James Neal Smith

Insider

First SEC filing: July 7, 2006 · Latest: July 29, 2008

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

AVT selling Dec. 8, 2010

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 53 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

53 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Jan. 3, 2011	AVT	F	1,437	$33.58	$48,254	26,756 Direct	-5.10%	Disposed	161.6% (price as of 2026-08-21)
Dec. 8, 2010	AVT	M	3,384	$24.75	$83,754	10,152 Direct	-25.00%	Disposed	254.9% (price as of 2026-08-21)
Dec. 8, 2010	AVT	M	6,768	$28.80	$194,918	6,768 Direct	-50.00%	Disposed	205.0% (price as of 2026-08-21)
Dec. 8, 2010	AVT	M	7,228	$16.96	$122,587	0 Direct	-100.00%	Disposed	418.0% (price as of 2026-08-21)
Dec. 8, 2010	AVT	M	2,550	$17.47	$44,548	0 Direct	-100.00%	Disposed	402.9% (price as of 2026-08-21)
Dec. 8, 2010	AVT	M	2,000	$18.13	$36,260	0 Direct	-100.00%	Disposed	384.6% (price as of 2026-08-21)
Dec. 8, 2010	AVT	S	5,618	$33.37	$187,473	28,193 Direct	-16.62%	Disposed	163.3% (price as of 2026-08-21)
Dec. 8, 2010	AVT	F	2,765	$33.37	$92,268	33,811 Direct	-7.56%	Disposed	163.3% (price as of 2026-08-21)
Dec. 8, 2010	AVT	M	3,384	$24.75	$83,754	36,576 Direct	+10.20%	Acquired	254.9% (price as of 2026-08-21)
Dec. 8, 2010	AVT	F	6,111	$33.37	$203,924	33,192 Direct	-15.55%	Disposed	163.3% (price as of 2026-08-21)
Dec. 8, 2010	AVT	M	6,768	$28.80	$194,918	39,303 Direct	+20.80%	Acquired	205.0% (price as of 2026-08-21)
Dec. 8, 2010	AVT	F	4,710	$33.37	$157,173	32,535 Direct	-12.65%	Disposed	163.3% (price as of 2026-08-21)
Dec. 8, 2010	AVT	M	7,228	$16.96	$122,587	37,245 Direct	+24.08%	Acquired	418.0% (price as of 2026-08-21)
Dec. 8, 2010	AVT	F	1,335	$33.37	$44,549	30,017 Direct	-4.26%	Disposed	163.3% (price as of 2026-08-21)
Dec. 8, 2010	AVT	M	2,550	$17.47	$44,548	31,352 Direct	+8.85%	Acquired	402.9% (price as of 2026-08-21)
Dec. 8, 2010	AVT	F	1,353	$33.37	$45,150	28,802 Direct	-4.49%	Disposed	163.3% (price as of 2026-08-21)
Dec. 8, 2010	AVT	M	2,000	$18.13	$36,260	30,155 Direct	+7.10%	Acquired	384.6% (price as of 2026-08-21)
Nov. 5, 2010	AVT	A	4,400	—	—	28,155 Direct	+18.52%	Acquired	(price as of 2026-08-21)
Sept. 10, 2010	AVT	S	9,237	$24.85	$229,539	23,755 Direct	-28.00%	Disposed	253.5% (price as of 2026-08-21)
Aug. 13, 2010	AVT	F	1,047	$24.12	$25,254	32,992 Direct	-3.08%	Disposed	264.2% (price as of 2026-08-21)
Aug. 13, 2010	AVT	A	3,595	—	—	34,039 Direct	-9.55%	Disposed	(price as of 2026-08-21)
Aug. 12, 2010	AVT	A	12,092	—	—	12,092 Direct	—	Acquired	(price as of 2026-08-21)
Jan. 4, 2010	AVT	F	1,620	$30.32	$49,118	30,444 Direct	-5.05%	Disposed	189.7% (price as of 2026-08-21)
Aug. 26, 2009	AVT	F	608	$25.83	$15,705	32,064 Direct	-1.86%	Disposed	240.1% (price as of 2026-08-21)
Aug. 26, 2009	AVT	A	1,807	—	—	32,672 Direct	+5.85%	Acquired	(price as of 2026-08-21)
Aug. 13, 2009	AVT	A	13,536	—	—	13,536 Direct	—	Acquired	(price as of 2026-08-21)
Aug. 13, 2009	AVT	A	5,380	—	—	30,865 Direct	+21.11%	Acquired	(price as of 2026-08-21)
Jan. 2, 2009	AVT	F	1,360	$18.50	$25,160	25,485 Direct	-5.07%	Disposed	374.9% (price as of 2026-08-21)
Nov. 21, 2008	AVT	P	9,237	$12.17	$112,414	26,845 Direct	+52.46%	Acquired	621.9% (price as of 2026-08-21)
Aug. 27, 2008	AVT	F	1,976	$29.42	$58,134	17,608 Direct	-10.09%	Disposed	198.6% (price as of 2026-08-21)
Aug. 27, 2008	AVT	A	6,045	—	—	19,584 Direct	+44.65%	Acquired	(price as of 2026-08-21)
Aug. 7, 2008	AVT	A	13,536	—	—	13,536 Direct	—	Acquired	(price as of 2026-08-21)
Aug. 7, 2008	AVT	A	5,380	—	—	13,539 Direct	+65.94%	Acquired	(price as of 2026-08-21)
Jan. 2, 2008	AVT	F	941	$34.64	$32,596	8,143 Direct	-10.36%	Disposed	153.6% (price as of 2026-08-21)
Aug. 9, 2007	AVT	A	3,595	—	—	9,084 Direct	+65.49%	Acquired	(price as of 2026-08-21)
Aug. 9, 2007	AVT	A	8,312	—	—	8,312 Direct	—	Acquired	(price as of 2026-08-21)
June 4, 2007	AVT	S	488	$43.61	$21,282	16 Indirect	-96.83%	Disposed	101.4% (price as of 2026-08-21)
June 4, 2007	AVT	M	5,000	$28.75	$143,750	0 Direct	-100.00%	Disposed	205.6% (price as of 2026-08-21)
June 4, 2007	AVT	S	100	$43.62	$4,362	504 Indirect	-16.56%	Disposed	101.4% (price as of 2026-08-21)
June 4, 2007	AVT	S	1,100	$43.63	$47,993	604 Indirect	-64.55%	Disposed	101.4% (price as of 2026-08-21)
June 4, 2007	AVT	F	3,296	$43.62	$143,772	1,704 Indirect	-65.92%	Disposed	101.4% (price as of 2026-08-21)
June 4, 2007	AVT	M	5,000	$28.75	$143,750	5,000 Indirect	—	Acquired	205.6% (price as of 2026-08-21)
Feb. 23, 2007	AVT	S	1,636	$36.50	$59,714	5,489 Direct	-22.96%	Disposed	140.7% (price as of 2026-08-21)
Feb. 23, 2007	AVT	S	1,040	$36.50	$37,960	0 Indirect	-100.00%	Disposed	140.7% (price as of 2026-08-21)
Feb. 14, 2007	AVT	G	1,040	—	—	1,040 Indirect	—	Acquired	(price as of 2026-08-21)
Feb. 14, 2007	AVT	G	1,040	—	—	7,125 Direct	-12.74%	Disposed	(price as of 2026-08-21)
Jan. 30, 2007	AVT	M	2,550	$17.47	$44,548	2,550 Direct	-50.00%	Disposed	402.9% (price as of 2026-08-21)
Jan. 30, 2007	AVT	M	6,000	$18.13	$108,780	2,000 Direct	-75.00%	Disposed	384.6% (price as of 2026-08-21)
Jan. 30, 2007	AVT	M	7,500	$12.95	$97,125	0 Direct	-100.00%	Disposed	578.4% (price as of 2026-08-21)
Jan. 30, 2007	AVT	M	5,000	$17.50	$87,500	0 Direct	-100.00%	Disposed	402.0% (price as of 2026-08-21)
Jan. 30, 2007	AVT	S	9,000	$30.52	$274,680	8,165 Direct	-52.43%	Disposed	187.8% (price as of 2026-08-21)
Jan. 30, 2007	AVT	F	1,460	$30.52	$44,559	17,165 Direct	-7.84%	Disposed	187.8% (price as of 2026-08-21)
Jan. 30, 2007	AVT	M	2,550	$17.47	$44,548	18,625 Direct	+15.86%	Acquired	402.9% (price as of 2026-08-21)
Jan. 30, 2007	AVT	F	4,424	$30.52	$135,020	16,075 Direct	-21.58%	Disposed	187.8% (price as of 2026-08-21)
Jan. 30, 2007	AVT	M	6,000	$18.13	$108,780	20,499 Direct	+41.38%	Acquired	384.6% (price as of 2026-08-21)
Jan. 30, 2007	AVT	F	3,182	$30.52	$97,115	14,499 Direct	-18.00%	Disposed	187.8% (price as of 2026-08-21)
Jan. 30, 2007	AVT	M	7,500	$12.95	$97,125	17,681 Direct	+73.67%	Acquired	578.4% (price as of 2026-08-21)
Jan. 30, 2007	AVT	F	2,867	$30.52	$87,501	10,181 Direct	-21.97%	Disposed	187.8% (price as of 2026-08-21)
Jan. 30, 2007	AVT	M	5,000	$17.50	$87,500	13,048 Direct	+62.13%	Acquired	402.0% (price as of 2026-08-21)
Jan. 2, 2007	AVT	F	662	$25.53	$16,901	8,048 Direct	-7.60%	Disposed	244.1% (price as of 2026-08-21)
Aug. 10, 2006	AVT	A	7,228	—	—	7,228 Direct	—	Acquired	(price as of 2026-08-21)
Aug. 10, 2006	AVT	A	3,615	—	—	8,710 Direct	+70.95%	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Dec. 8, 2010	AVT	Employee Stock Option (right to buy)	Common Stock (3,384)	$24.75	Aug. 12, 2019	3,384	Disposed
Dec. 8, 2010	AVT	Employee Stock Option (right to buy)	Common Stock (6,768)	$28.80	Aug. 6, 2018	6,768	Disposed
Dec. 8, 2010	AVT	Employee Stock Option (right to buy)	Common Stock (7,228)	$16.96	Aug. 9, 2016	7,228	Disposed
Dec. 8, 2010	AVT	Employee Stock Option (right to buy)	Common Stock (2,550)	$17.47	Sept. 22, 2014	2,550	Disposed
Dec. 8, 2010	AVT	Employee Stock Option (right to buy)	Common Stock (2,000)	$18.13	Sept. 18, 2013	2,000	Disposed
Aug. 12, 2010	AVT	Employee Stock Option (right to buy)	Common Stock (12,092)	$24.41	Aug. 11, 2020	12,092	Acquired
Aug. 13, 2009	AVT	Employee Stock Option (right to buy)	Common Stock (13,536)	$24.75	Aug. 12, 2019	13,536	Acquired
Aug. 7, 2008	AVT	Employee Stock Option (right to buy)	Common Stock (13,536)	$28.80	Aug. 6, 2018	13,536	Acquired
Aug. 9, 2007	AVT	Employee Stock Option (right to buy)	Common Stock (8,312)	$34.34	Aug. 8, 2017	8,312	Acquired
June 4, 2007	AVT	Employee Stock Option (right to buy)	Common Stock (5,000)	$28.75	Sept. 28, 2010	5,000	Disposed
Jan. 30, 2007	AVT	Employee Stock Option (right to buy)	Common Stock (2,550)	$17.47	Sept. 22, 2014	2,550	Disposed
Jan. 30, 2007	AVT	Employee Stock Option (right to buy)	Common Stock (6,000)	$18.13	Sept. 18, 2013	6,000	Disposed
Jan. 30, 2007	AVT	Employee Stock Option (right to buy)	Common Stock (7,500)	$12.95	Sept. 19, 2012	7,500	Disposed
Jan. 30, 2007	AVT	Employee Stock Option (right to buy)	Common Stock (5,000)	$17.50	Sept. 28, 2010	5,000	Disposed
Aug. 10, 2006	AVT	Employee Stock Option (right to buy)	Common Stock (7,228)	$16.96	Aug. 9, 2016	7,228	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
July 7, 2006	AVT	Common Stock	—	Direct
July 7, 2006	AVT	Employee Stock Option (right to buy)→ Common Stock (5,000)	5,000	Direct
July 7, 2006	AVT	Employee Stock Option (right to buy)→ Common Stock (5,000)	5,000	Direct
July 7, 2006	AVT	Employee Stock Option (right to buy)→ Common Stock (7,500)	7,500	Direct
July 7, 2006	AVT	Employee Stock Option (right to buy)→ Common Stock (8,000)	8,000	Direct
July 7, 2006	AVT	Employee Stock Option (right to buy)→ Common Stock (5,100)	5,100	Direct