James P Palermo

CIK 1201586 · View on SEC EDGAR ↗

Insider

First SEC filing: July 3, 2007 · Latest: July 3, 2007

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

BNY selling Jan. 18, 2013

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 73 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

73 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 16, 2013	BNY	F	16,247	$28.85	$468,726	207,045 Direct	-7.28%	Disposed	452.8% (price as of 2026-08-20)
Feb. 23, 2013	BNY	F	9,160	$27.63	$253,091	223,292 Direct	-3.94%	Disposed	477.2% (price as of 2026-08-20)
Feb. 21, 2013	BNY	A	20,337	—	—	232,452 Direct	+9.59%	Acquired	(price as of 2026-08-20)
Jan. 18, 2013	BNY	M	20,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 18, 2013	BNY	S	20,000	$26.21	$524,200	212,115 Direct	-8.62%	Disposed	508.5% (price as of 2026-08-20)
Jan. 18, 2013	BNY	M	20,000	$23.19	$463,800	232,115 Direct	+9.43%	Acquired	587.8% (price as of 2026-08-20)
March 9, 2012	BNY	F	16,413	$22.42	$367,979	269,367 Direct	-5.74%	Disposed	611.4% (price as of 2026-08-20)
Feb. 23, 2012	BNY	A	87,189	—	—	87,189 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 23, 2012	BNY	A	56,948	—	—	285,780 Direct	+24.89%	Acquired	(price as of 2026-08-20)
Jan. 24, 2012	BNY	F	3,348	$21.24	$71,112	228,832 Direct	-1.44%	Disposed	650.9% (price as of 2026-08-20)
Feb. 24, 2011	BNY	A	113,507	—	—	113,507 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 24, 2011	BNY	A	31,786	—	—	220,721 Direct	+16.82%	Acquired	(price as of 2026-08-20)
Feb. 7, 2011	BNY	D	11,112	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 7, 2011	BNY	F	2,859	$31.84	$91,031	188,935 Direct	-1.49%	Disposed	400.9% (price as of 2026-08-20)
Feb. 7, 2011	BNY	D	2,667	—	—	191,794 Direct	-1.37%	Disposed	(price as of 2026-08-20)
July 1, 2010	BNY	F	42,480	$24.77	$1,052,230	245,442 Direct	-14.75%	Disposed	543.9% (price as of 2026-08-20)
March 16, 2010	BNY	A	120,233	—	—	120,233 Direct	—	Acquired	(price as of 2026-08-20)
March 16, 2010	BNY	A	33,672	—	—	287,604 Direct	+13.26%	Acquired	(price as of 2026-08-20)
Feb. 20, 2010	BNY	F	4,798	$28.66	$137,511	253,932 Direct	-1.85%	Disposed	456.5% (price as of 2026-08-20)
March 15, 2009	BNY	F	3,168	$23.67	$74,987	257,341 Direct	-1.22%	Disposed	573.8% (price as of 2026-08-20)
March 9, 2009	BNY	A	137,097	—	—	137,097 Direct	—	Acquired	(price as of 2026-08-20)
March 9, 2009	BNY	A	38,394	$18.02	$691,860	260,509 Direct	+17.29%	Acquired	785.1% (price as of 2026-08-20)
Jan. 23, 2009	BNY	F	2,726	$23.88	$65,097	221,073 Direct	-1.22%	Disposed	567.9% (price as of 2026-08-20)
Jan. 1, 2009	BNY	F	1,047	$28.33	$29,662	223,799 Direct	-0.47%	Disposed	463.0% (price as of 2026-08-20)
Dec. 31, 2008	BNY	F	1,906	$28.33	$53,997	224,846 Direct	-0.84%	Disposed	463.0% (price as of 2026-08-20)
March 10, 2008	BNY	A	10,563	—	—	10,563 Direct	—	Acquired	(price as of 2026-08-20)
March 10, 2008	BNY	A	158,445	—	—	158,445 Direct	—	Acquired	(price as of 2026-08-20)
March 10, 2008	BNY	A	10,563	$42.31	$446,921	224,400 Direct	+4.94%	Acquired	277.0% (price as of 2026-08-20)
Feb. 21, 2008	BNY	F	7,746	$45.40	$351,668	213,837 Direct	-3.50%	Disposed	251.3% (price as of 2026-08-20)
Jan. 19, 2008	BNY	F	1,038	$43.75	$45,412	221,025 Direct	-0.47%	Disposed	264.5% (price as of 2026-08-20)
Oct. 24, 2007	BNY	M	29,400	—	—	20,000 Direct	-59.51%	Disposed	(price as of 2026-08-20)
Oct. 24, 2007	BNY	M	10,400	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Oct. 24, 2007	BNY	M	3,200	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Oct. 24, 2007	BNY	S	7,900	$46.85	$370,115	221,499 Direct	-3.44%	Disposed	240.4% (price as of 2026-08-20)
Oct. 24, 2007	BNY	S	5,600	$46.84	$262,304	229,399 Direct	-2.38%	Disposed	240.5% (price as of 2026-08-20)
Oct. 24, 2007	BNY	S	2,500	$46.83	$117,075	234,999 Direct	-1.05%	Disposed	240.6% (price as of 2026-08-20)
Oct. 24, 2007	BNY	S	300	$46.83	$14,049	237,499 Direct	-0.13%	Disposed	240.6% (price as of 2026-08-20)
Oct. 24, 2007	BNY	S	2,200	$46.82	$103,004	237,799 Direct	-0.92%	Disposed	240.6% (price as of 2026-08-20)
Oct. 24, 2007	BNY	S	4,945	$46.81	$231,475	239,999 Direct	-2.02%	Disposed	240.7% (price as of 2026-08-20)
Oct. 24, 2007	BNY	S	1,600	$46.80	$74,880	244,944 Direct	-0.65%	Disposed	240.8% (price as of 2026-08-20)
Oct. 24, 2007	BNY	S	1,500	$46.79	$70,185	246,544 Direct	-0.60%	Disposed	240.9% (price as of 2026-08-20)
Oct. 24, 2007	BNY	S	600	$46.77	$28,062	248,044 Direct	-0.24%	Disposed	241.0% (price as of 2026-08-20)
Oct. 24, 2007	BNY	S	300	$46.76	$14,028	248,644 Direct	-0.12%	Disposed	241.1% (price as of 2026-08-20)
Oct. 24, 2007	BNY	S	5,555	$46.75	$259,696	248,944 Direct	-2.18%	Disposed	241.2% (price as of 2026-08-20)
Oct. 24, 2007	BNY	S	3,000	$46.71	$140,130	254,499 Direct	-1.17%	Disposed	241.4% (price as of 2026-08-20)
Oct. 24, 2007	BNY	S	300	$46.69	$14,007	257,499 Direct	-0.12%	Disposed	241.6% (price as of 2026-08-20)
Oct. 24, 2007	BNY	S	300	$46.67	$14,001	257,799 Direct	-0.12%	Disposed	241.7% (price as of 2026-08-20)
Oct. 24, 2007	BNY	S	1,100	$46.65	$51,315	258,099 Direct	-0.42%	Disposed	241.9% (price as of 2026-08-20)
Oct. 24, 2007	BNY	S	200	$46.64	$9,328	259,199 Direct	-0.08%	Disposed	242.0% (price as of 2026-08-20)
Oct. 24, 2007	BNY	S	100	$46.63	$4,663	259,399 Direct	-0.04%	Disposed	242.0% (price as of 2026-08-20)
Oct. 24, 2007	BNY	S	400	$46.62	$18,648	259,499 Direct	-0.15%	Disposed	242.1% (price as of 2026-08-20)
Oct. 24, 2007	BNY	S	600	$46.61	$27,966	259,899 Direct	-0.23%	Disposed	242.2% (price as of 2026-08-20)
Oct. 24, 2007	BNY	S	600	$46.60	$27,960	260,499 Direct	-0.23%	Disposed	242.3% (price as of 2026-08-20)
Oct. 24, 2007	BNY	S	100	$46.59	$4,659	261,099 Direct	-0.04%	Disposed	242.3% (price as of 2026-08-20)
Oct. 24, 2007	BNY	S	1,600	$46.58	$74,528	261,199 Direct	-0.61%	Disposed	242.4% (price as of 2026-08-20)
Oct. 24, 2007	BNY	S	1,700	$46.58	$79,186	262,799 Direct	-0.64%	Disposed	242.4% (price as of 2026-08-20)
Oct. 24, 2007	BNY	M	29,400	$23.19	$681,786	264,499 Direct	+12.51%	Acquired	587.8% (price as of 2026-08-20)
Oct. 24, 2007	BNY	M	10,400	$29.31	$304,824	235,099 Direct	+4.63%	Acquired	444.1% (price as of 2026-08-20)
Oct. 24, 2007	BNY	M	3,200	$29.66	$94,912	224,699 Direct	+1.44%	Acquired	437.7% (price as of 2026-08-20)
July 23, 2007	BNY	A	17,436	—	—	17,436 Direct	—	Acquired	(price as of 2026-08-20)
July 23, 2007	BNY	A	4,359	—	—	220,878 Direct	+2.01%	Acquired	(price as of 2026-08-20)
July 23, 2007	BNY	A	84,100	—	—	216,519 Direct	+63.51%	Acquired	(price as of 2026-08-20)
July 1, 2007	64782	D	4,064	—	—	0 Direct	-100.00%	Disposed
July 1, 2007	64782	D	148,257	—	—	0 Direct	-100.00%	Disposed
July 1, 2007	64782	D	66,798	—	—	0 Direct	-100.00%	Disposed
July 1, 2007	64782	D	30,938	—	—	0 Direct	-100.00%	Disposed
July 1, 2007	64782	D	25,266	—	—	0 Direct	-100.00%	Disposed
July 1, 2007	64782	D	49,400	—	—	0 Direct	-100.00%	Disposed
July 1, 2007	64782	D	14,740	—	—	0 Direct	-100.00%	Disposed
July 1, 2007	64782	D	950	—	—	0 Direct	-100.00%	Disposed
July 1, 2007	64782	D	13,100	—	—	0 Direct	-100.00%	Disposed
July 1, 2007	64782	D	10,400	—	—	0 Direct	-100.00%	Disposed
July 1, 2007	64782	D	3,200	—	—	0 Direct	-100.00%	Disposed
July 1, 2007	64782	D	3,481	—	—	0 Indirect	-100.00%	Disposed
July 1, 2007	64782	D	132,419	—	—	0 Direct	-100.00%	Disposed
July 1, 2007	BNY	A	3,481	—	—	3,481 Indirect	—	Acquired	(price as of 2026-08-20)
July 1, 2007	BNY	A	132,419	—	—	132,419 Direct	—	Acquired	(price as of 2026-08-20)
July 1, 2007	BNY	A	4,064	—	—	4,064 Direct	—	Acquired	(price as of 2026-08-20)
July 1, 2007	BNY	A	148,257	—	—	148,257 Direct	—	Acquired	(price as of 2026-08-20)
July 1, 2007	BNY	A	66,798	—	—	66,798 Direct	—	Acquired	(price as of 2026-08-20)
July 1, 2007	BNY	A	30,938	—	—	30,938 Direct	—	Acquired	(price as of 2026-08-20)
July 1, 2007	BNY	A	25,266	—	—	25,266 Direct	—	Acquired	(price as of 2026-08-20)
July 1, 2007	BNY	A	49,400	—	—	49,400 Direct	—	Acquired	(price as of 2026-08-20)
July 1, 2007	BNY	A	14,740	—	—	14,740 Direct	—	Acquired	(price as of 2026-08-20)
July 1, 2007	BNY	A	950	—	—	950 Direct	—	Acquired	(price as of 2026-08-20)
July 1, 2007	BNY	A	13,100	—	—	13,100 Direct	—	Acquired	(price as of 2026-08-20)
July 1, 2007	BNY	A	10,400	—	—	10,400 Direct	—	Acquired	(price as of 2026-08-20)
July 1, 2007	BNY	A	3,200	—	—	3,200 Direct	—	Acquired	(price as of 2026-08-20)
May 30, 2007	64782	D	15,691	—	—	0 Direct	-100.00%	Disposed
May 30, 2007	64782	D	9,012	—	—	132,403 Direct	-6.37%	Disposed
Feb. 20, 2007	64782	A	4,064	—	—	4,064 Direct	—	Acquired
Feb. 20, 2007	64782	A	148,257	—	—	148,257 Direct	—	Acquired
Feb. 20, 2007	64782	F	8,870	$45.97	$407,754	141,192 Direct	-5.91%	Disposed
Feb. 20, 2007	64782	A	9,286	—	—	150,062 Direct	+6.60%	Acquired
Feb. 20, 2007	64782	A	14,357	—	—	140,776 Direct	+11.36%	Acquired
Jan. 23, 2007	64782	F	1,041	$43.49	$45,273	126,419 Direct	-0.82%	Disposed
April 28, 2006	64782	M	9,600	—	—	0 Direct	-100.00%	Disposed
April 28, 2006	64782	S	1,000	$37.47	$37,470	127,035 Direct	-0.78%	Disposed
April 28, 2006	64782	S	1,900	$37.46	$71,174	128,035 Direct	-1.46%	Disposed
April 28, 2006	64782	S	1,800	$37.45	$67,410	129,935 Direct	-1.37%	Disposed

Showing latest 100 of 137 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Jan. 18, 2013	BNY	EMP OPT-Right to Buy-Type I 1/03	Common Stock (20,000)	$23.19	Jan. 23, 2013	20,000	Disposed
Feb. 23, 2012	BNY	EMP OPT-Right to Buy-Type NQ 2/23/2012	Common Stock (87,189)	$22.03	Feb. 22, 2022	87,189	Acquired
Feb. 24, 2011	BNY	EMP OPT-Right to Buy-Type NQ 2/24/11	Common Stock (113,507)	$30.13	Feb. 23, 2021	113,507	Acquired
Feb. 7, 2011	BNY	Performance Shares	Common Stock (11,112)	—	March 15, 2011	11,112	Disposed
March 16, 2010	BNY	EMP OPT-Right to Buy-Type NQ 3/16/10	Common Stock (120,233)	$30.25	March 15, 2020	120,233	Acquired
March 9, 2009	BNY	EMP OPT-Right to Buy-Type NQ 3/9/09	Common Stock (137,097)	$18.02	March 8, 2019	137,097	Acquired
March 10, 2008	BNY	Performance Shares [F5]	Common Stock (10,563)	—	March 15, 2011	10,563	Acquired
March 10, 2008	BNY	Emp Opt-RTB-Type NQ 3/10/08	Common Stock (158,445)	$42.31	March 9, 2018	158,445	Acquired
Oct. 24, 2007	BNY	EMP OPT-Right to Buy-Type I 1/03	Common Stock (29,400)	$23.19	Jan. 23, 2013	29,400	Disposed
Oct. 24, 2007	BNY	EMP OPT-Right to Buy-Type I 10/98	Common Stock (10,400)	$29.31	Oct. 22, 2008	10,400	Disposed
Oct. 24, 2007	BNY	EMP OPT-Right to Buy-Type I 1/98	Common Stock (3,200)	$29.66	Jan. 20, 2008	3,200	Disposed
July 23, 2007	BNY	EMP OPT-RTB-Type NQ 07/07	Common Stock (17,436)	$44.59	July 22, 2017	17,436	Acquired
July 1, 2007	64782	EMP OPT 02/07 Type NQS	Common Stock (4,064)	$45.97	Feb. 19, 2017	4,064	Disposed
July 1, 2007	64782	EMP OPT (Right to Buy) Type NQ 02/20/07	Common Stock (148,257)	$45.97	Feb. 19, 2017	148,257	Disposed
July 1, 2007	64782	EMP OPT-Right to Buy-Type NQ 01/06	Common Stock (66,798)	$35.02	Jan. 22, 2016	66,798	Disposed
July 1, 2007	64782	EMP OPT-Right to Buy-Type I 1/05	Common Stock (30,938)	$29.21	Jan. 23, 2015	30,938	Disposed
July 1, 2007	64782	EMP OPT-Right to Buy-Type I 1/04	Common Stock (25,266)	$33.47	Jan. 22, 2014	25,266	Disposed
July 1, 2007	64782	EMP OPT-Right to Buy-Type I 1/03	Common Stock (49,400)	$23.19	Jan. 23, 2013	49,400	Disposed
July 1, 2007	64782	EMP OPT-Right to Buy-Type I 1/02	Common Stock (14,740)	$38.70	Jan. 17, 2012	14,740	Disposed
July 1, 2007	64782	EMP OPT-Right to Buy-Type NQ 1/01	Common Stock (950)	$44.00	Jan. 18, 2011	950	Disposed
July 1, 2007	64782	EMP OPT (Right to Buy) Type I 1/01	Common Stock (13,100)	$44.00	Jan. 18, 2011	13,100	Disposed
July 1, 2007	64782	EMP OPT-Right to Buy-Type I 10/98	Common Stock (10,400)	$29.31	Oct. 22, 2008	10,400	Disposed
July 1, 2007	64782	EMP OPT-Right to Buy-Type I 1/98	Common Stock (3,200)	$29.66	Jan. 20, 2008	3,200	Disposed
July 1, 2007	BNY	EMP OPT 02/07 Type NQS	Common Stock (4,064)	$45.97	Feb. 19, 2017	4,064	Acquired
July 1, 2007	BNY	EMP OPT (Right to Buy) Type NQ 02/20/07	Common Stock (148,257)	$45.97	Feb. 19, 2017	148,257	Acquired
July 1, 2007	BNY	EMP OPT-Right to Buy-Type NQ 01/06	Common Stock (66,798)	$35.02	Jan. 22, 2016	66,798	Acquired
July 1, 2007	BNY	EMP OPT-Right to Buy-Type I 1/05	Common Stock (30,938)	$29.21	Jan. 23, 2015	30,938	Acquired
July 1, 2007	BNY	EMP OPT-Right to Buy-Type I 1/04	Common Stock (25,266)	$33.47	Jan. 22, 2014	25,266	Acquired
July 1, 2007	BNY	EMP OPT-Right to Buy-Type I 1/03	Common Stock (49,400)	$23.19	Jan. 23, 2013	49,400	Acquired
July 1, 2007	BNY	EMP OPT-Right to Buy-Type I 1/02	Common Stock (14,740)	$38.70	Jan. 17, 2012	14,740	Acquired
July 1, 2007	BNY	EMP OPT-Right to Buy-Type NQ 1/01	Common Stock (950)	$44.00	Jan. 18, 2011	950	Acquired
July 1, 2007	BNY	EMP OPT (Right to Buy) Type I 1/01	Common Stock (13,100)	$44.00	Jan. 18, 2011	13,100	Acquired
July 1, 2007	BNY	EMP OPT-Right to Buy-Type I 10/98	Common Stock (10,400)	$29.31	Oct. 22, 2008	10,400	Acquired
July 1, 2007	BNY	EMP OPT-Right to buy-Type I 1/98	Common Stock (3,200)	$29.66	Jan. 20, 2008	3,200	Acquired
May 30, 2007	64782	Performance Rights	Common Stock (15,691)	—	March 15, 2009	15,691	Disposed
Feb. 20, 2007	64782	EMP OPT (Right to Buy) Type NQS 02/07	Common Stock (4,064)	$45.97	Feb. 19, 2017	4,064	Acquired
Feb. 20, 2007	64782	EMP OPT (Right to Buy) Type NQ 02/07	Common Stock (148,257)	$45.97	Feb. 19, 2017	148,257	Acquired
April 28, 2006	64782	EMP OPT Right to Buy Type I 7/96	Common Stock (9,600)	$13.25	July 18, 2006	9,600	Disposed
Jan. 23, 2006	64782	Performance Rights [F6]	Common Stock (15,691)	—	March 15, 2008	15,691	Acquired
Jan. 23, 2006	64782	EMP OPT-Right to Buy-Type NQ 01/06	Common Stock (66,798)	$35.02	Jan. 22, 2016	66,798	Acquired
Aug. 15, 2005	64782	EMP OPT (Right to Buy) Type II 10/98	Common Stock (2,340)	$29.31	Oct. 22, 2008	2,340	Disposed
Aug. 15, 2005	64782	EMP OPT (Right to Buy) Type II 10/98	Common Stock (1,196)	$29.31	Oct. 22, 2008	1,196	Disposed
Aug. 15, 2005	64782	EMP OPT (Right to Buy) Type II 1/98	Common Stock (160)	$29.66	Jan. 20, 2008	160	Disposed
Jan. 24, 2005	64782	EMP OPT - Right to Buy - Type I 1/05 [F3]	Common Stock (30,938)	$29.21	Jan. 23, 2015	30,938	Acquired
Nov. 5, 2004	64782	EMP OPT Right to Buy 7/95 -Type I	Common Stock (15,000)	$10.22	July 20, 2005	15,000	Disposed
Jan. 27, 2004	64782	EMP OPT - Right to Buy - Type I 10/94	Common Stock (4,500)	$9.42	Oct. 17, 2004	4,500	Disposed
Jan. 23, 2004	64782	EMP OPT - Right to Buy - Type I 1/04 [F5]	Common Stock (25,266)	$33.47	Jan. 22, 2014	25,266	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).