James S Beard
CIK 1171764 · View on SEC EDGAR ↗
First SEC filing: April 21, 2005 · Latest: April 21, 2005
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| July 10, 2015 | GCO | P | 3,000 | $66.55 | $199,650 | 17,568 Direct | +20.59% | Acquired | -46.9% (price as of 2026-08-19) |
| March 19, 2010 | GCO | P | 3,000 | $29.05 | $87,150 | 10,778 Direct | +38.57% | Acquired | 21.6% (price as of 2026-08-19) |
| Feb. 17, 2005 | CAT | S | 17,093 | $92.54 | $1,581,786 | 25,138 Direct | -40.48% | Disposed | 1649.4% (price as of 2026-08-19) |
| Feb. 1, 2005 | CAT | S | 57,045 | $90.00 | $5,134,050 | 42,231 Direct | -57.46% | Disposed | 1698.7% (price as of 2026-08-19) |
| Aug. 18, 2003 | CAT | S | 6,664 | $71.46 | $476,209 | 36,030 Direct | -15.61% | Disposed | 2165.4% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 1, 2005 | CAT | Employee Stock Option [F2] | Common (2,601) | $38.41 | June 12, 2010 | 2,601 | Disposed |
| Feb. 1, 2005 | CAT | Employee Stock Option [F2] | Common (1,604) | $62.34 | June 8, 2009 | 1,604 | Disposed |
| Feb. 1, 2005 | CAT | Employee Stock Option [F2] | Common (1,795) | $55.69 | June 9, 2008 | 1,795 | Disposed |
| Feb. 1, 2005 | CAT | Employee Stock Option [F2] | Common (1,934) | $51.66 | June 10, 2007 | 1,934 | Disposed |
| Feb. 1, 2005 | CAT | Employee Stock Option [F2] | Common (3,038) | $32.91 | June 11, 2006 | 3,038 | Disposed |
| Feb. 1, 2005 | CAT | Employee Stock Option [F2] | Common (3,316) | $30.16 | June 6, 2005 | 3,316 | Disposed |
| Feb. 1, 2005 | CAT | Employee Stock Option [F2] | Common (17,684) | $30.16 | June 6, 2005 | 17,684 | Disposed |
| Feb. 1, 2005 | CAT | Employee Stock Option [F2] | Common (21,399) | $38.41 | June 12, 2010 | 21,399 | Disposed |
| Feb. 1, 2005 | CAT | Employee Stock Option [F2] | Common (17,962) | $32.91 | June 11, 2006 | 17,962 | Disposed |
| Jan. 31, 2005 | CAT | Phantom Stock Units | Common | — | — | 0 | Acquired |
| Jan. 31, 2005 | CAT | Phantom Stock Units | Common (194) | — | — | 194 | Acquired |
| June 8, 2004 | CAT | Option (NQ) [F2] | Common (30,000) | $77.26 | June 8, 2014 | 30,000 | Acquired |
| Aug. 19, 2003 | CAT | Employee Stock Option [F2] | Common | $26.77 | June 7, 2004 | 6,664 | Disposed |
| Aug. 15, 2003 | CAT | — | Common (3,736) | $26.77 | June 7, 2004 | 3,736 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.