James Owen Mckenna III

Insider

First SEC filing: Dec. 13, 2013 · Latest: Dec. 13, 2013

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 9 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

9 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Dec. 11, 2013	FWDI	A	7,500	—	—	122,500 Direct	+6.52%	Acquired	(price as of 2026-08-21)
Nov. 8, 2012	FWDI	A	105,000	$1.16	$121,800	118,925 Direct	+754.04%	Acquired	-52.9% (price as of 2026-08-21)
Sept. 9, 2011	FWDI	P	375	$2.71	$1,016	13,925 Indirect	+2.77%	Acquired	-79.9% (price as of 2026-08-21)
Aug. 18, 2011	FWDI	A	1,050	$2.61	$2,740	13,550 Indirect	+8.40%	Acquired	-79.1% (price as of 2026-08-21)
March 9, 2011	FWDI	A	100,000	—	—	115,000 Direct	+666.67%	Acquired	(price as of 2026-08-21)
Dec. 22, 2010	FWDI	A	7,500	—	—	15,000 Direct	+100.00%	Acquired	(price as of 2026-08-21)
May 7, 2010	FWDI	S	7,000	$3.89	$27,230	12,500 Direct	-35.90%	Disposed	-86.0% (price as of 2026-08-21)
Dec. 11, 2009	FWDI	A	7,500	$2.02	$15,150	19,500 Direct	+62.50%	Acquired	-73.0% (price as of 2026-08-21)
Dec. 11, 2009	FWDI	A	7,500	—	—	7,500 Direct	—	Acquired	(price as of 2026-08-21)
Dec. 18, 2008	FWDI	A	6,000	$2.07	$12,420	12,000 Direct	+100.00%	Acquired	-73.6% (price as of 2026-08-21)
Jan. 2, 2008	FWDI	A	3,000	$2.37	$7,110	6,000 Direct	+100.00%	Acquired	-77.0% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Dec. 11, 2013	FWDI	Stock Option (Right to Buy)	Forward Industries Common Stock (7,500)	—	Dec. 11, 2023	7,500	Acquired
March 9, 2011	FWDI	FORWARD INDUSTRIES COMMON STOCK OPTION	FORWARD INDUSTRIES COMMON STOCK (100,000)	—	March 8, 2021	100,000	Acquired
Dec. 22, 2010	FWDI	Forward Industries common stock option	Forward Industries Common Stock (7,500)	$3.36	Dec. 21, 2020	7,500	Acquired
Dec. 11, 2009	FWDI	Forward Industries Common Stock Option	Forward Industries Common Stock (7,500)	—	Dec. 10, 2019	7,500	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Jan. 3, 2008	FWDI	Forward Industries Common Stock [F1]	3,000	Direct

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2011	—	—	—	—	—	—	—	—
2010	—	—	—	—	—	—	—	—
2009	—	—	—	—	—	—	—	—

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.