James P Gorman

CIK 1182328 · View on SEC EDGAR ↗

Insider

First SEC filing: May 9, 2005 · Latest: May 9, 2005

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 83 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

83 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
July 24, 2023 MS S 125,000 $95.19 $11,898,750 1,011,345 Direct -11.00% Disposed 122.4% (price as of 2026-08-21)
July 19, 2023 MS S 500 $93.58 $46,790 1,136,345 Direct -0.04% Disposed 126.2% (price as of 2026-08-21)
July 19, 2023 MS S 47,345 $92.89 $4,397,877 1,136,845 Direct -4.00% Disposed 127.9% (price as of 2026-08-21)
July 19, 2023 MS S 14,655 $92.01 $1,348,407 1,184,190 Direct -1.22% Disposed 130.0% (price as of 2026-08-21)
July 19, 2023 MS S 62,500 $92.00 $5,750,000 1,198,845 Direct -4.96% Disposed 130.1% (price as of 2026-08-21)
Jan. 18, 2023 MS S 34,671 $97.62 $3,384,583 1,112,348 Direct -3.02% Disposed 116.8% (price as of 2026-08-21)
Jan. 18, 2023 MS S 215,329 $96.82 $20,848,154 1,147,019 Direct -15.81% Disposed 118.6% (price as of 2026-08-21)
Jan. 22, 2021 MS S 3,025 $73.59 $222,610 1,021,723 Direct -0.30% Disposed 187.6% (price as of 2026-08-21)
Jan. 22, 2021 MS S 171,975 $73.11 $12,573,092 1,024,748 Direct -14.37% Disposed 189.5% (price as of 2026-08-21)
July 17, 2020 MS S 100 $53.01 $5,301 1,143,773 Direct -0.01% Disposed 299.3% (price as of 2026-08-21)
July 17, 2020 MS S 149,900 $52.39 $7,853,261 1,143,873 Direct -11.59% Disposed 304.0% (price as of 2026-08-21)
Feb. 15, 2018 MS S 100,000 $55.34 $5,534,000 1,235,468 Direct -7.49% Disposed 282.5% (price as of 2026-08-21)
Aug. 1, 2017 MS S 212,366 $47.26 $10,036,417 1,390,243 Direct -13.25% Disposed 347.9% (price as of 2026-08-21)
May 10, 2017 MS S 212,365 $42.93 $9,116,829 1,388,213 Direct -13.27% Disposed 393.0% (price as of 2026-08-21)
Jan. 19, 2017 MS S 284,827 $42.30 $12,048,182 1,304,372 Direct -17.92% Disposed 400.4% (price as of 2026-08-21)
Nov. 30, 2016 MS S 100,000 $41.38 $4,138,000 1,229,408 Direct -7.52% Disposed 411.5% (price as of 2026-08-21)
Nov. 11, 2016 MS S 200,000 $37.70 $7,540,000 1,366,192 Direct -12.77% Disposed 461.4% (price as of 2026-08-21)

Showing latest 100 of 162 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Aug. 1, 2017 MS Employee Stock Option (Right to Buy) Common Stock (212,366) $30.01 Jan. 21, 2018 212,366 Disposed
May 10, 2017 MS Employee Stock Option (Right to Buy) Common Stock (212,365) $30.01 Jan. 21, 2018 212,365 Disposed
Jan. 19, 2017 MS Employee Stock Option (Right to Buy) Common Stock (284,827) $22.98 Jan. 22, 2018 284,827 Disposed
Nov. 11, 2016 MS Employee Stock Option (Right to Buy) Common Stock (200,000) $22.98 Jan. 22, 2018 200,000 Disposed
Jan. 22, 2013 MS Employee Stock Option (Right to Buy) Common Stock (484,827) $22.98 Jan. 22, 2018 484,827 Acquired
Jan. 21, 2011 MS Employee Stock Option (Right to Buy) Common Stock (424,731) $30.01 Jan. 21, 2018 424,731 Acquired
Feb. 17, 2006 MS Employee Stock Option (Right to Buy) Common Stock (302,128) $60.81 Feb. 17, 2016 302,128 Acquired
Jan. 26, 2004 65100 Stock Appreciation Right [F3] Common Stock (53,908) $59.85 Jan. 26, 2014 53,908 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Dec. 5, 2007 MS Common Stock 592,863 Direct
Dec. 5, 2007 MS Common Stock 76 Indirect
Dec. 5, 2007 MS Employee Stock Option (Right to Buy)→ Common Stock (354,986) 354,986 Direct
Dec. 5, 2007 MS Employee Stock Option (Right to Buy)→ Common Stock (56,772) 56,772 Direct
Nov. 14, 2007 MSCI Class A Common Stock 0 Direct
Feb. 22, 2006 MS No securities are beneficially owned 0 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

MS

CEO
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2018 $1,500,000 $6,875,000 — — — — $44,662 $28,168,639
2017 $1,500,000 $11,568,250 — — — $12,777 $44,918 $24,509,722
2016 $1,500,000 $9,698,750 — — — $8,971 $39,201 $21,205,835

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.