James R Neal

Insider

First SEC filing: May 22, 2017 · Latest: May 22, 2017

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

Insider transactions

1 buys (P) 0 sells (S) Net: $2,004 + 68 non-open-market transactions below Avg return of open purchases vs now: -13.4% last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

68 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
July 26, 2026	PCSA	A	62,221	—	—	67,470 Direct	+1185.39%	Acquired	(price as of 2026-08-21)
June 26, 2026	PCSA	M	203	—	—	5,249 Direct	-3.72%	Disposed	(price as of 2026-08-21)
June 26, 2026	PCSA	M	203	—	—	1,021 Direct	+24.82%	Acquired	(price as of 2026-08-21)
March 31, 2026	PCSA	P	789	$2.54	$2,004	818 Direct	+2720.69%	Acquired	-13.4% (price as of 2026-08-21)
Oct. 1, 2025	PCSA	A	300,000	—	—	300,000 Direct	—	Acquired	(price as of 2026-08-21)
Oct. 1, 2025	PCSA	A	100,000	—	—	100,000 Direct	—	Acquired	(price as of 2026-08-21)
July 24, 2025	PCSA	A	175,299	—	—	206,505 Direct	+561.75%	Acquired	(price as of 2026-08-21)
March 20, 2025	AKTX	A	225,000	—	—	225,000 Direct	—	Acquired	(price as of 2026-08-21)
March 20, 2025	AKTX	A	175,000	—	—	175,000 Direct	—	Acquired	(price as of 2026-08-21)
March 6, 2025	AKTX	A	4,464	$1.12	$5,000	4,464 Direct	—	Acquired	-82.3% (price as of 2026-08-21)
March 6, 2025	AKTX	A	4,464	$1.12	$5,000	4,464 Direct	—	Acquired	-82.3% (price as of 2026-08-21)
March 6, 2025	AKTX	A	4,464	$1.12	$5,000	36,271 Direct	+14.03%	Acquired	-82.3% (price as of 2026-08-21)
Jan. 9, 2025	AKTX	A	8,000,000	—	—	32,216,000 Direct	+33.04%	Acquired	(price as of 2026-08-21)
Dec. 23, 2024	AKTX	A	2,000,000	—	—	24,216,000 Direct	+9.00%	Acquired	(price as of 2026-08-21)
Sept. 3, 2024	PCSA	A	31,206	—	—	36,275 Direct	+615.62%	Acquired	(price as of 2026-08-21)
Sept. 3, 2024	PCSA	A	31,206	—	—	31,206 Direct	—	Acquired	(price as of 2026-08-21)
June 27, 2023	PCSA	A	101,365	—	—	101,365 Direct	—	Acquired	(price as of 2026-08-21)
June 27, 2023	PCSA	M	14,407	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
June 27, 2023	PCSA	M	14,407	—	—	14,407 Direct	—	Acquired	(price as of 2026-08-21)
July 15, 2022	XOMA	M	25,000	—	—	218,056 Direct	-10.29%	Disposed
July 15, 2022	XOMA	S 10b5-1	905	$31.86	$28,833	11,822 Direct	-7.11%	Disposed
July 15, 2022	XOMA	S 10b5-1	3,212	$31.19	$100,182	12,727 Direct	-20.15%	Disposed
July 15, 2022	XOMA	S 10b5-1	20,883	$29.55	$617,093	15,939 Direct	-56.71%	Disposed
July 15, 2022	XOMA	M	25,000	$4.03	$100,750	36,822 Direct	+211.47%	Acquired
March 23, 2022	XOMA	M	1,111	—	—	102,800 Direct	-1.07%	Disposed
March 23, 2022	XOMA	S	1,111	$30.02	$33,352	11,822 Direct	-8.59%	Disposed
March 23, 2022	XOMA	M	1,111	$4.03	$4,477	12,933 Direct	+9.40%	Acquired
March 22, 2022	XOMA	M	2,339	—	—	103,911 Direct	-2.20%	Disposed
March 22, 2022	XOMA	S	2,339	$30.02	$70,217	11,822 Direct	-16.52%	Disposed
March 22, 2022	XOMA	M	2,339	$4.03	$9,426	14,161 Direct	+19.79%	Acquired
March 21, 2022	XOMA	M	50,000	—	—	106,250 Direct	-32.00%	Disposed
March 21, 2022	XOMA	S	50,000	$29.00	$1,450,000	11,822 Direct	-80.88%	Disposed
March 21, 2022	XOMA	M	50,000	$4.03	$201,500	61,822 Direct	+422.94%	Acquired
Dec. 21, 2021	XOMA	A	60,000	—	—	60,000 Direct	—	Acquired
Nov. 18, 2021	PALI	A	48,340	—	—	48,340 Direct	—	Acquired	(price as of 2026-08-21)
June 25, 2021	XOMA	S	7,170	$33.36	$239,191	13,679 Direct	-34.39%	Disposed
June 25, 2021	XOMA	S	1,171	$34.30	$40,165	12,508 Direct	-8.56%	Disposed
June 25, 2021	XOMA	S	686	$35.13	$24,099	11,822 Direct	-5.48%	Disposed
April 27, 2021	PALI	A	4,406	—	—	4,406 Direct	—	Acquired	(price as of 2026-08-21)
April 27, 2021	PALI	A	1,298	—	—	1,298 Direct	—	Acquired	(price as of 2026-08-21)
April 27, 2021	PALI	A	5,091	—	—	5,091 Direct	—	Acquired	(price as of 2026-08-21)
April 27, 2021	PALI	A	1,359	—	—	1,359 Direct	—	Acquired	(price as of 2026-08-21)
April 27, 2021	PALI	A	3,398	—	—	3,398 Direct	—	Acquired	(price as of 2026-08-21)
April 27, 2021	PALI	A	849	—	—	849 Direct	—	Acquired	(price as of 2026-08-21)
April 9, 2021	XOMA	A	8,000	$25.00	$200,000	8,000 Indirect	—	Acquired
Feb. 17, 2021	XOMA	A	60,268	—	—	60,268 Direct	—	Acquired
Dec. 15, 2020	XOMA	M	26,000	—	—	0 Direct	-100.00%	Disposed
Dec. 15, 2020	XOMA	A	8,000	$25.00	$200,000	8,000 Indirect	—	Acquired
Dec. 15, 2020	XOMA	S 10b5-1	5,706	$42.04	$239,880	20,849 Direct	-21.49%	Disposed
Dec. 15, 2020	XOMA	S 10b5-1	20,294	$41.15	$835,098	26,555 Direct	-43.32%	Disposed
Dec. 15, 2020	XOMA	M	26,000	$5.50	$143,000	46,849 Direct	+124.71%	Acquired
Nov. 23, 2020	XOMA	M	13,126	—	—	26,000 Direct	-33.55%	Disposed
Nov. 23, 2020	XOMA	S 10b5-1	13,126	$32.96	$432,633	20,849 Direct	-38.63%	Disposed
Nov. 23, 2020	XOMA	M	13,126	$5.50	$72,193	33,975 Direct	+62.96%	Acquired
Nov. 20, 2020	XOMA	M	6,874	—	—	39,126 Direct	-14.94%	Disposed
Nov. 20, 2020	XOMA	S 10b5-1	426	$33.35	$14,207	20,849 Direct	-2.00%	Disposed
Nov. 20, 2020	XOMA	S 10b5-1	6,448	$32.46	$209,302	21,275 Direct	-23.26%	Disposed
Nov. 20, 2020	XOMA	M	6,874	$5.50	$37,807	27,723 Direct	+32.97%	Acquired
Nov. 5, 2020	XOMA	M	10,000	—	—	46,000 Direct	-17.86%	Disposed
Nov. 5, 2020	XOMA	S 10b5-1	727	$27.50	$19,992	20,849 Direct	-3.37%	Disposed
Nov. 5, 2020	XOMA	S 10b5-1	9,273	$25.90	$240,171	21,576 Direct	-30.06%	Disposed
Nov. 5, 2020	XOMA	M	10,000	$5.50	$55,000	30,849 Direct	+47.96%	Acquired
March 23, 2020	XOMA	P	1,000	$14.50	$14,500	20,849 Direct	+5.04%	Acquired
March 20, 2020	XOMA	P	1,000	$16.41	$16,410	19,849 Direct	+5.31%	Acquired
March 13, 2020	XOMA	A	66,200	—	—	66,200 Direct	—	Acquired
Dec. 23, 2019	XOMA	X	1,180	—	—	0 Direct	-100.00%	Disposed
Dec. 23, 2019	XOMA	X	1,180	$22.00	$25,960	18,849 Direct	+6.68%	Acquired
Nov. 6, 2019	XOMA	M	4,348	—	—	56,000 Direct	-7.20%	Disposed
Nov. 6, 2019	XOMA	S 10b5-1	4,348	$22.00	$95,656	17,669 Direct	-19.75%	Disposed
Nov. 6, 2019	XOMA	M	4,348	$5.50	$23,914	22,017 Direct	+24.61%	Acquired
Sept. 20, 2019	XOMA	M	5,452	—	—	60,348 Direct	-8.29%	Disposed
Sept. 20, 2019	XOMA	S 10b5-1	5,452	$20.23	$110,294	17,669 Direct	-23.58%	Disposed
Sept. 20, 2019	XOMA	M	5,452	$5.50	$29,986	23,121 Direct	+30.86%	Acquired
Sept. 19, 2019	XOMA	M	6,370	—	—	65,800 Direct	-8.83%	Disposed
Sept. 19, 2019	XOMA	S 10b5-1	2,642	$21.73	$57,411	17,669 Direct	-13.01%	Disposed
Sept. 19, 2019	XOMA	S 10b5-1	3,728	$20.69	$77,132	20,311 Direct	-15.51%	Disposed
Sept. 19, 2019	XOMA	M	6,370	$5.50	$35,035	24,039 Direct	+36.05%	Acquired
Sept. 18, 2019	XOMA	M	3,830	—	—	72,170 Direct	-5.04%	Disposed
Sept. 18, 2019	XOMA	S 10b5-1	3,830	$21.96	$84,107	17,669 Direct	-17.81%	Disposed
Sept. 18, 2019	XOMA	M	3,830	$5.50	$21,065	21,499 Direct	+21.68%	Acquired
Feb. 13, 2019	XOMA	A	60,000	—	—	60,000 Direct	—	Acquired
Dec. 20, 2018	XOMA	X	678	—	—	0 Direct	-100.00%	Disposed
Dec. 20, 2018	XOMA	X	678	$13.00	$8,814	21,011 Direct	+3.33%	Acquired
Nov. 13, 2018	XOMA	P	4,000	$13.26	$53,040	20,333 Direct	+24.49%	Acquired
April 27, 2018	XOMA	M	15,655	—	—	76,000 Direct	-17.08%	Disposed
April 27, 2018	XOMA	S	15,655	$24.42	$382,295	16,333 Direct	-48.94%	Disposed
April 27, 2018	XOMA	M	15,655	$5.50	$86,102	31,988 Direct	+95.85%	Acquired
April 26, 2018	XOMA	M	8,345	—	—	91,655 Direct	-8.34%	Disposed
April 26, 2018	XOMA	S	8,345	$24.69	$206,038	16,333 Direct	-33.82%	Disposed
April 26, 2018	XOMA	M	8,345	$5.50	$45,898	24,678 Direct	+51.09%	Acquired
Feb. 14, 2018	XOMA	A	30,000	—	—	30,000 Direct	—	Acquired
Nov. 15, 2017	XOMA	M	26,145	—	—	266,204 Direct	-8.94%	Disposed
Nov. 15, 2017	XOMA	S	2,200	$27.44	$60,368	16,333 Direct	-11.87%	Disposed
Nov. 15, 2017	XOMA	S	23,945	$27.00	$646,515	18,533 Direct	-56.37%	Disposed
Nov. 15, 2017	XOMA	M	26,145	$4.03	$105,364	42,478 Direct	+160.07%	Acquired
Nov. 14, 2017	XOMA	M	8,583	—	—	292,349 Direct	-2.85%	Disposed
Nov. 14, 2017	XOMA	S	600	$30.45	$18,270	16,333 Direct	-3.54%	Disposed
Nov. 14, 2017	XOMA	S	900	$29.42	$26,478	16,933 Direct	-5.05%	Disposed
Nov. 14, 2017	XOMA	S	3,564	$29.05	$103,534	17,833 Direct	-16.66%	Disposed
Nov. 13, 2017	XOMA	M	11,568	—	—	300,932 Direct	-3.70%	Disposed

Showing latest 100 of 125 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
July 26, 2026	PCSA	Restricted Stock Units	Common Stock (62,221)	$0.00	—	62,221	Acquired
June 26, 2026	PCSA	Restricted Stock	Common Stock (203)	$0.00	—	203	Disposed
Oct. 1, 2025	PCSA	Stock Options (Right to Buy)	Common Stock (300,000)	$0.20	—	300,000	Acquired
Oct. 1, 2025	PCSA	Restricted Stock Units	Common Stock (100,000)	$0.00	—	100,000	Acquired
July 24, 2025	PCSA	Restricted Stock	Common Stock (175,299)	$0.00	—	175,299	Acquired
March 20, 2025	AKTX	Stock Option (Right to Buy)	American Depositary Shares representing Ordinary Shares [F1] (225,000)	$1.50	March 20, 2035	225,000	Acquired
March 20, 2025	AKTX	Stock Option (Right to Buy)	American Depositary Shares representing Ordinary Shares [F1] (175,000)	$1.50	March 20, 2035	175,000	Acquired
March 6, 2025	AKTX	Series B Warrants (Right to Buy)	American Depositary Shares representing Ordinary Shares [F1] (4,464)	$0.87	March 6, 2030	4,464	Acquired
March 6, 2025	AKTX	Series A Warrants (Right to Buy)	American Depositary Shares representing Ordinary Shares [F1] (4,464)	$0.87	March 6, 2026	4,464	Acquired
Sept. 3, 2024	PCSA	Restricted Stock	Common Stock (31,206)	$0.00	—	31,206	Acquired
Sept. 3, 2024	PCSA	Restricted Stock	Common Stock (31,206)	$0.00	—	31,206	Acquired
June 27, 2023	PCSA	Restricted Stock	Common Stock (101,365)	$0.00	—	101,365	Acquired
June 27, 2023	PCSA	Restricted Stock	Common Stock (14,407)	$0.00	—	14,407	Disposed
July 15, 2022	XOMA	Stock Option (Right to Buy)	Common Stock (25,000)	$4.03	Feb. 10, 2027	25,000	Disposed
March 23, 2022	XOMA	Stock Option (Right to Buy)	Common Stock (1,111)	$4.03	Feb. 10, 2027	1,111	Disposed
March 22, 2022	XOMA	Stock Option (Right to Buy)	Common Stock (2,339)	$4.03	Feb. 10, 2027	2,339	Disposed
March 21, 2022	XOMA	Stock Option (Right to Buy)	Common Stock (50,000)	$4.03	Feb. 10, 2027	50,000	Disposed
Dec. 21, 2021	XOMA	Non-Qualified Share Option (right to buy)	Common Shares (60,000)	$22.56	Dec. 21, 2031	60,000	Acquired
Nov. 18, 2021	PALI	Stock Option (right to buy)	Common Stock (48,340)	$2.32	Nov. 17, 2032	48,340	Acquired
April 27, 2021	PALI	Stock Option (Right to Buy)	Common Stock (4,406)	$26.85	July 10, 2030	4,406	Acquired
April 27, 2021	PALI	Stock Option (Right to Buy)	Common Stock (1,298)	$41.20	June 19, 2029	1,298	Acquired
April 27, 2021	PALI	Stock Option (Right to Buy)	Common Stock (5,091)	$41.20	April 25, 2029	5,091	Acquired
April 27, 2021	PALI	Stock Option (Right to Buy)	Common Stock (1,359)	$53.33	July 24, 2028	1,359	Acquired
April 27, 2021	PALI	Stock Option (Right to Buy)	Common Stock (3,398)	$53.33	April 5, 2028	3,398	Acquired
April 27, 2021	PALI	Stock Option (Right to Buy)	Common Stock (849)	$27.59	Nov. 10, 2027	849	Acquired
Feb. 17, 2021	XOMA	Non-Qualified Share Option (right to buy)	Common Shares (60,268)	$38.93	Feb. 17, 2031	60,268	Acquired
Dec. 15, 2020	XOMA	Stock Option (Right to Buy)	Common Stock (26,000)	$5.50	Dec. 22, 2017	26,000	Disposed
Nov. 23, 2020	XOMA	Stock Option (Right to Buy)	Common Stock (13,126)	$5.50	Dec. 22, 2026	13,126	Disposed
Nov. 20, 2020	XOMA	Stock Option (Right to Buy)	Common Stock (6,874)	$5.50	Dec. 22, 2026	6,874	Disposed
Nov. 5, 2020	XOMA	Stock Option (Right to Buy)	Common Stock (10,000)	$5.50	Dec. 22, 2026	10,000	Disposed
March 13, 2020	XOMA	Non Qualified Stock Option (right to buy)	Common Shares (66,200)	$18.84	March 13, 2030	66,200	Acquired
Dec. 23, 2019	XOMA	Subscription Rights (right to buy)	Common Stock (1,180)	$22.00	Dec. 18, 2019	1,180	Disposed
Nov. 6, 2019	XOMA	Stock Option (Right to Buy)	Common Stock (4,348)	$5.50	Dec. 22, 2026	4,348	Disposed
Sept. 20, 2019	XOMA	Stock Option (right to buy)	Common Stock (5,452)	$5.50	Dec. 22, 2026	5,452	Disposed
Sept. 19, 2019	XOMA	Stock Option (right to buy)	Common Stock (6,370)	$5.50	Dec. 22, 2026	6,370	Disposed
Sept. 18, 2019	XOMA	Stock Option (right to buy)	Common Stock (3,830)	$5.50	Dec. 22, 2026	3,830	Disposed
Feb. 13, 2019	XOMA	Non-Qualified Share Option (right to buy)	Common Shares (60,000)	$14.33	Feb. 13, 2029	60,000	Acquired
Dec. 20, 2018	XOMA	Subscription Rights (right to buy)	Common Shares (678)	$13.00	Dec. 14, 2018	678	Disposed
April 27, 2018	XOMA	Non-Qualified Share Option (right to buy)	Common Shares (15,655)	$5.50	Dec. 22, 2026	15,655	Disposed
April 26, 2018	XOMA	Non-Qualified Share Option (right to buy)	Common Shares (8,345)	$5.50	Dec. 22, 2026	8,345	Disposed
Feb. 14, 2018	XOMA	Non-Qualified Share Option (right to buy)	Common Shares (30,000)	$27.41	Feb. 14, 2028	30,000	Acquired
Nov. 15, 2017	XOMA	Non-Qualified Share Option (right to buy)	Common Shares (26,145)	$4.03	Feb. 10, 2027	26,145	Disposed
Nov. 14, 2017	XOMA	Non-Qualified Share Option (right to buy)	Common Shares (8,583)	$4.03	Feb. 10, 2027	8,583	Disposed
Nov. 13, 2017	XOMA	Non-Qualified Share Option (right to buy)	Common Shares (11,568)	$4.03	Feb. 10, 2027	11,568	Disposed
Feb. 10, 2017	XOMA	Non-Qualified Share Option (right to buy)	Common Shares (312,500)	$4.03	Feb. 10, 2027	312,500	Acquired
Dec. 22, 2016	XOMA	Non-Qualified Share Option (right to buy)	Common Shares (100,000)	$5.50	Dec. 22, 2026	100,000	Acquired
Feb. 26, 2015	XOMA	Non-Qualified Share Option (right to buy)	Common Shares (72,500)	$3.83	Feb. 26, 2025	72,500	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 13 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Nov. 22, 2024	AKTX	Ordinary Shares, par value $0.0001 per share [F1]	22,216,000	Direct
Nov. 22, 2024	AKTX	Warrants (Right to Buy)→ Ordinary Shares, par value $0.0001 per share [F1] (19,570,000)	19,570,000	Direct
Nov. 22, 2024	AKTX	Stock Option (Right to Buy)→ Ordinary Shares, par value $0.0001 per share [F1] (293,500,000)	293,500,000	Direct
March 3, 2014	XOMA	Common Shares	154,112	Direct
March 3, 2014	XOMA	Common Shares	1,470	Indirect
March 3, 2014	XOMA	Incentive Share Option (right to buy)→ Common Shares (1,041)	1,041	Direct
March 3, 2014	XOMA	Incentive Share Option (right to buy)→ Common Shares (37,296)	37,296	Direct
March 3, 2014	XOMA	Non-Qualified Share Option (right to buy)→ Common Shares (9,758)	9,758	Direct
March 3, 2014	XOMA	Non-Qualified Share Option (right to buy)→ Common Shares (23,563)	23,563	Direct
March 3, 2014	XOMA	Non-Qualified Share Option (right to buy)→ Common Shares (45,751)	45,751	Direct
March 3, 2014	XOMA	Non-Qualified Share Option (right to buy)→ Common Shares (15,625)	15,625	Direct
March 3, 2014	XOMA	Non-Qualified Share Option (right to buy)→ Common Shares (45,000)	45,000	Direct
March 3, 2014	XOMA	Non-Qualified Share Option (right to buy)→ Common Shares (16,037)	16,037	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

CIK 791908

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2022	$725,000	—	—	—	$435,000	—	$1,184,168	$2,344,168
2021	$593,166	—	—	—	$260,993	—	$23,394	$3,510,795
2020	$533,527	—	—	—	$187,802	—	$21,232	$1,693,762

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.