (235) | — | — | 235 | Acquired |
| Oct. 14, 2005 | ASTE | Phantom Stock | Common Stock (304) | — | — | 304 | Acquired |
| July 18, 2005 | ASTE | Common Stock | Common Stock (370) | — | — | 370 | Acquired |
| April 9, 2005 | ASTE | Common Stock | Common Stock (350) | — | — | 350 | Acquired |
| Jan. 3, 2005 | ASTE | Stock Option | Common Stock (25,000) | $17.22 | Jan. 2, 2015 | 25,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
ASTE
COO| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2006 | $340,000 | $100,000 | $11,898 | $1,200 | — | — | $95,015 | $548,113 |
| 2005 | $325,000 | $100,000 | — | — | — | — | $32,255 | — |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.