James P Conn

Insider

First SEC filing: July 30, 2003 · Latest: July 30, 2003

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

1 buys (P) 0 sells (S) Net: $28,730 + 25 non-open-market transactions below Avg return of open purchases vs now: 5.7% last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

25 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Jan. 27, 2026	GDV	P	1,000	$28.73	$28,730	1,000 Direct	—	Acquired	5.7% (price as of 2026-08-21)
Oct. 25, 2024	GUT	J	200	$5.00	$1,000	1,507 Direct	+15.30%	Acquired	29.2% (price as of 2026-08-21)
Oct. 16, 2024	GUT	S	310	$0.02	$6	1,000 Direct	-23.66%	Disposed	32200.0% (price as of 2026-08-21)
July 25, 2024	GGT	J	838	$5.00	$4,190	4,188 Direct	+25.01%	Acquired	-17.8% (price as of 2026-08-21)
April 25, 2022	GUT	J	164	$5.50	$902	1,307 Direct	+14.35%	Acquired	17.5% (price as of 2026-08-21)
Aug. 31, 2021	GGT	J	2,350	$9.50	$22,325	3,350 Direct	+235.00%	Acquired	-56.7% (price as of 2026-08-21)
July 21, 2021	GAB	J	100	$5.50	$550	1,100 Direct	+10.00%	Acquired	4.1% (price as of 2026-08-21)
April 20, 2021	GUT	J	143	$5.50	$786	1,143 Direct	+14.30%	Acquired	17.5% (price as of 2026-08-21)
April 20, 2020	GDL	P	1,000	$7.91	$7,910	2,000 Direct	+100.00%	Acquired	6.5% (price as of 2026-08-21)
Nov. 15, 2019	GRX	S	22,856	$10.89	$248,902	1,000 Direct	-95.81%	Disposed	-7.9% (price as of 2026-08-21)
Nov. 12, 2019	GRX	S	20,291	$10.71	$217,317	23,856 Direct	-45.96%	Disposed	-6.4% (price as of 2026-08-21)
Nov. 11, 2019	GRX	S	1,282	$10.71	$13,730	44,147 Direct	-2.82%	Disposed	-6.4% (price as of 2026-08-21)
Nov. 7, 2019	GRX	S	14,507	$10.63	$154,209	45,429 Direct	-24.20%	Disposed	-5.7% (price as of 2026-08-21)
Sept. 26, 2019	GRX	S	9,000	$10.45	$94,050	59,936 Direct	-13.06%	Disposed	-4.1% (price as of 2026-08-21)
Sept. 23, 2019	GRX	S	4,208	$10.52	$44,268	68,936 Direct	-5.75%	Disposed	-4.7% (price as of 2026-08-21)
Sept. 20, 2019	GRX	S	4,200	$10.60	$44,520	73,144 Direct	-5.43%	Disposed	-5.4% (price as of 2026-08-21)
Sept. 19, 2019	GRX	S	2,000	$10.57	$21,140	77,344 Direct	-2.52%	Disposed	-5.1% (price as of 2026-08-21)
Sept. 12, 2019	GRX	S	10,000	$10.68	$106,800	79,344 Direct	-11.19%	Disposed	-6.1% (price as of 2026-08-21)
Sept. 6, 2019	GDL	S	2,996	$9.20	$27,563	1,000 Direct	-74.97%	Disposed	-8.4% (price as of 2026-08-21)
Sept. 6, 2019	GGZ	S	13,938	$10.89	$151,785	1,000 Direct	-93.31%	Disposed	50.4% (price as of 2026-08-21)
Sept. 6, 2019	GGT	S	26,120	$8.52	$222,542	1,000 Direct	-96.31%	Disposed	-51.7% (price as of 2026-08-21)
Sept. 6, 2019	GNT	S	2,000	$5.60	$11,200	1,000 Direct	-66.67%	Disposed	64.8% (price as of 2026-08-21)
Aug. 30, 2019	GGT	S	6,000	$8.22	$49,320	27,120 Direct	-18.12%	Disposed	-50.0% (price as of 2026-08-21)
Aug. 29, 2019	GDL	S	11,004	$9.26	$101,897	3,996 Direct	-73.36%	Disposed	-9.0% (price as of 2026-08-21)
Aug. 29, 2019	GRX	S	6,173	$10.40	$64,199	89,344 Direct	-6.46%	Disposed	-3.6% (price as of 2026-08-21)
Aug. 27, 2019	GAB	S	53,679	$5.98	$321,000	1,000 Direct	-98.17%	Disposed	-4.2% (price as of 2026-08-21)
Aug. 26, 2019	GAB	S	5,000	$6.01	$30,050	54,679 Direct	-8.38%	Disposed	-4.7% (price as of 2026-08-21)
Aug. 23, 2019	GAB	S	24,001	$5.97	$143,286	59,679 Direct	-28.68%	Disposed	-4.1% (price as of 2026-08-21)
Nov. 1, 2018	GDV	S	5,000	$20.80	$104,000	0 Direct	-100.00%	Disposed	46.0% (price as of 2026-08-21)
May 22, 2018	GUT	S	1,000	$0.04	$40	0 Direct	-100.00%	Disposed	16050.0% (price as of 2026-08-21)
Dec. 21, 2017	GAB	J	16,656	$5.50	$91,608	83,680 Direct	+24.85%	Acquired	4.1% (price as of 2026-08-21)
Dec. 14, 2017	GGZ	J	4,938	$11.50	$56,787	14,938 Direct	+49.38%	Acquired	42.4% (price as of 2026-08-21)
June 16, 2016	GGT	S	818	$25.98	$21,252	0 Direct	-100.00%	Disposed	-84.2% (price as of 2026-08-21)
April 26, 2016	GGZ	P	9,500	$10.58	$100,510	10,000 Direct	+1900.00%	Acquired	60.2% (price as of 2026-08-21)
Jan. 2, 2015	GRX	S	1,000	$25.65	$25,650	0 Direct	-100.00%	Disposed	-60.9% (price as of 2026-08-21)
Oct. 27, 2014	GAB	J	8,378	$5.75	$48,174	67,024 Direct	+14.29%	Acquired	0.4% (price as of 2026-08-21)
Aug. 4, 2014	GUT	S	5,652	$7.11	$40,186	1,000 Direct	-84.97%	Disposed	-9.1% (price as of 2026-08-21)
Aug. 4, 2014	GGZ	S	500	$10.51	$5,255	0 Direct	-100.00%	Disposed	61.3% (price as of 2026-08-21)
Aug. 4, 2014	GGZ	P	500	$10.51	$5,255	500 Direct	—	Acquired	61.3% (price as of 2026-08-21)
July 29, 2014	GGT	J	11,805	$9.00	$106,245	33,120 Direct	+55.38%	Acquired	-54.3% (price as of 2026-08-21)
July 18, 2014	GRX	J	28,947	$9.00	$260,523	74,109 Direct	+64.10%	Acquired	11.4% (price as of 2026-08-21)
July 18, 2014	GRX	J	8,362	$9.00	$75,258	21,408 Direct	+64.10%	Acquired	11.4% (price as of 2026-08-21)
May 30, 2014	GUT	S	1,000	$25.32	$25,320	0 Direct	-100.00%	Disposed	-74.5% (price as of 2026-08-21)
July 29, 2013	GRX	J	23,838	$9.00	$214,542	58,208 Direct	+69.36%	Acquired	15.3% (price as of 2026-08-21)
Dec. 26, 2012	GUT	X	1,109	$6.00	$6,654	6,652 Direct	+20.01%	Acquired	7.7% (price as of 2026-08-21)
Nov. 23, 2011	GRX	P	4,600	$6.55	$30,130	7,703 Direct	+148.24%	Acquired	63.8% (price as of 2026-08-21)
June 14, 2011	GNT	P	3,000	$17.30	$51,900	3,000 Direct	—	Acquired	-46.6% (price as of 2026-08-21)
May 4, 2011	GGT	X	5,329	$7.00	$37,303	21,315 Direct	+33.34%	Acquired	-39.0% (price as of 2026-08-21)
April 20, 2011	GRX	X	6,667	$6.50	$43,336	28,994 Direct	+29.86%	Acquired	65.1% (price as of 2026-08-21)
April 20, 2011	GRX	X	776	$6.50	$5,044	29,770 Direct	+2.68%	Acquired	65.1% (price as of 2026-08-21)
April 15, 2011	GDL	P	2,250	$50.00	$112,500	2,250 Direct	—	Acquired	-83.2% (price as of 2026-08-21)
Aug. 20, 2010	GRX	P	1,000	$25.00	$25,000	1,000 Direct	—	Acquired	-57.1% (price as of 2026-08-21)
March 26, 2009	GGT	D	182	$25.00	$4,550	818 Direct	-18.20%	Disposed	-82.9% (price as of 2026-08-21)
Feb. 11, 2009	GDL	P	1,500	$50.00	$75,000	1,500 Direct	—	Acquired	-83.2% (price as of 2026-08-21)
Oct. 9, 2008	GRX	P	4,600	$4.80	$22,080	22,327 Direct	+25.95%	Acquired	123.5% (price as of 2026-08-21)
Oct. 8, 2008	GRX	P	5,400	$4.80	$25,920	17,727 Direct	+43.81%	Acquired	123.5% (price as of 2026-08-21)
April 10, 2008	GRX	P	5,800	$6.60	$38,280	12,327 Direct	+88.86%	Acquired	62.6% (price as of 2026-08-21)
April 9, 2008	GRX	P	4,200	$6.60	$27,720	6,527 Direct	+180.49%	Acquired	62.6% (price as of 2026-08-21)
June 28, 2007	GRX	J	2,327	—	—	2,327 Direct	—	Acquired	(price as of 2026-08-21)
June 25, 2007	GDL	P	10,000	$19.06	$190,600	15,000 Direct	+200.00%	Acquired	-55.8% (price as of 2026-08-21)
May 29, 2007	GDL	P	5,000	$19.92	$99,600	5,000 Direct	—	Acquired	-57.7% (price as of 2026-08-21)
June 26, 2006	GAB	D	250	$25.00	$6,250	750 Direct	-25.00%	Disposed	-75.4% (price as of 2026-08-21)
Nov. 2, 2005	GAB	P	3,570	$7.00	$24,990	39,185 Direct	+10.02%	Acquired	-12.3% (price as of 2026-08-21)
Nov. 2, 2005	GAB	P	3,570	$7.00	$24,990	39,185 Direct	+10.02%	Acquired	-12.3% (price as of 2026-08-21)
Oct. 26, 2005	GAB	P	4,371	$7.00	$30,597	35,615 Direct	+13.99%	Acquired	-12.3% (price as of 2026-08-21)
Oct. 26, 2005	GAB	X	30,597	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Nov. 26, 2004	GUT	P	1,109	$7.00	$7,763	5,543 Direct	+25.01%	Acquired	-7.7% (price as of 2026-08-21)
Nov. 26, 2004	GUT	X	4,436	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Nov. 26, 2004	GUT	P	1,109	$7.00	$7,763	5,543 Direct	+25.01%	Acquired	-7.7% (price as of 2026-08-21)
Nov. 26, 2004	GUT	X	4,436	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
Nov. 24, 2003	GDV	P	5,000	$20.00	$100,000	5,000 Direct	—	Acquired	60.0% (price as of 2026-08-21)
Sept. 26, 2003	GUT	X	3,325	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Sept. 26, 2003	GUT	P	1,109	$7.00	$7,763	4,434 Direct	+33.35%	Acquired	-7.7% (price as of 2026-08-21)
Sept. 25, 2003	GUT	P	1,109	$7.00	$7,763	4,434 Direct	+33.35%	Acquired	-7.7% (price as of 2026-08-21)
Sept. 25, 2003	GUT	X	3,325	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
July 28, 2003	GUT	P	1,000	$25.00	$25,000	1,000 Direct	—	Acquired	-74.2% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Oct. 16, 2024	GUT	Subscription Rights for Common Shares	Common Shares, Par Value $0.001 (310)	$5.00	Oct. 21, 2024	310	Disposed
Oct. 26, 2005	GAB	Common Stock Purchase Rights [F1]	Common Stock (4,371)	$7.00	Oct. 26, 2005	30,597	Disposed
Nov. 26, 2004	GUT	Common Stock Purchase Rights [F1]	Common Stock (1,109)	$7.00	Nov. 26, 2004	4,436	Disposed
Nov. 26, 2004	GUT	Common Stock Purchase Rights [F1]	Common Stock (1,109)	$7.00	Nov. 26, 2004	4,436	Acquired
Sept. 26, 2003	GUT	Common Stock Purchase Rights [F1]	Common Stock (1,109)	$7.00	Sept. 25, 2003	3,325	Disposed
Sept. 25, 2003	GUT	Common Stock Purchase Rights [F1]	Common Stock (1,109)	$7.00	Sept. 25, 2003	3,325	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
June 26, 2014	GGZ	Common Shares, Par Value $0.001	500	Direct
Jan. 25, 2007	GDL	Common Stock	0	Direct
Nov. 24, 2003	GDV	Common Stock	0	Direct