James R Fitterling

Insider

First SEC filing: May 13, 2026 · Latest: May 13, 2026

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 98 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

98 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 12, 2026	MMM	A	1,360	$143.34	$194,942	7,868 Indirect	+20.90%	Acquired	25.5% (price as of 2026-08-21)
Jan. 23, 2026	MMM	A	288	$160.63	$46,261	6,476 Indirect	+4.65%	Acquired	11.9% (price as of 2026-08-21)
Oct. 24, 2025	MMM	A	270	$171.60	$46,332	6,161 Indirect	+4.58%	Acquired	4.8% (price as of 2026-08-21)
July 23, 2025	MMM	A	306	$151.20	$46,267	5,865 Indirect	+5.50%	Acquired	18.9% (price as of 2026-08-21)
May 13, 2025	MMM	A	1,297	$150.33	$194,978	5,531 Indirect	+30.63%	Acquired	19.6% (price as of 2026-08-21)
April 25, 2025	MMM	A	333	$138.88	$46,247	4,234 Indirect	+8.54%	Acquired	29.5% (price as of 2026-08-21)
May 14, 2024	MMM	A	1,957	$99.63	$194,976	11,412 Direct	+20.70%	Acquired	80.5% (price as of 2026-08-21)
Jan. 26, 2024	MMM	A	437	$95.98	$41,943	9,455 Direct	+4.85%	Acquired	124.1% (price as of 2026-08-21)
Dec. 22, 2023	MMM	A	56	$88.65	$4,964	9,012 Direct	+0.63%	Acquired	142.6% (price as of 2026-08-21)
Oct. 27, 2023	MMM	A	381	$88.65	$33,776	8,955 Direct	+4.44%	Acquired	142.6% (price as of 2026-08-21)
July 28, 2023	MMM	A	347	$111.19	$38,583	8,575 Direct	+4.22%	Acquired	93.4% (price as of 2026-08-21)
May 9, 2023	MMM	A	1,808	$102.34	$185,031	8,228 Direct	+28.16%	Acquired	110.2% (price as of 2026-08-21)
April 28, 2023	MMM	A	320	$105.33	$33,706	6,420 Direct	+5.25%	Acquired	104.2% (price as of 2026-08-21)
Jan. 27, 2023	MMM	A	297	$113.55	$33,724	3,544 Indirect	+9.15%	Acquired	89.4% (price as of 2026-08-21)
Oct. 28, 2022	MMM	A	275	$122.80	$33,770	3,209 Indirect	+9.37%	Acquired	75.1% (price as of 2026-08-21)
July 29, 2022	MMM	A	240	$140.37	$33,689	2,899 Indirect	+9.03%	Acquired	53.2% (price as of 2026-08-21)
May 10, 2022	MMM	A	1,214	$152.38	$184,989	2,630 Indirect	+85.73%	Acquired	41.1% (price as of 2026-08-21)
April 29, 2022	MMM	A	229	$147.14	$33,695	1,416 Indirect	+19.29%	Acquired	46.2% (price as of 2026-08-21)
May 11, 2021	MMM	A	892	$207.33	$184,938	1,147 Indirect	+349.80%	Acquired	3.7% (price as of 2026-08-21)
Feb. 5, 2021	MMM	A	252	—	—	252 Indirect	—	Acquired	(price as of 2026-08-21)
Dec. 4, 2020	DOW	D	957	$54.73	$52,377	65,013 Direct	-1.45%	Disposed	-40.0% (price as of 2026-08-21)
Dec. 4, 2020	DOW	D	1,245	$55.05	$68,537	63,768 Direct	-1.92%	Disposed	-40.3% (price as of 2026-08-21)
Sept. 15, 2020	DOW	M	116,590	$38.87	$4,531,853	166,663 Direct	+232.84%	Acquired	-15.5% (price as of 2026-08-21)
Sept. 15, 2020	DOW	D	100,693	$51.26	$5,161,523	65,970 Direct	-60.42%	Disposed	-35.9% (price as of 2026-08-21)
Sept. 15, 2020	DOW	M	116,590	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
March 13, 2020	DOW	P	20,000	$24.61	$492,200	151,941 Indirect	+15.16%	Acquired	33.5% (price as of 2026-08-21)
Feb. 25, 2020	DOW	D	20,349	$43.95	$894,339	65,970 Direct	-23.57%	Disposed	-25.3% (price as of 2026-08-21)
Feb. 13, 2020	DOW	A	37,270	—	—	126,920 Direct	+41.57%	Acquired	(price as of 2026-08-21)
Feb. 13, 2020	DOW	A	407,480	—	—	407,480 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 10, 2020	DOW	D	5,475	$48.19	$263,840	89,650 Direct	-5.76%	Disposed	-31.8% (price as of 2026-08-21)
Sept. 3, 2019	DOW	D	10,172	$41.80	$425,190	114,036 Direct	-8.19%	Disposed	-21.4% (price as of 2026-08-21)
June 21, 2019	19612	A	97	$39.45	$3,827	11,298 Direct	+0.87%	Acquired
June 21, 2019	19612	A	4,710	$39.45	$185,810	11,202 Direct	+72.55%	Acquired
June 1, 2019	DOW	A	2,389	—	—	124,208 Direct	+1.96%	Acquired	(price as of 2026-08-21)
April 11, 2019	DOW	A	28,700	—	—	121,819 Direct	+30.82%	Acquired	(price as of 2026-08-21)
April 11, 2019	DOW	A	262,830	—	—	262,830 Direct	—	Acquired	(price as of 2026-08-21)
April 1, 2019	DD	A	55,650	—	—	140,193 Direct	+65.82%	Acquired	(price as of 2026-08-21)
April 1, 2019	DOW	A	102,415	—	—	102,415 Direct	—	Acquired	(price as of 2026-08-21)
April 1, 2019	DOW	A	97,436	—	—	97,436 Direct	—	Acquired	(price as of 2026-08-21)
April 1, 2019	DOW	A	128,487	—	—	128,487 Direct	—	Acquired	(price as of 2026-08-21)
April 1, 2019	DOW	A	94,395	—	—	94,395 Direct	—	Acquired	(price as of 2026-08-21)
April 1, 2019	DOW	A	94,998	—	—	94,998 Direct	—	Acquired	(price as of 2026-08-21)
April 1, 2019	DOW	A	175,946	—	—	175,946 Direct	—	Acquired	(price as of 2026-08-21)
April 1, 2019	DOW	A	116,590	—	—	116,590 Direct	—	Acquired	(price as of 2026-08-21)
April 1, 2019	DOW	A	20,939	—	—	93,119 Direct	+29.01%	Acquired	(price as of 2026-08-21)
April 1, 2019	DOW	A	66,425	—	—	72,180 Direct	+1154.21%	Acquired	(price as of 2026-08-21)
March 15, 2019	19612	A	50	$43.90	$2,195	6,492 Direct	+0.78%	Acquired
Feb. 26, 2019	DD	D	55,752	$55.88	$3,115,422	84,543 Direct	-39.74%	Disposed	40.4% (price as of 2026-08-21)
Feb. 12, 2019	DD	F	8,545	$53.36	$455,961	140,295 Direct	-5.74%	Disposed	47.0% (price as of 2026-08-21)
Dec. 21, 2018	19612	A	61	$35.86	$2,187	6,442 Direct	+0.96%	Acquired
Dec. 4, 2018	DD	G	4,215	—	—	217,288 Indirect	-1.90%	Disposed	(price as of 2026-08-21)
Sept. 21, 2018	19612	A	38	$56.61	$2,151	6,381 Direct	+0.60%	Acquired
Aug. 14, 2018	DD	M	10,500	$32.16	$337,680	159,340 Direct	+7.05%	Acquired	143.9% (price as of 2026-08-21)
Aug. 14, 2018	DD	M	10,500	—	—	178,210 Direct	-5.56%	Disposed	(price as of 2026-08-21)
June 15, 2018	19612	A	30	$58.10	$1,743	6,343 Direct	+0.48%	Acquired
May 31, 2018	19612	A	3,311	$56.12	$185,813	6,313 Direct	+110.29%	Acquired
May 31, 2018	19612	A	3,266	$56.12	$183,288	6,268 Direct	+108.79%	Acquired
May 18, 2018	DD	G	8,877	—	—	359,843 Direct	-2.41%	Disposed	(price as of 2026-08-21)
March 16, 2018	19612	A	14	$58.26	$816	3,002 Direct	+0.47%	Acquired
Feb. 20, 2018	DD	D	50,183	$71.62	$3,594,106	368,720 Direct	-11.98%	Disposed	9.5% (price as of 2026-08-21)
Feb. 15, 2018	DD	A	307,245	—	—	307,245 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 13, 2018	DD	F	6,102	$70.75	$431,716	418,903 Direct	-1.44%	Disposed	10.9% (price as of 2026-08-21)
Dec. 19, 2017	19612	A	61	$54.82	$3,344	2,988 Direct	+2.08%	Acquired
Dec. 15, 2017	19612	A	15	$55.37	$831	2,927 Direct	+0.52%	Acquired
Nov. 29, 2017	DD	G	10,842	—	—	425,005 Direct	-2.49%	Disposed	(price as of 2026-08-21)
Nov. 28, 2017	19612	G	4,630	—	—	18,414 Direct	-20.09%	Disposed
Nov. 9, 2017	DD	M	61,830	$34.00	$2,102,220	473,788 Direct	+15.01%	Acquired	130.7% (price as of 2026-08-21)
Nov. 9, 2017	DD	M	22,170	$32.16	$712,987	495,958 Direct	+4.68%	Acquired	143.9% (price as of 2026-08-21)
Nov. 9, 2017	DD	F	5,610	$71.10	$398,871	490,348 Direct	-1.13%	Disposed	10.3% (price as of 2026-08-21)
Nov. 9, 2017	DD	F	10,028	$71.10	$712,991	480,320 Direct	-2.05%	Disposed	10.3% (price as of 2026-08-21)
Nov. 9, 2017	DD	F	14,907	$71.10	$1,059,888	465,413 Direct	-3.10%	Disposed	10.3% (price as of 2026-08-21)
Nov. 9, 2017	DD	F	29,566	$71.10	$2,102,143	435,847 Direct	-6.35%	Disposed	10.3% (price as of 2026-08-21)
Nov. 9, 2017	DD	M	61,830	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Nov. 9, 2017	DD	M	22,170	—	—	188,710 Direct	-10.51%	Disposed	(price as of 2026-08-21)
Sept. 15, 2017	19612	A	99	$48.61	$4,812	2,912 Direct	+3.52%	Acquired
Aug. 31, 2017	29915	D	210,880	—	—	0 Direct	-100.00%	Disposed
Aug. 31, 2017	29915	D	96,220	—	—	0 Direct	-100.00%	Disposed
Aug. 31, 2017	29915	D	95,610	—	—	0 Direct	-100.00%	Disposed
Aug. 31, 2017	29915	D	130,140	—	—	0 Direct	-100.00%	Disposed
Aug. 31, 2017	29915	D	118,090	—	—	0 Direct	-100.00%	Disposed
Aug. 31, 2017	29915	D	98,690	—	—	0 Direct	-100.00%	Disposed
Aug. 31, 2017	29915	D	61,830	—	—	0 Direct	-100.00%	Disposed
Aug. 31, 2017	29915	D	4,385	—	—	0 Indirect	-100.00%	Disposed
Aug. 31, 2017	29915	D	1,634	—	—	0 Indirect	-100.00%	Disposed
Aug. 31, 2017	29915	D	258,155	—	—	0 Direct	-100.00%	Disposed
June 16, 2017	19612	A	139	$48.65	$6,762	2,813 Direct	+5.20%	Acquired
May 5, 2017	19612	A	2,590	$49.22	$127,480	2,674 Direct	+3083.33%	Acquired
March 17, 2017	19612	A	84	$54.00	$4,536	84 Direct	—	Acquired
Feb. 14, 2017	29915	F	6,809	$61.72	$420,251	255,951 Direct	-2.59%	Disposed
Feb. 10, 2017	29915	A	98,690	—	—	98,690 Direct	—	Acquired
Feb. 10, 2017	29915	A	19,410	—	—	262,760 Direct	+7.98%	Acquired
Feb. 8, 2017	29915	M	7,700	—	—	0 Direct	-100.00%	Disposed
Feb. 8, 2017	29915	M	85,300	—	—	61,830 Direct	-57.98%	Disposed
Feb. 8, 2017	29915	F	48,390	$59.94	$2,900,497	243,350 Direct	-16.59%	Disposed
Feb. 8, 2017	29915	F	14,671	$59.94	$879,380	291,740 Direct	-4.79%	Disposed
Feb. 8, 2017	29915	F	3,571	$59.94	$214,046	306,411 Direct	-1.15%	Disposed
Feb. 8, 2017	29915	F	1,908	$59.94	$114,366	309,982 Direct	-0.61%	Disposed
Feb. 8, 2017	29915	M	7,700	$27.79	$213,983	311,890 Direct	+2.53%	Acquired
Feb. 8, 2017	29915	M	85,300	$34.00	$2,900,200	304,190 Direct	+38.97%	Acquired
Jan. 30, 2017	19612	P	1,500	$48.57	$72,855	23,044 Direct	+6.96%	Acquired

Showing latest 100 of 202 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Sept. 15, 2020	DOW	Non-Qualified Stock Option (Right to Buy)	Common Stock (116,590)	$38.87	Feb. 11, 2021	116,590	Disposed
Feb. 13, 2020	DOW	Non-Qualified Stock Option (Right to Buy)	Common Stock (407,480)	$48.30	Feb. 13, 2030	407,480	Acquired
June 21, 2019	19612	Stock Units	Common Stock (97)	—	—	97	Acquired
June 21, 2019	19612	Stock Units	Common Stock (4,710)	—	—	4,710	Acquired
April 11, 2019	DOW	Non-Qualified Stock Option (Right to Buy)	Common Stock (262,830)	$54.89	April 11, 2029	262,830	Acquired
April 1, 2019	DOW	Non-Qualified Stock Option (Right to Buy)	Common Stock (102,415)	—	Feb. 15, 2028	102,415	Acquired
April 1, 2019	DOW	Non-Qualified Stock Option (Right to Buy)	Common Stock (97,436)	—	Feb. 10, 2027	97,436	Acquired
April 1, 2019	DOW	Non-Qualified Stock Option (Right to Buy)	Common Stock (128,487)	—	Feb. 12, 2026	128,487	Acquired
April 1, 2019	DOW	Non-Qualified Stock Option (Right to Buy)	Common Stock (94,395)	—	Feb. 13, 2025	94,395	Acquired
April 1, 2019	DOW	Non-Qualified Stock Option (Right to Buy)	Common Stock (94,998)	—	Feb. 14, 2024	94,998	Acquired
April 1, 2019	DOW	Non-Qualified Stock Option (Right to Buy)	Common Stock (175,946)	—	Feb. 15, 2023	175,946	Acquired
April 1, 2019	DOW	Non-Qualified Stock Option (Right to Buy)	Common Stock (116,590)	—	Feb. 11, 2021	116,590	Acquired
March 15, 2019	19612	Stock Units	Common Stock (50)	—	—	50	Acquired
Dec. 21, 2018	19612	Stock Units	Common Stock (61)	—	—	61	Acquired
Sept. 21, 2018	19612	Stock Units [F1]	Common Stock (38)	—	—	38	Acquired
Aug. 14, 2018	DD	Non-Qualified Stock Option (Right to Buy) [F1]	Common Stock (10,500)	$32.16	Feb. 15, 2023	10,500	Disposed
June 15, 2018	19612	Stock Units	Common Stock (30)	—	—	30	Acquired
May 31, 2018	19612	Stock Units	Common Stock	—	—	3,311	Acquired
May 31, 2018	19612	Stock Units	Common Stock (3,266)	—	—	3,266	Acquired
March 16, 2018	19612	Stock Units	Common Stock (14)	—	—	14	Acquired
Feb. 15, 2018	DD	Non-Qualified Stock Option (Right to Buy) [F3]	Common Stock (307,245)	$71.85	Feb. 15, 2028	307,245	Acquired
Dec. 19, 2017	19612	Stock Units	Common Stock (61)	—	—	61	Acquired
Dec. 15, 2017	19612	Stock Units	Common Stock (15)	—	—	15	Acquired
Nov. 9, 2017	DD	Non-Qualified Stock Option (Right to Buy) [F2]	Common Stock (61,830)	$34.00	Feb. 10, 2022	61,830	Disposed
Nov. 9, 2017	DD	Non-Qualified Stock Option (Right to Buy) [F4]	Common Stock (22,170)	$32.16	Feb. 15, 2023	22,170	Disposed
Sept. 15, 2017	19612	Stock Units	Common Stock (99)	—	—	99	Acquired
Aug. 31, 2017	29915	Non-Qualified Stock Option (right to buy)	Common (210,880)	$32.16	Feb. 15, 2023	210,880	Disposed
Aug. 31, 2017	29915	Non-Qualified Stock Option (right to buy)	Common (96,220)	$46.71	Feb. 14, 2024	96,220	Disposed
Aug. 31, 2017	29915	Non-Qualified Stock Option (right to buy)	Common (95,610)	$49.44	Feb. 13, 2025	95,610	Disposed
Aug. 31, 2017	29915	Non-Qualified Stock Option (right to buy)	Common (130,140)	$46.01	Feb. 12, 2026	130,140	Disposed
Aug. 31, 2017	29915	Non-Qualified Stock Option (right to buy)	Common (118,090)	$38.38	Feb. 11, 2021	118,090	Disposed
Aug. 31, 2017	29915	Non-Qualified Stock Option (right to buy)	Common (98,690)	$61.19	Feb. 10, 2027	98,690	Disposed
Aug. 31, 2017	29915	Non-Qualified Stock Option (right to buy)	Common (61,830)	$34.00	Feb. 10, 2022	61,830	Disposed
June 16, 2017	19612	Stock Units	Common Stock (139)	—	—	139	Acquired
May 5, 2017	19612	Stock Units	Common Stock (2,590)	—	—	2,590	Acquired
March 17, 2017	19612	Stock Units	Common Stock (84)	—	—	84	Acquired
Feb. 10, 2017	29915	Non-Qualified Stock Option (right to buy) [F1]	Common (98,690)	$61.19	Feb. 10, 2027	98,690	Acquired
Feb. 8, 2017	29915	Non-Qualified Stock Option (right to buy) [F2]	Common (7,700)	$27.79	Feb. 12, 2020	7,700	Disposed
Feb. 8, 2017	29915	Non-Qualified Stock Option (right to buy) [F2]	Common (85,300)	$34.00	Feb. 10, 2022	85,300	Disposed
Sept. 26, 2016	19612	Stock Units	Common Stock (10,198)	—	—	10,198	Disposed
Sept. 16, 2016	19612	Stock Units	Common Stock (214)	—	—	214	Acquired
Aug. 5, 2016	29915	Phantom Stock Units	Common (475)	—	—	475	Disposed
June 17, 2016	19612	Stock Units	Common Stock (374)	—	—	374	Acquired
April 20, 2016	19612	Stock Units	Common Stock (646)	—	—	646	Acquired
April 18, 2016	29915	Non-Qualified Stock Option (right to buy) [F2]	Common (39,050)	$43.59	Feb. 16, 2017	39,050	Disposed
April 18, 2016	29915	Non-Qualified Stock Option (right to buy) [F2]	Common (36,000)	$27.79	Feb. 12, 2020	36,000	Disposed
March 18, 2016	19612	Stock Units	Common Stock (193)	—	—	193	Acquired
Feb. 12, 2016	29915	Non-Qualified Stock Option (right to buy) [F1]	Common (130,140)	$46.01	Feb. 12, 2026	130,140	Acquired
Dec. 18, 2015	19612	Stock Units	Common Stock (161)	—	—	161	Acquired
Sept. 18, 2015	19612	Stock Units	Common Stock (177)	—	—	177	Acquired
June 19, 2015	19612	Stock Units	Common Stock (190)	—	—	190	Acquired
May 12, 2015	29915	Non-Qualified Stock Option (right to buy) [F2]	Common (18,610)	$43.68	March 1, 2016	18,610	Disposed
April 30, 2015	19612	Stock Units	Common Stock (971)	—	—	971	Acquired
March 20, 2015	19612	Stock Units	Common Stock (271)	—	—	271	Acquired
Feb. 27, 2015	29915	Non-Qualified Stock Option (right to buy) [F2]	Common (70,960)	$38.62	Feb. 18, 2018	70,960	Disposed
Feb. 13, 2015	29915	Non-Qualified Stock Option (right to buy) [F1]	Common (95,610)	$49.44	Feb. 13, 2025	95,610	Acquired
Dec. 19, 2014	19612	Stock Units	Common Stock (179)	—	—	179	Acquired
Sept. 19, 2014	19612	Stock Units	Common Stock (229)	—	—	229	Acquired
June 20, 2014	19612	Stock Units	Common Stock (233)	—	—	233	Acquired
May 19, 2014	29915	Non-Qualified Stock Option (right to buy) [F3]	Common (72,000)	$27.79	Feb. 12, 2020	72,000	Disposed
April 23, 2014	19612	Stock Units	Common Stock (668)	—	—	668	Acquired
March 21, 2014	19612	Stock Units	Common Stock (171)	—	—	171	Acquired
Feb. 14, 2014	29915	Non-Qualified Stock Option (right to buy) [F1]	Common (96,220)	$46.71	Feb. 14, 2024	96,220	Acquired
Jan. 31, 2014	29915	Non-Qualified Stock Option (right to buy) [F2]	Common (11,170)	$43.49	Feb. 13, 2014	11,170	Disposed
Dec. 20, 2013	19612	Stock Units	Common Stock (219)	—	—	219	Acquired
Sept. 20, 2013	19612	Stock Units	Common Stock (176)	—	—	176	Acquired
Aug. 9, 2013	29915	Non-Qualified Stock Option (right to buy)	Common (30,000)	$9.53	Feb. 13, 2019	30,000	Disposed
June 21, 2013	19612	Stock Units	Common Stock (133)	—	—	133	Acquired
May 21, 2013	29915	Non-Qualified Stock Option (right to buy) [F3]	Common (46,720)	$9.53	Feb. 13, 2019	46,720	Disposed
April 17, 2013	19612	Stock Units	Common Stock (842)	—	—	842	Acquired
March 15, 2013	19612	Stock Units	Common Stock (33)	—	—	33	Acquired
Feb. 15, 2013	29915	Non-Qualified Stock Option (right to buy) [F1]	Common (210,880)	$32.16	Feb. 15, 2023	210,880	Acquired
Dec. 21, 2012	19612	Stock Units	Common Stock (155)	—	—	155	Acquired
Dec. 10, 2012	29915	Non-Qualified Stock Option (right to buy) [F2]	Common (12,500)	$27.40	Feb. 14, 2013	12,500	Disposed
Sept. 21, 2012	19612	Stock Units	Common Stock (240)	—	—	240	Acquired
June 15, 2012	19612	Stock Units	Common Stock (313)	—	—	313	Acquired
April 18, 2012	19612	Stock Units	Common Stock (907)	—	—	907	Acquired
March 16, 2012	19612	Stock Units	Common Stock (166)	—	—	166	Acquired
Feb. 10, 2012	29915	Non-Qualified Stock Option (right to buy) [F1]	Common (147,130)	$34.00	Feb. 10, 2022	147,130	Acquired
Feb. 6, 2012	29915	Non-Qualified Stock Option (right to buy) [F2]	Common (6,700)	$30.42	Feb. 15, 2012	6,700	Disposed
Dec. 16, 2011	19612	Stock Units	Common Stock (213)	—	—	213	Acquired
Sept. 16, 2011	19612	Stock Units	Common Stock (160)	—	—	160	Acquired
June 17, 2011	19612	Stock Units	Common Stock (120)	—	—	120	Acquired
April 22, 2011	19612	Stock Units	Common Stock (994)	—	—	994	Acquired
March 18, 2011	19612	Stock Units	Common Stock (9)	—	—	9	Acquired
Feb. 11, 2011	29915	Non-Qualified Stock Option (right to buy) [F1]	Common (118,090)	$38.38	Feb. 11, 2021	118,090	Acquired
Dec. 17, 2010	19612	Stock Units	Common Stock (108)	—	—	108	Acquired
Sept. 17, 2010	19612	Stock Units	Common Stock (7)	—	—	7	Acquired
Aug. 12, 2010	19612	Stock Units	Common Stock (728)	—	—	728	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 12 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Feb. 8, 2021	MMM	Common Stock	6,100	Direct
Feb. 8, 2021	MMM	Common Stock	200	Indirect
Sept. 11, 2017	DD	Common Stock	411,957	Direct
Sept. 11, 2017	DD	Common Stock	1,634	Indirect
Sept. 11, 2017	DD	Common Stock	4,384	Indirect
Sept. 11, 2017	DD	Non-Qualified Stock Option (Right to Buy)→ Common Stock (210,880)	210,880	Direct
Sept. 11, 2017	DD	Non-Qualified Stock Option (Right to Buy)→ Common Stock (61,830)	61,830	Direct
Sept. 11, 2017	DD	Non-Qualified Stock Option (Right to Buy)→ Common Stock (118,090)	118,090	Direct
Sept. 11, 2017	DD	Non-Qualified Stock Option (Right to Buy)→ Common Stock (130,140)	130,140	Direct
Sept. 11, 2017	DD	Non-Qualified Stock Option (Right to Buy)→ Common Stock (96,220)	96,220	Direct
Sept. 11, 2017	DD	Non-Qualified Stock Option (Right to Buy)→ Common Stock (95,610)	95,610	Direct
Sept. 11, 2017	DD	Non-Qualified Stock Option (Right to Buy)→ Common Stock (98,690)	98,690	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

DD

COO

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2017	$1,134,578	—	$7,533,628	$1,425,084	$1,864,083	—	$20,347,917	$32,305,290
2016	$1,090,134	—	$3,635,031	$1,425,033	$1,719,854	$2,160,423	$64,360	$10,094,834
2015	$1,001,392	—	$2,914,837	$1,110,032	$2,165,106	$506,570	$71,399	$7,769,336

DOW

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2025	$1,695,200	—	—	—	$533,988	$17,647,511	$537,690	$19,078,777
2024	$1,695,200	—	—	—	$1,201,473	$18,835,465	$518,013	$19,064,099
2023	$1,685,169	—	—	—	$2,758,938	$19,809,975	$812,452	$20,829,446

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.