James P Mccaughan

CIK 1196954 · View on SEC EDGAR ↗

Insider

First SEC filing: Sept. 5, 2018 · Latest: Sept. 5, 2018

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 66 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

66 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Sept. 4, 2018 PFG S 10b5-1 10,000 $55.42 $554,200 149,329 Direct -6.28% Disposed 99.8% (price as of 2026-08-20)
Sept. 4, 2018 PFG S 10b5-1 10,000 $55.42 $554,200 159,329 Direct -5.91% Disposed 99.8% (price as of 2026-08-20)
Aug. 2, 2018 PFG S 10b5-1 10,000 $55.44 $554,400 159,329 Direct -5.91% Disposed 99.7% (price as of 2026-08-20)
Aug. 2, 2018 PFG S 10b5-1 10,000 $55.44 $554,400 169,329 Direct -5.58% Disposed 99.7% (price as of 2026-08-20)
July 2, 2018 PFG S 10b5-1 10,000 $52.72 $527,200 169,329 Direct -5.58% Disposed 110.1% (price as of 2026-08-20)
July 2, 2018 PFG S 10b5-1 10,000 $52.72 $527,200 179,329 Direct -5.28% Disposed 110.1% (price as of 2026-08-20)
June 4, 2018 PFG S 10b5-1 10,000 $56.31 $563,100 178,960 Direct -5.29% Disposed 96.7% (price as of 2026-08-20)
June 4, 2018 PFG S 10b5-1 10,000 $56.31 $563,100 188,960 Direct -5.03% Disposed 96.7% (price as of 2026-08-20)
Sept. 12, 2017 PFG S 10b5-1 6,093 $62.34 $379,838 195,819 Direct -3.02% Disposed 77.6% (price as of 2026-08-20)
Sept. 11, 2017 PFG S 10b5-1 100 $62.00 $6,200 195,819 Direct -0.05% Disposed 78.6% (price as of 2026-08-20)
Sept. 6, 2017 PFG S 10b5-1 2,914 $62.15 $181,105 195,819 Direct -1.47% Disposed 78.2% (price as of 2026-08-20)
Sept. 5, 2017 PFG S 10b5-1 6,039 $62.10 $375,022 195,819 Direct -2.99% Disposed 78.3% (price as of 2026-08-20)
Sept. 5, 2017 PFG S 10b5-1 19,350 $62.10 $1,201,635 195,819 Direct -8.99% Disposed 78.3% (price as of 2026-08-20)
Sept. 5, 2017 PFG S 10b5-1 12,589 $62.10 $781,777 195,819 Direct -6.04% Disposed 78.3% (price as of 2026-08-20)
Sept. 5, 2017 PFG S 10b5-1 9,841 $62.10 $611,126 195,819 Direct -4.79% Disposed 78.3% (price as of 2026-08-20)
Sept. 5, 2017 PFG S 10b5-1 3,888 $62.10 $241,445 195,819 Direct -1.95% Disposed 78.3% (price as of 2026-08-20)
Sept. 5, 2017 PFG S 10b5-1 15,146 $62.10 $940,567 195,819 Direct -7.18% Disposed 78.3% (price as of 2026-08-20)
Aug. 4, 2017 PFG S 10b5-1 19,350 $66.98 $1,296,063 195,819 Direct -8.99% Disposed 65.3% (price as of 2026-08-20)
Aug. 4, 2017 PFG S 10b5-1 12,589 $66.98 $843,211 195,819 Direct -6.04% Disposed 65.3% (price as of 2026-08-20)
Aug. 4, 2017 PFG S 10b5-1 9,841 $66.98 $659,150 195,819 Direct -4.79% Disposed 65.3% (price as of 2026-08-20)
Aug. 4, 2017 PFG S 10b5-1 3,889 $66.98 $260,485 195,819 Direct -1.95% Disposed 65.3% (price as of 2026-08-20)
Aug. 4, 2017 PFG S 10b5-1 15,148 $66.98 $1,014,613 195,819 Direct -7.18% Disposed 65.3% (price as of 2026-08-20)
July 5, 2017 PFG S 10b5-1 15,148 $64.43 $975,986 195,819 Direct -7.18% Disposed 71.9% (price as of 2026-08-20)
July 5, 2017 PFG S 10b5-1 3,889 $64.43 $250,568 195,819 Direct -1.95% Disposed 71.9% (price as of 2026-08-20)
July 5, 2017 PFG S 10b5-1 9,841 $64.43 $634,056 195,819 Direct -4.79% Disposed 71.9% (price as of 2026-08-20)
July 5, 2017 PFG S 10b5-1 12,588 $64.43 $811,045 195,819 Direct -6.04% Disposed 71.9% (price as of 2026-08-20)
July 5, 2017 PFG S 10b5-1 19,350 $64.43 $1,246,720 195,819 Direct -8.99% Disposed 71.9% (price as of 2026-08-20)
June 6, 2017 PFG S 10b5-1 5,000 $62.61 $313,050 195,527 Direct -2.49% Disposed 76.9% (price as of 2026-08-20)
June 5, 2017 PFG S 10b5-1 19,350 $63.61 $1,230,854 200,527 Direct -8.80% Disposed 74.1% (price as of 2026-08-20)
June 5, 2017 PFG S 10b5-1 12,589 $63.61 $800,786 200,527 Direct -5.91% Disposed 74.1% (price as of 2026-08-20)
June 5, 2017 PFG S 10b5-1 9,842 $63.61 $626,050 200,527 Direct -4.68% Disposed 74.1% (price as of 2026-08-20)
June 5, 2017 PFG S 10b5-1 3,889 $63.61 $247,379 200,527 Direct -1.90% Disposed 74.1% (price as of 2026-08-20)
June 5, 2017 PFG S 10b5-1 15,148 $63.61 $963,564 200,527 Direct -7.02% Disposed 74.1% (price as of 2026-08-20)
May 8, 2017 PFG S 10b5-1 5,000 $64.01 $320,050 200,527 Direct -2.43% Disposed 73.0% (price as of 2026-08-20)

Showing latest 100 of 454 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Sept. 4, 2018 PFG Employee Stock Option (Right to Buy) Common Stock (10,000) $30.70 Feb. 25, 2023 10,000 Disposed
Aug. 2, 2018 PFG Employee Stock Option (Right to Buy) Common Stock (10,000) $30.70 Feb. 25, 2023 10,000 Disposed
July 2, 2018 PFG Employee Stock Option (Right to Buy) Common Stock (10,000) $30.70 Feb. 25, 2023 10,000 Disposed
June 29, 2018 PFG Phantom Stock Units Common Stock (202) 202 Disposed
June 4, 2018 PFG Employee Stock Option (Right to Buy) Common Stock (10,000) $30.70 Feb. 25, 2023 10,000 Disposed
March 29, 2018 PFG Phanton Stock Units Common Stock (171) 171 Acquired
Feb. 26, 2018 PFG Employee Stock Option (Right to Buy) Common Stock (81,665) $63.98 Feb. 26, 2018 81,665 Acquired
Dec. 28, 2017 PFG Phanton Stock Units Common Stock (139) 139 Acquired
Sept. 29, 2017 PFG Phanton Stock Units Common Stock (147) 147 Acquired
Sept. 12, 2017 PFG Employee Stock Option (Right to Buy) Common Stock (6,093) $60.10 Feb. 26, 2018 6,093 Disposed
Sept. 11, 2017 PFG Employee Stock Option (Right to Buy) Common Stock (100) $60.10 Feb. 26, 2018 100 Disposed
Sept. 6, 2017 PFG Employee Stock Option (Right to Buy) Common Stock (2,914) $60.10 Feb. 26, 2018 2,914 Disposed
Sept. 5, 2017 PFG Employee Stock Option (Right to Buy) Common Stock (6,039) $60.10 Feb. 26, 2018 6,039 Disposed
Sept. 5, 2017 PFG Employee Stock Option (Right to Buy) Common Stock (19,350) $27.46 Feb. 27, 2022 19,350 Disposed
Sept. 5, 2017 PFG Employee Stock Option (Right to Buy) Common Stock (12,589) $34.26 Feb. 28, 2021 12,589 Disposed
Sept. 5, 2017 PFG Employee Stock Option (Right to Buy) Common Stock (9,841) $22.21 Feb. 23, 2020 9,841 Disposed
Sept. 5, 2017 PFG Employee Stock Option (Right to Buy) Common Stock (3,888) $11.07 Feb. 24, 2019 3,888 Disposed
Sept. 5, 2017 PFG Employee Stock Option (Right to Buy) Common Stock (15,146) $60.10 Feb. 26, 2018 15,146 Disposed
Aug. 4, 2017 PFG Employee Stock Option (Right to Buy) Common Stock (19,350) $27.46 Feb. 27, 2022 19,350 Disposed
Aug. 4, 2017 PFG Employee Stock Option (Right to Buy) Common Stock (12,589) $34.26 Feb. 28, 2021 12,589 Disposed
Aug. 4, 2017 PFG Employee Stock Option (Right to Buy) Common Stock (9,841) $22.21 Feb. 23, 2020 9,841 Disposed
Aug. 4, 2017 PFG Employee Stock Option (Right to Buy) Common Stock (3,889) $11.07 Feb. 24, 2019 3,889 Disposed
Aug. 4, 2017 PFG Employee Stock Option (Right to Buy) Common Stock (15,148) $60.10 Feb. 26, 2018 15,148 Disposed
July 5, 2017 PFG Employee Stock Option (Right to Buy) Common Stock (15,148) $60.10 Feb. 26, 2018 15,148 Disposed
July 5, 2017 PFG Employee Stock Option (Right to Buy) Common Stock (3,889) $11.07 Feb. 24, 2019 3,889 Disposed
July 5, 2017 PFG Employee Stock Option (Right to Buy) Common Stock (9,841) $22.21 Feb. 23, 2020 9,841 Disposed
July 5, 2017 PFG Employee Stock Option (Right to Buy) Common Stock (12,588) $34.26 Feb. 28, 2021 12,588 Disposed
July 5, 2017 PFG Employee Stock Option (Right to Buy) Common Stock (19,350) $27.46 Feb. 27, 2022 19,350 Disposed
June 30, 2017 PFG Phantom Stock Units Common Stock (143) 143 Acquired
June 5, 2017 PFG Employee Stock Option (Right to Buy) Common Stock (19,350) $27.46 Feb. 27, 2022 19,350 Disposed
June 5, 2017 PFG Employee Stock Option (Right to Buy) Common Stock (12,589) $34.26 Feb. 28, 2021 12,589 Disposed
June 5, 2017 PFG Employee Stock Option (Right to Buy) Common Stock (9,842) $22.21 Feb. 23, 2020 9,842 Disposed
June 5, 2017 PFG Employee Stock Option (Right to Buy) Common Stock (3,889) $11.07 Feb. 24, 2019 3,889 Disposed
June 5, 2017 PFG Employee Stock Option (Right to Buy) Common Stock (15,148) $60.10 Feb. 26, 2018 15,148 Disposed
March 31, 2017 PFG Phantom Stock Units Common Stock (141) 141 Acquired
Feb. 27, 2017 PFG Employee Stock Option (Right to Buy) Common Stock (77,670) $62.78 Feb. 27, 2027 77,670 Acquired
Dec. 27, 2016 PFG Phantom Stock Units Common Stock (144) 144 Acquired
Sept. 30, 2016 PFG Phantom Stock Units Common Stock (155) 155 Acquired
June 24, 2016 PFG Phantom Stock Units Common Stock (189) 189 Acquired
April 14, 2016 PFG Employee Stock Option (Right to Buy) Common Stock (10,000) $22.21 Feb. 23, 2020 10,000 Disposed
March 25, 2016 PFG Phantom Stock Units Common Stock (187) 187 Acquired
March 14, 2016 PFG Employee Stock Option (Right to Buy) Common Stock (10,000) $22.21 Feb. 23, 2020 10,000 Disposed
Feb. 22, 2016 PFG Employee Stock Option (Right to Buy) Common Stock (121,465) $37.38 Feb. 22, 2026 121,465 Acquired
Feb. 16, 2016 PFG Employee Stock Option (Right to Buy) Common Stock (10,000) $22.21 Feb. 23, 2020 10,000 Disposed
Jan. 14, 2016 PFG Employee Stock Option (Right to Buy) Common Stock (10,000) $22.21 Feb. 23, 2020 10,000 Disposed
Jan. 4, 2016 PFG Employee Stock Option (Right to Buy) Common Stock (12,000) $11.07 Feb. 24, 2019 12,000 Disposed
Dec. 28, 2015 PFG Phantom Stock Units Common Stock (158) 158 Acquired
Dec. 1, 2015 PFG Employee Stock Option (Right to Buy) Common Stock (15,940) $49.25 Feb. 27, 2016 15,940 Disposed
Dec. 1, 2015 PFG Employee Stock Option (Right to Buy) Common Stock (12,000) $11.07 Feb. 24, 2019 12,000 Disposed
Nov. 2, 2015 PFG Employee Stock Option (Right to Buy) Common Stock (12,000) $11.07 Feb. 24, 2019 12,000 Disposed
Nov. 2, 2015 PFG Employee Stock Option (Right to Buy) Common Stock (15,940) $49.25 Feb. 27, 2016 15,940 Disposed
Oct. 7, 2015 PFG Phantom Stock Units Common Stock (15,940) $49.25 Feb. 27, 2016 15,940 Disposed
Oct. 1, 2015 PFG Phantom Stock Units Common Stock (12,000) $11.07 Feb. 24, 2019 12,000 Disposed
Sept. 25, 2015 PFG Phantom Stock Units Common Stock (149) 149 Acquired
June 26, 2015 PFG Phantom Stock Units Common Stock (136) 136 Acquired
March 27, 2015 PFG Phantom Stock Units Common Stock (132) 132 Acquired
Feb. 23, 2015 PFG Employee Stock Option (Right to Buy) Common Stock (51,940) $51.33 Feb. 23, 2025 51,940 Acquired
Feb. 2, 2015 PFG Employee Stock Option (Right to Buy) Common Stock (6,569) $39.02 Feb. 28, 2015 6,569 Disposed
Jan. 2, 2015 PFG Employee Stock Option (Right to Buy) Common Stock (6,569) $39.02 Feb. 28, 2015 6,569 Disposed
Dec. 26, 2014 PFG Phantom Stock Units Common Stock (118) 118 Acquired
Dec. 1, 2014 PFG Employee Stock Option (Right to Buy) Common Stock (6,569) $39.02 Feb. 28, 2015 6,569 Disposed
Nov. 3, 2014 PFG Employee Stock Option (Right to Buy) Common Stock (12,000) $11.07 Feb. 24, 2019 12,000 Disposed
Nov. 3, 2014 PFG Employee Stock Option (Right to Buy) Common Stock (6,568) $39.02 Feb. 28, 2015 6,568 Disposed
Oct. 1, 2014 PFG Employee Stock Option (Right to Buy) Common Stock (12,000) $11.07 Feb. 24, 2019 12,000 Disposed
Oct. 1, 2014 PFG Employee Stock Option (Right to Buy) Common Stock (6,568) $39.02 Feb. 28, 2015 6,568 Disposed
Sept. 26, 2014 PFG Phantom Stock Units Common Stock (117) 117 Acquired
Sept. 2, 2014 PFG Employee Stock Option (Right to Buy) Common Stock (12,000) $11.07 Feb. 24, 2019 12,000 Disposed
Sept. 2, 2014 PFG Employee Stock Option (Right to Buy) Common Stock (6,568) $39.02 Feb. 28, 2015 6,568 Disposed
Aug. 1, 2014 PFG Employee Stock Option (Right to Buy) Common Stock (12,000) $11.07 Feb. 24, 2019 12,000 Disposed
Aug. 1, 2014 PFG Employee Stock Option (Right to Buy) Common Stock (6,568) $39.02 Feb. 28, 2015 6,568 Disposed
July 1, 2014 PFG Employee Stock Option (Right to Buy) Common Stock (12,000) $11.07 Feb. 24, 2019 12,000 Disposed
July 1, 2014 PFG Employee Stock Option (Right to Buy) Common Stock (6,568) $39.02 Feb. 28, 2015 6,568 Disposed
June 27, 2014 PFG Phantom Stock Units Common Stock (116) 116 Acquired
June 2, 2014 PFG Employee Stock Option (Right to Buy) Common Stock (6,568) $39.02 Feb. 28, 2015 6,568 Disposed
May 1, 2014 PFG Employee Stock Option (Right to Buy) Common Stock (5,000) $11.07 Feb. 24, 2019 5,000 Disposed
May 1, 2014 PFG Employee Stock Option (Right to Buy) Common Stock (6,568) $39.02 Feb. 28, 2015 6,568 Disposed
April 1, 2014 PFG Employee Stock Option (Right to Buy) Common Stock (5,000) $11.07 Feb. 24, 2019 5,000 Disposed
April 1, 2014 PFG Employee Stock Option (Right to Buy) Common Stock (6,568) $39.02 Feb. 28, 2015 6,568 Disposed
March 28, 2014 PFG Phantom Stock Units Common Stock (111) 111 Acquired
March 3, 2014 PFG Employee Stock Option (Right to Buy) Common Stock (5,000) $11.07 Feb. 24, 2019 5,000 Disposed
March 3, 2014 PFG Employee Stock Option (Right to Buy) Common Stock (6,568) $39.02 Feb. 28, 2015 6,568 Disposed
Feb. 24, 2014 PFG Employee Stock Option (Right to Buy) Common Stock (54,540) $44.88 Feb. 24, 2024 54,540 Acquired
Feb. 3, 2014 PFG Employee Stock Option (Right to Buy) Common Stock (14,992) $36.30 Feb. 24, 2014 14,992 Disposed
Feb. 3, 2014 PFG Employee Stock Option (Right to Buy) Common Stock (6,568) $39.02 Feb. 28, 2015 6,568 Disposed
Feb. 3, 2014 PFG Employee Stock Option (Right to Buy) Common Stock (10,000) $11.07 Feb. 24, 2019 10,000 Disposed
Jan. 2, 2014 PFG Employee Stock Option (Right to Buy) Common Stock (6,568) $39.02 Feb. 28, 2015 6,568 Disposed
Jan. 2, 2014 PFG Employee Stock Option (Right to Buy) Common Stock (10,000) $11.07 Feb. 24, 2019 10,000 Disposed
Jan. 2, 2014 PFG Employee Stock Option (Right to Buy) Common Stock (14,992) $36.30 Feb. 24, 2014 14,992 Disposed
Dec. 27, 2013 PFG Phantom Stock Units Common Stock (95) 95 Acquired
Dec. 2, 2013 PFG Employee Stock Option (Right to Buy) Common Stock (5,000) $11.07 Feb. 24, 2019 5,000 Disposed
Dec. 2, 2013 PFG Employee Stock Option (Right to Buy) Common Stock (14,992) $36.30 Feb. 24, 2014 14,992 Disposed
Nov. 1, 2013 PFG Employee Stock Option (Right to Buy) Common Stock (14,992) $36.30 Feb. 24, 2014 14,992 Disposed
Nov. 1, 2013 PFG Employee Stock Option (Right to Buy) Common Stock (5,000) $11.07 Feb. 24, 2019 5,000 Disposed
Oct. 1, 2013 PFG Employee Stock Option (Right to Buy) Common Stock (5,000) $11.07 Feb. 24, 2019 5,000 Disposed
Oct. 1, 2013 PFG Employee Stock Option (Right to Buy) Common Stock (14,992) $36.30 Feb. 24, 2014 14,992 Disposed
Sept. 27, 2013 PFG Phantom Stock Units Common Stock (108) 108 Acquired
June 28, 2013 PFG Phantom Stock Units Common Stock (109) 109 Acquired
March 29, 2013 PFG Phantom Stock Units Common Stock (121) 121 Acquired
March 29, 2013 PFG Phantom Stock Units Common Stock (121) 121 Acquired
Feb. 25, 2013 PFG Employee Stock Option (Right to Buy) Common Stock (83,630) $30.70 Feb. 25, 2023 83,630 Acquired

Showing latest 100 of 233 transactions

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

PFG

President, Global Asset Management
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2005
2004

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.