James P Mccaughan
CIK 1196954 · View on SEC EDGAR ↗
First SEC filing: Sept. 5, 2018 · Latest: Sept. 5, 2018
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Sept. 4, 2018 | PFG | S 10b5-1 | 10,000 | $55.42 | $554,200 | 149,329 Direct | -6.28% | Disposed | 99.8% (price as of 2026-08-20) |
| Sept. 4, 2018 | PFG | S 10b5-1 | 10,000 | $55.42 | $554,200 | 159,329 Direct | -5.91% | Disposed | 99.8% (price as of 2026-08-20) |
| Aug. 2, 2018 | PFG | S 10b5-1 | 10,000 | $55.44 | $554,400 | 159,329 Direct | -5.91% | Disposed | 99.7% (price as of 2026-08-20) |
| Aug. 2, 2018 | PFG | S 10b5-1 | 10,000 | $55.44 | $554,400 | 169,329 Direct | -5.58% | Disposed | 99.7% (price as of 2026-08-20) |
| July 2, 2018 | PFG | S 10b5-1 | 10,000 | $52.72 | $527,200 | 169,329 Direct | -5.58% | Disposed | 110.1% (price as of 2026-08-20) |
| July 2, 2018 | PFG | S 10b5-1 | 10,000 | $52.72 | $527,200 | 179,329 Direct | -5.28% | Disposed | 110.1% (price as of 2026-08-20) |
| June 4, 2018 | PFG | S 10b5-1 | 10,000 | $56.31 | $563,100 | 178,960 Direct | -5.29% | Disposed | 96.7% (price as of 2026-08-20) |
| June 4, 2018 | PFG | S 10b5-1 | 10,000 | $56.31 | $563,100 | 188,960 Direct | -5.03% | Disposed | 96.7% (price as of 2026-08-20) |
| Sept. 12, 2017 | PFG | S 10b5-1 | 6,093 | $62.34 | $379,838 | 195,819 Direct | -3.02% | Disposed | 77.6% (price as of 2026-08-20) |
| Sept. 11, 2017 | PFG | S 10b5-1 | 100 | $62.00 | $6,200 | 195,819 Direct | -0.05% | Disposed | 78.6% (price as of 2026-08-20) |
| Sept. 6, 2017 | PFG | S 10b5-1 | 2,914 | $62.15 | $181,105 | 195,819 Direct | -1.47% | Disposed | 78.2% (price as of 2026-08-20) |
| Sept. 5, 2017 | PFG | S 10b5-1 | 6,039 | $62.10 | $375,022 | 195,819 Direct | -2.99% | Disposed | 78.3% (price as of 2026-08-20) |
| Sept. 5, 2017 | PFG | S 10b5-1 | 19,350 | $62.10 | $1,201,635 | 195,819 Direct | -8.99% | Disposed | 78.3% (price as of 2026-08-20) |
| Sept. 5, 2017 | PFG | S 10b5-1 | 12,589 | $62.10 | $781,777 | 195,819 Direct | -6.04% | Disposed | 78.3% (price as of 2026-08-20) |
| Sept. 5, 2017 | PFG | S 10b5-1 | 9,841 | $62.10 | $611,126 | 195,819 Direct | -4.79% | Disposed | 78.3% (price as of 2026-08-20) |
| Sept. 5, 2017 | PFG | S 10b5-1 | 3,888 | $62.10 | $241,445 | 195,819 Direct | -1.95% | Disposed | 78.3% (price as of 2026-08-20) |
| Sept. 5, 2017 | PFG | S 10b5-1 | 15,146 | $62.10 | $940,567 | 195,819 Direct | -7.18% | Disposed | 78.3% (price as of 2026-08-20) |
| Aug. 4, 2017 | PFG | S 10b5-1 | 19,350 | $66.98 | $1,296,063 | 195,819 Direct | -8.99% | Disposed | 65.3% (price as of 2026-08-20) |
| Aug. 4, 2017 | PFG | S 10b5-1 | 12,589 | $66.98 | $843,211 | 195,819 Direct | -6.04% | Disposed | 65.3% (price as of 2026-08-20) |
| Aug. 4, 2017 | PFG | S 10b5-1 | 9,841 | $66.98 | $659,150 | 195,819 Direct | -4.79% | Disposed | 65.3% (price as of 2026-08-20) |
| Aug. 4, 2017 | PFG | S 10b5-1 | 3,889 | $66.98 | $260,485 | 195,819 Direct | -1.95% | Disposed | 65.3% (price as of 2026-08-20) |
| Aug. 4, 2017 | PFG | S 10b5-1 | 15,148 | $66.98 | $1,014,613 | 195,819 Direct | -7.18% | Disposed | 65.3% (price as of 2026-08-20) |
| July 5, 2017 | PFG | S 10b5-1 | 15,148 | $64.43 | $975,986 | 195,819 Direct | -7.18% | Disposed | 71.9% (price as of 2026-08-20) |
| July 5, 2017 | PFG | S 10b5-1 | 3,889 | $64.43 | $250,568 | 195,819 Direct | -1.95% | Disposed | 71.9% (price as of 2026-08-20) |
| July 5, 2017 | PFG | S 10b5-1 | 9,841 | $64.43 | $634,056 | 195,819 Direct | -4.79% | Disposed | 71.9% (price as of 2026-08-20) |
| July 5, 2017 | PFG | S 10b5-1 | 12,588 | $64.43 | $811,045 | 195,819 Direct | -6.04% | Disposed | 71.9% (price as of 2026-08-20) |
| July 5, 2017 | PFG | S 10b5-1 | 19,350 | $64.43 | $1,246,720 | 195,819 Direct | -8.99% | Disposed | 71.9% (price as of 2026-08-20) |
| June 6, 2017 | PFG | S 10b5-1 | 5,000 | $62.61 | $313,050 | 195,527 Direct | -2.49% | Disposed | 76.9% (price as of 2026-08-20) |
| June 5, 2017 | PFG | S 10b5-1 | 19,350 | $63.61 | $1,230,854 | 200,527 Direct | -8.80% | Disposed | 74.1% (price as of 2026-08-20) |
| June 5, 2017 | PFG | S 10b5-1 | 12,589 | $63.61 | $800,786 | 200,527 Direct | -5.91% | Disposed | 74.1% (price as of 2026-08-20) |
| June 5, 2017 | PFG | S 10b5-1 | 9,842 | $63.61 | $626,050 | 200,527 Direct | -4.68% | Disposed | 74.1% (price as of 2026-08-20) |
| June 5, 2017 | PFG | S 10b5-1 | 3,889 | $63.61 | $247,379 | 200,527 Direct | -1.90% | Disposed | 74.1% (price as of 2026-08-20) |
| June 5, 2017 | PFG | S 10b5-1 | 15,148 | $63.61 | $963,564 | 200,527 Direct | -7.02% | Disposed | 74.1% (price as of 2026-08-20) |
| May 8, 2017 | PFG | S 10b5-1 | 5,000 | $64.01 | $320,050 | 200,527 Direct | -2.43% | Disposed | 73.0% (price as of 2026-08-20) |
Showing latest 100 of 454 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Sept. 4, 2018 | PFG | Employee Stock Option (Right to Buy) | Common Stock (10,000) | $30.70 | Feb. 25, 2023 | 10,000 | Disposed |
| Aug. 2, 2018 | PFG | Employee Stock Option (Right to Buy) | Common Stock (10,000) | $30.70 | Feb. 25, 2023 | 10,000 | Disposed |
| July 2, 2018 | PFG | Employee Stock Option (Right to Buy) | Common Stock (10,000) | $30.70 | Feb. 25, 2023 | 10,000 | Disposed |
| June 29, 2018 | PFG | Phantom Stock Units | Common Stock (202) | — | — | 202 | Disposed |
| June 4, 2018 | PFG | Employee Stock Option (Right to Buy) | Common Stock (10,000) | $30.70 | Feb. 25, 2023 | 10,000 | Disposed |
| March 29, 2018 | PFG | Phanton Stock Units | Common Stock (171) | — | — | 171 | Acquired |
| Feb. 26, 2018 | PFG | Employee Stock Option (Right to Buy) | Common Stock (81,665) | $63.98 | Feb. 26, 2018 | 81,665 | Acquired |
| Dec. 28, 2017 | PFG | Phanton Stock Units | Common Stock (139) | — | — | 139 | Acquired |
| Sept. 29, 2017 | PFG | Phanton Stock Units | Common Stock (147) | — | — | 147 | Acquired |
| Sept. 12, 2017 | PFG | Employee Stock Option (Right to Buy) | Common Stock (6,093) | $60.10 | Feb. 26, 2018 | 6,093 | Disposed |
| Sept. 11, 2017 | PFG | Employee Stock Option (Right to Buy) | Common Stock (100) | $60.10 | Feb. 26, 2018 | 100 | Disposed |
| Sept. 6, 2017 | PFG | Employee Stock Option (Right to Buy) | Common Stock (2,914) | $60.10 | Feb. 26, 2018 | 2,914 | Disposed |
| Sept. 5, 2017 | PFG | Employee Stock Option (Right to Buy) | Common Stock (6,039) | $60.10 | Feb. 26, 2018 | 6,039 | Disposed |
| Sept. 5, 2017 | PFG | Employee Stock Option (Right to Buy) | Common Stock (19,350) | $27.46 | Feb. 27, 2022 | 19,350 | Disposed |
| Sept. 5, 2017 | PFG | Employee Stock Option (Right to Buy) | Common Stock (12,589) | $34.26 | Feb. 28, 2021 | 12,589 | Disposed |
| Sept. 5, 2017 | PFG | Employee Stock Option (Right to Buy) | Common Stock (9,841) | $22.21 | Feb. 23, 2020 | 9,841 | Disposed |
| Sept. 5, 2017 | PFG | Employee Stock Option (Right to Buy) | Common Stock (3,888) | $11.07 | Feb. 24, 2019 | 3,888 | Disposed |
| Sept. 5, 2017 | PFG | Employee Stock Option (Right to Buy) | Common Stock (15,146) | $60.10 | Feb. 26, 2018 | 15,146 | Disposed |
| Aug. 4, 2017 | PFG | Employee Stock Option (Right to Buy) | Common Stock (19,350) | $27.46 | Feb. 27, 2022 | 19,350 | Disposed |
| Aug. 4, 2017 | PFG | Employee Stock Option (Right to Buy) | Common Stock (12,589) | $34.26 | Feb. 28, 2021 | 12,589 | Disposed |
| Aug. 4, 2017 | PFG | Employee Stock Option (Right to Buy) | Common Stock (9,841) | $22.21 | Feb. 23, 2020 | 9,841 | Disposed |
| Aug. 4, 2017 | PFG | Employee Stock Option (Right to Buy) | Common Stock (3,889) | $11.07 | Feb. 24, 2019 | 3,889 | Disposed |
| Aug. 4, 2017 | PFG | Employee Stock Option (Right to Buy) | Common Stock (15,148) | $60.10 | Feb. 26, 2018 | 15,148 | Disposed |
| July 5, 2017 | PFG | Employee Stock Option (Right to Buy) | Common Stock (15,148) | $60.10 | Feb. 26, 2018 | 15,148 | Disposed |
| July 5, 2017 | PFG | Employee Stock Option (Right to Buy) | Common Stock (3,889) | $11.07 | Feb. 24, 2019 | 3,889 | Disposed |
| July 5, 2017 | PFG | Employee Stock Option (Right to Buy) | Common Stock (9,841) | $22.21 | Feb. 23, 2020 | 9,841 | Disposed |
| July 5, 2017 | PFG | Employee Stock Option (Right to Buy) | Common Stock (12,588) | $34.26 | Feb. 28, 2021 | 12,588 | Disposed |
| July 5, 2017 | PFG | Employee Stock Option (Right to Buy) | Common Stock (19,350) | $27.46 | Feb. 27, 2022 | 19,350 | Disposed |
| June 30, 2017 | PFG | Phantom Stock Units | Common Stock (143) | — | — | 143 | Acquired |
| June 5, 2017 | PFG | Employee Stock Option (Right to Buy) | Common Stock (19,350) | $27.46 | Feb. 27, 2022 | 19,350 | Disposed |
| June 5, 2017 | PFG | Employee Stock Option (Right to Buy) | Common Stock (12,589) | $34.26 | Feb. 28, 2021 | 12,589 | Disposed |
| June 5, 2017 | PFG | Employee Stock Option (Right to Buy) | Common Stock (9,842) | $22.21 | Feb. 23, 2020 | 9,842 | Disposed |
| June 5, 2017 | PFG | Employee Stock Option (Right to Buy) | Common Stock (3,889) | $11.07 | Feb. 24, 2019 | 3,889 | Disposed |
| June 5, 2017 | PFG | Employee Stock Option (Right to Buy) | Common Stock (15,148) | $60.10 | Feb. 26, 2018 | 15,148 | Disposed |
| March 31, 2017 | PFG | Phantom Stock Units | Common Stock (141) | — | — | 141 | Acquired |
| Feb. 27, 2017 | PFG | Employee Stock Option (Right to Buy) | Common Stock (77,670) | $62.78 | Feb. 27, 2027 | 77,670 | Acquired |
| Dec. 27, 2016 | PFG | Phantom Stock Units | Common Stock (144) | — | — | 144 | Acquired |
| Sept. 30, 2016 | PFG | Phantom Stock Units | Common Stock (155) | — | — | 155 | Acquired |
| June 24, 2016 | PFG | Phantom Stock Units | Common Stock (189) | — | — | 189 | Acquired |
| April 14, 2016 | PFG | Employee Stock Option (Right to Buy) | Common Stock (10,000) | $22.21 | Feb. 23, 2020 | 10,000 | Disposed |
| March 25, 2016 | PFG | Phantom Stock Units | Common Stock (187) | — | — | 187 | Acquired |
| March 14, 2016 | PFG | Employee Stock Option (Right to Buy) | Common Stock (10,000) | $22.21 | Feb. 23, 2020 | 10,000 | Disposed |
| Feb. 22, 2016 | PFG | Employee Stock Option (Right to Buy) | Common Stock (121,465) | $37.38 | Feb. 22, 2026 | 121,465 | Acquired |
| Feb. 16, 2016 | PFG | Employee Stock Option (Right to Buy) | Common Stock (10,000) | $22.21 | Feb. 23, 2020 | 10,000 | Disposed |
| Jan. 14, 2016 | PFG | Employee Stock Option (Right to Buy) | Common Stock (10,000) | $22.21 | Feb. 23, 2020 | 10,000 | Disposed |
| Jan. 4, 2016 | PFG | Employee Stock Option (Right to Buy) | Common Stock (12,000) | $11.07 | Feb. 24, 2019 | 12,000 | Disposed |
| Dec. 28, 2015 | PFG | Phantom Stock Units | Common Stock (158) | — | — | 158 | Acquired |
| Dec. 1, 2015 | PFG | Employee Stock Option (Right to Buy) | Common Stock (15,940) | $49.25 | Feb. 27, 2016 | 15,940 | Disposed |
| Dec. 1, 2015 | PFG | Employee Stock Option (Right to Buy) | Common Stock (12,000) | $11.07 | Feb. 24, 2019 | 12,000 | Disposed |
| Nov. 2, 2015 | PFG | Employee Stock Option (Right to Buy) | Common Stock (12,000) | $11.07 | Feb. 24, 2019 | 12,000 | Disposed |
| Nov. 2, 2015 | PFG | Employee Stock Option (Right to Buy) | Common Stock (15,940) | $49.25 | Feb. 27, 2016 | 15,940 | Disposed |
| Oct. 7, 2015 | PFG | Phantom Stock Units | Common Stock (15,940) | $49.25 | Feb. 27, 2016 | 15,940 | Disposed |
| Oct. 1, 2015 | PFG | Phantom Stock Units | Common Stock (12,000) | $11.07 | Feb. 24, 2019 | 12,000 | Disposed |
| Sept. 25, 2015 | PFG | Phantom Stock Units | Common Stock (149) | — | — | 149 | Acquired |
| June 26, 2015 | PFG | Phantom Stock Units | Common Stock (136) | — | — | 136 | Acquired |
| March 27, 2015 | PFG | Phantom Stock Units | Common Stock (132) | — | — | 132 | Acquired |
| Feb. 23, 2015 | PFG | Employee Stock Option (Right to Buy) | Common Stock (51,940) | $51.33 | Feb. 23, 2025 | 51,940 | Acquired |
| Feb. 2, 2015 | PFG | Employee Stock Option (Right to Buy) | Common Stock (6,569) | $39.02 | Feb. 28, 2015 | 6,569 | Disposed |
| Jan. 2, 2015 | PFG | Employee Stock Option (Right to Buy) | Common Stock (6,569) | $39.02 | Feb. 28, 2015 | 6,569 | Disposed |
| Dec. 26, 2014 | PFG | Phantom Stock Units | Common Stock (118) | — | — | 118 | Acquired |
| Dec. 1, 2014 | PFG | Employee Stock Option (Right to Buy) | Common Stock (6,569) | $39.02 | Feb. 28, 2015 | 6,569 | Disposed |
| Nov. 3, 2014 | PFG | Employee Stock Option (Right to Buy) | Common Stock (12,000) | $11.07 | Feb. 24, 2019 | 12,000 | Disposed |
| Nov. 3, 2014 | PFG | Employee Stock Option (Right to Buy) | Common Stock (6,568) | $39.02 | Feb. 28, 2015 | 6,568 | Disposed |
| Oct. 1, 2014 | PFG | Employee Stock Option (Right to Buy) | Common Stock (12,000) | $11.07 | Feb. 24, 2019 | 12,000 | Disposed |
| Oct. 1, 2014 | PFG | Employee Stock Option (Right to Buy) | Common Stock (6,568) | $39.02 | Feb. 28, 2015 | 6,568 | Disposed |
| Sept. 26, 2014 | PFG | Phantom Stock Units | Common Stock (117) | — | — | 117 | Acquired |
| Sept. 2, 2014 | PFG | Employee Stock Option (Right to Buy) | Common Stock (12,000) | $11.07 | Feb. 24, 2019 | 12,000 | Disposed |
| Sept. 2, 2014 | PFG | Employee Stock Option (Right to Buy) | Common Stock (6,568) | $39.02 | Feb. 28, 2015 | 6,568 | Disposed |
| Aug. 1, 2014 | PFG | Employee Stock Option (Right to Buy) | Common Stock (12,000) | $11.07 | Feb. 24, 2019 | 12,000 | Disposed |
| Aug. 1, 2014 | PFG | Employee Stock Option (Right to Buy) | Common Stock (6,568) | $39.02 | Feb. 28, 2015 | 6,568 | Disposed |
| July 1, 2014 | PFG | Employee Stock Option (Right to Buy) | Common Stock (12,000) | $11.07 | Feb. 24, 2019 | 12,000 | Disposed |
| July 1, 2014 | PFG | Employee Stock Option (Right to Buy) | Common Stock (6,568) | $39.02 | Feb. 28, 2015 | 6,568 | Disposed |
| June 27, 2014 | PFG | Phantom Stock Units | Common Stock (116) | — | — | 116 | Acquired |
| June 2, 2014 | PFG | Employee Stock Option (Right to Buy) | Common Stock (6,568) | $39.02 | Feb. 28, 2015 | 6,568 | Disposed |
| May 1, 2014 | PFG | Employee Stock Option (Right to Buy) | Common Stock (5,000) | $11.07 | Feb. 24, 2019 | 5,000 | Disposed |
| May 1, 2014 | PFG | Employee Stock Option (Right to Buy) | Common Stock (6,568) | $39.02 | Feb. 28, 2015 | 6,568 | Disposed |
| April 1, 2014 | PFG | Employee Stock Option (Right to Buy) | Common Stock (5,000) | $11.07 | Feb. 24, 2019 | 5,000 | Disposed |
| April 1, 2014 | PFG | Employee Stock Option (Right to Buy) | Common Stock (6,568) | $39.02 | Feb. 28, 2015 | 6,568 | Disposed |
| March 28, 2014 | PFG | Phantom Stock Units | Common Stock (111) | — | — | 111 | Acquired |
| March 3, 2014 | PFG | Employee Stock Option (Right to Buy) | Common Stock (5,000) | $11.07 | Feb. 24, 2019 | 5,000 | Disposed |
| March 3, 2014 | PFG | Employee Stock Option (Right to Buy) | Common Stock (6,568) | $39.02 | Feb. 28, 2015 | 6,568 | Disposed |
| Feb. 24, 2014 | PFG | Employee Stock Option (Right to Buy) | Common Stock (54,540) | $44.88 | Feb. 24, 2024 | 54,540 | Acquired |
| Feb. 3, 2014 | PFG | Employee Stock Option (Right to Buy) | Common Stock (14,992) | $36.30 | Feb. 24, 2014 | 14,992 | Disposed |
| Feb. 3, 2014 | PFG | Employee Stock Option (Right to Buy) | Common Stock (6,568) | $39.02 | Feb. 28, 2015 | 6,568 | Disposed |
| Feb. 3, 2014 | PFG | Employee Stock Option (Right to Buy) | Common Stock (10,000) | $11.07 | Feb. 24, 2019 | 10,000 | Disposed |
| Jan. 2, 2014 | PFG | Employee Stock Option (Right to Buy) | Common Stock (6,568) | $39.02 | Feb. 28, 2015 | 6,568 | Disposed |
| Jan. 2, 2014 | PFG | Employee Stock Option (Right to Buy) | Common Stock (10,000) | $11.07 | Feb. 24, 2019 | 10,000 | Disposed |
| Jan. 2, 2014 | PFG | Employee Stock Option (Right to Buy) | Common Stock (14,992) | $36.30 | Feb. 24, 2014 | 14,992 | Disposed |
| Dec. 27, 2013 | PFG | Phantom Stock Units | Common Stock (95) | — | — | 95 | Acquired |
| Dec. 2, 2013 | PFG | Employee Stock Option (Right to Buy) | Common Stock (5,000) | $11.07 | Feb. 24, 2019 | 5,000 | Disposed |
| Dec. 2, 2013 | PFG | Employee Stock Option (Right to Buy) | Common Stock (14,992) | $36.30 | Feb. 24, 2014 | 14,992 | Disposed |
| Nov. 1, 2013 | PFG | Employee Stock Option (Right to Buy) | Common Stock (14,992) | $36.30 | Feb. 24, 2014 | 14,992 | Disposed |
| Nov. 1, 2013 | PFG | Employee Stock Option (Right to Buy) | Common Stock (5,000) | $11.07 | Feb. 24, 2019 | 5,000 | Disposed |
| Oct. 1, 2013 | PFG | Employee Stock Option (Right to Buy) | Common Stock (5,000) | $11.07 | Feb. 24, 2019 | 5,000 | Disposed |
| Oct. 1, 2013 | PFG | Employee Stock Option (Right to Buy) | Common Stock (14,992) | $36.30 | Feb. 24, 2014 | 14,992 | Disposed |
| Sept. 27, 2013 | PFG | Phantom Stock Units | Common Stock (108) | — | — | 108 | Acquired |
| June 28, 2013 | PFG | Phantom Stock Units | Common Stock (109) | — | — | 109 | Acquired |
| March 29, 2013 | PFG | Phantom Stock Units | Common Stock (121) | — | — | 121 | Acquired |
| March 29, 2013 | PFG | Phantom Stock Units | Common Stock (121) | — | — | 121 | Acquired |
| Feb. 25, 2013 | PFG | Employee Stock Option (Right to Buy) | Common Stock (83,630) | $30.70 | Feb. 25, 2023 | 83,630 | Acquired |
Showing latest 100 of 233 transactions
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
PFG
President, Global Asset Management| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2005 | — | — | — | — | — | — | — | — |
| 2004 | — | — | — | — | — | — | — | — |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.