James P Keane

CIK 1196719 · View on SEC EDGAR ↗

Insider

First SEC filing: May 12, 2025 · Latest: May 12, 2025

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 3 sells (S) Net: $-1,068,193 + 33 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

33 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 7, 2026	NWL	A	39,325	—	—	39,325 Direct	—	Acquired	(price as of 2026-08-21)
May 7, 2026	NWL	M	30,418	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
May 7, 2026	NWL	M	30,418	—	—	54,692 Direct	+125.31%	Acquired	(price as of 2026-08-21)
Dec. 8, 2025	ROK	A	498	—	—	9,690 Direct	+5.42%	Acquired	(price as of 2026-08-21)
Aug. 26, 2025	ROK	S	105	$356.20	$37,401	9,192 Direct	-1.13%	Disposed	22.6% (price as of 2026-08-21)
Aug. 26, 2025	ROK	S	100	$356.32	$35,632	9,297 Direct	-1.06%	Disposed	22.5% (price as of 2026-08-21)
Aug. 26, 2025	ROK	S	2,795	$356.05	$995,160	9,397 Direct	-22.92%	Disposed	22.6% (price as of 2026-08-21)
May 8, 2025	NWL	A	30,418	—	—	30,418 Direct	—	Acquired	(price as of 2026-08-21)
May 8, 2025	NWL	M	24,274	—	—	24,274 Direct	-50.00%	Disposed	(price as of 2026-08-21)
May 8, 2025	NWL	A	24,274	—	—	24,274 Direct	—	Acquired	(price as of 2026-08-21)
Dec. 5, 2024	ROK	A	674	—	—	12,192 Direct	+5.85%	Acquired	(price as of 2026-08-21)
Nov. 26, 2024	ROK	S	1,000	$297.00	$297,000	11,518 Direct	-7.99%	Disposed	47.0% (price as of 2026-08-21)
Nov. 26, 2024	ROK	S	1,000	$295.00	$295,000	12,518 Direct	-7.40%	Disposed	48.0% (price as of 2026-08-21)
May 9, 2024	NWL	A	24,274	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
Dec. 4, 2023	ROK	A	716	—	—	13,518 Direct	+5.59%	Acquired	(price as of 2026-08-21)
Dec. 9, 2022	ROK	A	770	—	—	12,802 Direct	+6.40%	Acquired	(price as of 2026-08-21)
Dec. 7, 2021	ROK	A	421	—	—	12,032 Direct	+3.63%	Acquired	(price as of 2026-08-21)
Feb. 2, 2021	ROK	A	159	—	—	11,611 Direct	+1.39%	Acquired	(price as of 2026-08-21)
Oct. 1, 2020	ROK	A	490	—	—	11,452 Direct	+4.47%	Acquired	(price as of 2026-08-21)
Feb. 4, 2020	ROK	A	198	—	—	10,962 Direct	+1.84%	Acquired	(price as of 2026-08-21)
Oct. 1, 2019	ROK	A	663	—	—	10,764 Direct	+6.56%	Acquired	(price as of 2026-08-21)
Feb. 5, 2019	ROK	A	235	—	—	10,101 Direct	+2.38%	Acquired	(price as of 2026-08-21)
Oct. 1, 2018	ROK	A	506	—	—	9,866 Direct	+5.41%	Acquired	(price as of 2026-08-21)
Feb. 6, 2018	ROK	A	213	—	—	9,360 Direct	+2.33%	Acquired	(price as of 2026-08-21)
Oct. 2, 2017	ROK	A	512	—	—	9,147 Direct	+5.93%	Acquired	(price as of 2026-08-21)
Feb. 7, 2017	ROK	A	268	—	—	8,635 Direct	+3.20%	Acquired	(price as of 2026-08-21)
Oct. 3, 2016	ROK	A	726	—	—	8,367 Direct	+9.50%	Acquired	(price as of 2026-08-21)
Feb. 2, 2016	ROK	A	432	—	—	7,641 Direct	+5.99%	Acquired	(price as of 2026-08-21)
Oct. 1, 2015	ROK	A	823	—	—	7,209 Direct	+12.89%	Acquired	(price as of 2026-08-21)
Feb. 3, 2015	ROK	A	350	—	—	6,386 Direct	+5.80%	Acquired	(price as of 2026-08-21)
Oct. 1, 2014	ROK	A	686	—	—	6,036 Direct	+12.82%	Acquired	(price as of 2026-08-21)
Feb. 4, 2014	ROK	A	360	—	—	5,350 Direct	+7.21%	Acquired	(price as of 2026-08-21)
Oct. 1, 2013	ROK	A	695	$107.96	$75,032	4,990 Direct	+16.18%	Acquired	304.4% (price as of 2026-08-21)
Feb. 5, 2013	ROK	A	442	—	—	4,295 Direct	+11.47%	Acquired	(price as of 2026-08-21)
Oct. 1, 2012	ROK	A	1,009	$69.38	$70,004	3,853 Direct	+35.48%	Acquired	529.3% (price as of 2026-08-21)
Feb. 7, 2012	ROK	A	492	$81.34	$40,019	2,844 Direct	+20.92%	Acquired	436.7% (price as of 2026-08-21)
Oct. 3, 2011	ROK	A	1,284	$54.55	$70,042	2,352 Direct	+120.22%	Acquired	700.3% (price as of 2026-08-21)
Feb. 1, 2011	ROK	A	1,068	—	—	1,068 Direct	—	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
May 7, 2026	NWL	Restricted Stock Units	Common Stock (39,325)	—	—	39,325	Acquired
May 7, 2026	NWL	Restricted Stock Units	Common Stock (30,418)	—	—	30,418	Disposed
May 8, 2025	NWL	Restricted Stock Units	Common Stock (30,418)	—	—	30,418	Acquired
May 8, 2025	NWL	Restricted Stock Units	Common Stock (24,274)	—	—	24,274	Disposed
May 9, 2024	NWL	Restricted Stock Units	Common Stock (24,274)	—	—	24,274	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Feb. 2, 2011	ROK	No securities are beneficially owned	0	Direct