Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 56 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

56 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
July 10, 2015 GCO P 3,000 $66.55 $199,650 17,568 Direct +20.59% Acquired -47.7% (price as of 2026-10-02)
March 19, 2010 GCO P 3,000 $29.05 $87,150 10,778 Direct +38.57% Acquired 19.8% (price as of 2026-10-02)
Feb. 17, 2005 CAT S 17,093 $92.54 $1,581,786 25,138 Direct -40.48% Disposed 1727.1% (price as of 2026-10-02)
Feb. 1, 2005 CAT S 57,045 $90.00 $5,134,050 42,231 Direct -57.46% Disposed 1778.7% (price as of 2026-10-02)
Aug. 18, 2003 CAT S 6,664 $71.46 $476,209 36,030 Direct -15.61% Disposed 2266.1% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Feb. 1, 2005 CAT Employee Stock Option [F2] Common (2,601) $38.41 June 12, 2010 2,601 Disposed
Feb. 1, 2005 CAT Employee Stock Option [F2] Common (1,604) $62.34 June 8, 2009 1,604 Disposed
Feb. 1, 2005 CAT Employee Stock Option [F2] Common (1,795) $55.69 June 9, 2008 1,795 Disposed
Feb. 1, 2005 CAT Employee Stock Option [F2] Common (1,934) $51.66 June 10, 2007 1,934 Disposed
Feb. 1, 2005 CAT Employee Stock Option [F2] Common (3,038) $32.91 June 11, 2006 3,038 Disposed
Feb. 1, 2005 CAT Employee Stock Option [F2] Common (3,316) $30.16 June 6, 2005 3,316 Disposed
Feb. 1, 2005 CAT Employee Stock Option [F2] Common (17,684) $30.16 June 6, 2005 17,684 Disposed
Feb. 1, 2005 CAT Employee Stock Option [F2] Common (21,399) $38.41 June 12, 2010 21,399 Disposed
Feb. 1, 2005 CAT Employee Stock Option [F2] Common (17,962) $32.91 June 11, 2006 17,962 Disposed
Jan. 31, 2005 CAT Phantom Stock Units Common · · 0 Acquired
Jan. 31, 2005 CAT Phantom Stock Units Common (194) · · 194 Acquired
June 8, 2004 CAT Option (NQ) [F2] Common (30,000) $77.26 June 8, 2014 30,000 Acquired
Aug. 19, 2003 CAT Employee Stock Option [F2] Common $26.77 June 7, 2004 6,664 Disposed
Aug. 15, 2003 CAT · Common (3,736) $26.77 June 7, 2004 3,736 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
July 14, 2008 R Common Stock 92 Direct
Nov. 3, 2005 GCO Common Stock 685 Direct