James S Brown

Insider

First SEC filing: Dec. 12, 2018 · Latest: Dec. 12, 2018

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

HAL selling Sept. 20, 2018

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 69 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

69 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Dec. 11, 2018	HAL	F	2,129	$29.68	$63,189	124,711 Direct	-1.68%	Disposed	21.3% (price as of 2026-08-20)
Dec. 10, 2018	HAL	F	2,632	$29.79	$78,407	126,840 Direct	-2.03%	Disposed	20.9% (price as of 2026-08-20)
Dec. 6, 2018	HAL	F	2,745	$31.44	$86,303	129,472,138 Direct	0.00%	Disposed	14.5% (price as of 2026-08-20)
Dec. 5, 2018	HAL	A	66,800	—	—	66,800 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 5, 2018	HAL	A	38,900	$31.44	$1,223,016	132,217 Direct	+41.69%	Acquired	14.5% (price as of 2026-08-20)
Dec. 5, 2018	HAL	F	2,815	$32.66	$91,938	93,317 Direct	-2.93%	Disposed	10.3% (price as of 2026-08-20)
Dec. 4, 2018	HAL	F	11,451	$31.44	$360,019	96,065 Direct	-10.65%	Disposed	14.5% (price as of 2026-08-20)
Sept. 20, 2018	HAL	S	15,989	$40.53	$648,034	107,516 Direct	-12.95%	Disposed	-11.1% (price as of 2026-08-20)
Jan. 22, 2018	HAL	S 10b5-1	12,977	$54.98	$713,475	122,969 Direct	-9.55%	Disposed	-34.5% (price as of 2026-08-20)
Dec. 11, 2017	HAL	F	2,255	$43.46	$98,002	135,946 Direct	-1.63%	Disposed	-17.1% (price as of 2026-08-20)
Dec. 7, 2017	HAL	F	3,829	$43.63	$167,059	138,201 Direct	-2.70%	Disposed	-17.5% (price as of 2026-08-20)
Dec. 6, 2017	HAL	A	48,070	—	—	48,070 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 6, 2017	HAL	A	29,920	$43.38	$1,297,930	142,030 Direct	+26.69%	Acquired	-17.0% (price as of 2026-08-20)
Dec. 6, 2017	HAL	F	2,907	$43.89	$127,588	112,110 Direct	-2.53%	Disposed	-18.0% (price as of 2026-08-20)
Dec. 5, 2017	HAL	F	15,110	$43.06	$650,637	114,536 Direct	-11.65%	Disposed	-16.4% (price as of 2026-08-20)
Dec. 4, 2017	HAL	S 10b5-1	29,485	$44.01	$1,297,635	129,646 Direct	-18.53%	Disposed	-18.2% (price as of 2026-08-20)
June 1, 2017	HAL	A	108,743	—	—	108,743 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 9, 2017	HAL	F	485	$55.68	$27,005	159,131 Direct	-0.30%	Disposed	-35.3% (price as of 2026-08-20)
Dec. 12, 2016	HAL	S 10b5-1	28,439	$55.16	$1,568,695	159,616 Direct	-15.12%	Disposed	-34.7% (price as of 2026-08-20)
Dec. 8, 2016	HAL	F	3,159	$54.02	$170,649	188,055 Direct	-1.65%	Disposed	-33.3% (price as of 2026-08-20)
Dec. 7, 2016	HAL	A	40,100	—	—	40,100 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 7, 2016	HAL	A	24,200	$53.54	$1,295,668	191,214 Direct	+14.49%	Acquired	-32.7% (price as of 2026-08-20)
Dec. 7, 2016	HAL	F	3,829	$53.90	$206,383	167,014 Direct	-2.24%	Disposed	-33.2% (price as of 2026-08-20)
Dec. 6, 2016	HAL	F	18,017	$54.17	$975,981	170,745 Direct	-9.54%	Disposed	-33.5% (price as of 2026-08-20)
Oct. 10, 2016	HAL	S 10b5-1	28,439	$47.00	$1,336,633	188,762 Direct	-13.09%	Disposed	-23.4% (price as of 2026-08-20)
June 3, 2016	HAL	D	49,596	$42.58	$2,111,798	216,908 Direct	-18.61%	Disposed	-15.4% (price as of 2026-08-20)
May 11, 2016	HAL	S	1,250	$39.69	$49,612	266,504 Direct	-0.47%	Disposed	-9.3% (price as of 2026-08-20)
May 11, 2016	HAL	S	2,350	$39.68	$93,248	267,754 Direct	-0.87%	Disposed	-9.2% (price as of 2026-08-20)
May 11, 2016	HAL	S	1,900	$39.67	$75,373	270,104 Direct	-0.70%	Disposed	-9.2% (price as of 2026-08-20)
May 11, 2016	HAL	S	5,000	$39.67	$198,350	272,004 Direct	-1.81%	Disposed	-9.2% (price as of 2026-08-20)
May 11, 2016	HAL	S	2,800	$39.66	$111,048	277,004 Direct	-1.00%	Disposed	-9.2% (price as of 2026-08-20)
May 11, 2016	HAL	S	300	$39.66	$11,898	279,804 Direct	-0.11%	Disposed	-9.2% (price as of 2026-08-20)
May 11, 2016	HAL	S	1,400	$39.66	$55,524	280,104 Direct	-0.50%	Disposed	-9.2% (price as of 2026-08-20)
May 11, 2016	HAL	S	10,400	$39.65	$412,360	281,504 Direct	-3.56%	Disposed	-9.2% (price as of 2026-08-20)
May 6, 2016	HAL	S	4,394	$40.00	$175,760	291,904 Direct	-1.48%	Disposed	-10.0% (price as of 2026-08-20)
Jan. 7, 2016	HAL	D	485	$34.04	$16,509	296,000 Direct	-0.16%	Disposed	5.8% (price as of 2026-08-20)
Dec. 8, 2015	HAL	D	9,895	$37.90	$375,020	296,485 Direct	-3.23%	Disposed	-5.0% (price as of 2026-08-20)
Dec. 7, 2015	HAL	D	2,982	$38.01	$113,346	306,380 Direct	-0.96%	Disposed	-5.3% (price as of 2026-08-20)
Dec. 4, 2015	HAL	D	9,063	$38.95	$353,004	309,362 Direct	-2.85%	Disposed	-7.5% (price as of 2026-08-20)
Dec. 3, 2015	HAL	D	2,171	$40.40	$87,708	318,092 Direct	-0.68%	Disposed	-10.9% (price as of 2026-08-20)
Dec. 2, 2015	HAL	A	58,700	—	—	58,700 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 2, 2015	HAL	A	32,900	$38.95	$1,281,455	320,263 Direct	+11.45%	Acquired	-7.5% (price as of 2026-08-20)
April 27, 2015	HAL	S	29,026	$48.54	$1,408,922	287,363 Direct	-9.17%	Disposed	-25.8% (price as of 2026-08-20)
Jan. 7, 2015	HAL	D	485	$39.49	$19,153	316,120 Direct	-0.15%	Disposed	-8.8% (price as of 2026-08-20)
Dec. 9, 2014	HAL	D	6,988	$40.37	$282,106	316,605 Direct	-2.16%	Disposed	-10.8% (price as of 2026-08-20)
Dec. 8, 2014	HAL	D	2,907	$40.74	$118,431	323,593 Direct	-0.89%	Disposed	-11.6% (price as of 2026-08-20)
Dec. 5, 2014	HAL	D	9,063	$40.34	$365,601	326,500 Direct	-2.70%	Disposed	-10.7% (price as of 2026-08-20)
Dec. 3, 2014	HAL	A	59,500	—	—	59,500 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 3, 2014	HAL	D	5,646	$41.21	$232,672	335,563 Direct	-1.65%	Disposed	-12.6% (price as of 2026-08-20)
Dec. 3, 2014	HAL	A	32,000	$40.75	$1,304,000	340,967 Direct	+10.36%	Acquired	-11.6% (price as of 2026-08-20)
July 16, 2014	HAL	M	10,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
July 16, 2014	HAL	S 10b5-1	10,000	$71.50	$715,000	308,967 Direct	-3.14%	Disposed	-49.6% (price as of 2026-08-20)
July 16, 2014	HAL	M	10,000	$35.67	$356,700	318,967 Direct	+3.24%	Acquired	1.0% (price as of 2026-08-20)
June 20, 2014	HAL	M	15,600	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
June 20, 2014	HAL	M	13,400	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
June 20, 2014	HAL	S 10b5-1	15,600	$70.00	$1,092,000	308,967 Direct	-4.81%	Disposed	-48.6% (price as of 2026-08-20)
June 20, 2014	HAL	M	15,600	$29.35	$457,860	324,567 Direct	+5.05%	Acquired	22.7% (price as of 2026-08-20)
June 20, 2014	HAL	S 10b5-1	13,400	$70.00	$938,000	308,967 Direct	-4.16%	Disposed	-48.6% (price as of 2026-08-20)
June 20, 2014	HAL	M	13,400	$29.87	$400,258	322,367 Direct	+4.34%	Acquired	20.6% (price as of 2026-08-20)
June 6, 2014	HAL	M	6,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
June 6, 2014	HAL	S 10b5-1	6,000	$66.50	$399,000	308,967 Direct	-1.90%	Disposed	-45.8% (price as of 2026-08-20)
June 6, 2014	HAL	M	6,000	$33.02	$198,120	314,967 Direct	+1.94%	Acquired	9.1% (price as of 2026-08-20)
April 23, 2014	HAL	M	15,000	—	—	15,600 Direct	-49.02%	Disposed	(price as of 2026-08-20)
April 23, 2014	HAL	S 10b5-1	15,000	$65.00	$975,000	308,967 Direct	-4.63%	Disposed	-44.6% (price as of 2026-08-20)
April 23, 2014	HAL	M	15,000	$29.35	$440,250	323,774 Direct	+4.86%	Acquired	22.7% (price as of 2026-08-20)
April 2, 2014	HAL	M	15,000	—	—	30,600 Direct	-32.89%	Disposed	(price as of 2026-08-20)
April 2, 2014	HAL	S 10b5-1	15,000	$60.00	$900,000	308,774 Direct	-4.63%	Disposed	-40.0% (price as of 2026-08-20)
April 2, 2014	HAL	M	15,000	$29.35	$440,250	323,774 Direct	+4.86%	Acquired	22.7% (price as of 2026-08-20)
Feb. 25, 2014	HAL	S 10b5-1	20,429	$55.43	$1,132,379	308,774 Direct	-6.21%	Disposed	-35.0% (price as of 2026-08-20)
Jan. 7, 2014	HAL	D	485	$50.13	$24,313	329,203 Direct	-0.15%	Disposed	-28.2% (price as of 2026-08-20)
Dec. 6, 2013	HAL	D	3,159	$50.56	$159,719	329,688 Direct	-0.95%	Disposed	-28.8% (price as of 2026-08-20)
Dec. 5, 2013	HAL	D	3,829	$50.48	$193,288	332,847 Direct	-1.14%	Disposed	-28.7% (price as of 2026-08-20)
Dec. 4, 2013	HAL	A	45,500	$50.62	$2,303,210	45,500 Direct	—	Acquired	-28.9% (price as of 2026-08-20)
Dec. 4, 2013	HAL	D	31,200	$50.62	$1,579,344	336,676 Direct	+10.21%	Acquired	-28.9% (price as of 2026-08-20)
Dec. 2, 2013	HAL	D	4,472	$52.01	$232,589	305,476 Direct	-1.44%	Disposed	-30.8% (price as of 2026-08-20)
Nov. 29, 2013	HAL	D	5,646	$52.68	$297,431	309,948 Direct	-1.79%	Disposed	-31.6% (price as of 2026-08-20)
Nov. 13, 2013	HAL	S	6,426	$54.91	$352,852	315,594 Direct	-2.00%	Disposed	-34.4% (price as of 2026-08-20)
Nov. 13, 2013	HAL	S	16,500	$54.90	$905,850	322,020 Direct	-4.87%	Disposed	-34.4% (price as of 2026-08-20)
Nov. 12, 2013	HAL	S	15,000	$54.39	$815,850	338,520 Direct	-4.24%	Disposed	-33.8% (price as of 2026-08-20)
Oct. 8, 2013	HAL	D	31,296	$49.02	$1,534,130	353,368 Direct	-8.14%	Disposed	-26.5% (price as of 2026-08-20)
May 3, 2013	HAL	M	16,566	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 3, 2013	HAL	S	16,566	$43.00	$712,338	384,432 Direct	-4.13%	Disposed	-16.3% (price as of 2026-08-20)
May 3, 2013	HAL	M	16,566	$15.42	$255,448	400,998 Direct	+4.31%	Acquired	133.5% (price as of 2026-08-20)
May 1, 2013	HAL	S	16,164	$42.06	$679,858	384,432 Direct	-4.03%	Disposed	-14.4% (price as of 2026-08-20)
Feb. 14, 2013	HAL	S 10b5-1	3,844	$42.00	$161,448	400,336 Direct	-0.95%	Disposed	-14.3% (price as of 2026-08-20)
Feb. 13, 2013	HAL	D	628	$40.84	$25,648	403,933 Direct	-0.16%	Disposed	-11.8% (price as of 2026-08-20)
Jan. 4, 2013	HAL	D	485	$36.31	$17,610	404,561 Direct	-0.12%	Disposed	-0.8% (price as of 2026-08-20)
Dec. 6, 2012	HAL	D	2,786	$33.58	$93,554	405,046 Direct	-0.68%	Disposed	7.2% (price as of 2026-08-20)
Dec. 5, 2012	HAL	A	56,900	$33.50	$1,906,150	56,900 Direct	—	Acquired	7.5% (price as of 2026-08-20)
Dec. 5, 2012	HAL	A	41,100	$33.50	$1,376,850	407,832 Direct	+11.21%	Acquired	7.5% (price as of 2026-08-20)
Nov. 30, 2012	HAL	D	8,924	$33.35	$297,615	366,732 Direct	-2.38%	Disposed	8.0% (price as of 2026-08-20)
May 30, 2012	HAL	S 10b5-1	5,545	$31.47	$174,501	375,131 Direct	-1.46%	Disposed	14.4% (price as of 2026-08-20)
May 23, 2012	HAL	S 10b5-1	5,000	$30.37	$151,850	380,676 Direct	-1.30%	Disposed	18.6% (price as of 2026-08-20)
May 16, 2012	HAL	S 10b5-1	5,000	$30.65	$153,250	385,676 Direct	-1.28%	Disposed	17.5% (price as of 2026-08-20)
Feb. 13, 2012	HAL	D	822	$36.14	$29,707	— Direct	—	Disposed	-0.4% (price as of 2026-08-20)
Feb. 13, 2012	HAL	D	906	$36.14	$32,743	391,214 Direct	-0.23%	Disposed	-0.4% (price as of 2026-08-20)
Feb. 13, 2012	HAL	D	622	$36.14	$22,479	391,498 Direct	-0.16%	Disposed	-0.4% (price as of 2026-08-20)
Jan. 5, 2012	HAL	D	459	$34.15	$15,675	392,120 Direct	-0.12%	Disposed	5.4% (price as of 2026-08-20)
Dec. 6, 2011	HAL	A	33,900	$35.57	$1,205,823	392,579 Direct	+9.45%	Acquired	1.2% (price as of 2026-08-20)
Dec. 6, 2011	HAL	A	43,700	$35.57	$1,554,409	43,700 Direct	—	Acquired	1.2% (price as of 2026-08-20)

Showing latest 100 of 160 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Dec. 5, 2018	HAL	Option to Buy Common Stock	Common Stock (66,800)	$31.44	Dec. 5, 2028	66,800	Acquired
Dec. 6, 2017	HAL	Option to Buy Common Stock	Common Stock (48,070)	$43.38	Dec. 6, 2027	48,070	Acquired
June 1, 2017	HAL	06/2017 Restricted Stock Units	Common Stock (108,743)	—	—	108,743	Acquired
Dec. 7, 2016	HAL	Option to Buy Common Stock	Common Stock (40,100)	$53.54	Dec. 7, 2026	40,100	Acquired
Dec. 2, 2015	HAL	Option to Buy Common Stock	Common Stock (58,700)	$38.95	Dec. 2, 2025	58,700	Acquired
Dec. 3, 2014	HAL	Option to Buy Common Stock	Common Stock (59,500)	$40.75	Dec. 3, 2024	59,500	Acquired
July 16, 2014	HAL	Option to Buy Common Stock	Common Stock (10,000)	$35.67	Feb. 13, 2018	10,000	Disposed
June 20, 2014	HAL	Option to Buy Common Stock	Common Stock (15,600)	$29.35	Dec. 1, 2019	15,600	Disposed
June 20, 2014	HAL	Option to Buy Common Stock	Common Stock (13,400)	$29.87	Jan. 3, 2017	13,400	Disposed
June 6, 2014	HAL	Option to Buy Common Stock	Common Stock (6,000)	$33.02	Jan. 6, 2016	6,000	Disposed
April 23, 2014	HAL	Option to Buy Common Stock	Common Stock (30,600)	$29.35	Dec. 1, 2019	15,000	Disposed
April 2, 2014	HAL	Option to Buy Common Stock	Common Stock (15,000)	$29.35	Dec. 1, 2019	15,000	Disposed
Dec. 4, 2013	HAL	Option to Buy Common Stock	Common Stock (45,500)	$50.62	Dec. 4, 2023	45,500	Acquired
May 3, 2013	HAL	Option to Buy Common Stock	Common Stock (16,566)	$15.42	Dec. 2, 2018	16,566	Disposed
Dec. 5, 2012	HAL	Option to Buy Common Stock	Common Stock (56,900)	$33.50	Dec. 5, 2022	56,900	Acquired
Dec. 6, 2011	HAL	Option to Buy Common Stock	Common Stock (43,700)	$35.57	Dec. 6, 2021	43,700	Acquired
Feb. 25, 2011	HAL	Option to Buy Common Stock	Common Stock (33,134)	$15.42	Dec. 2, 2018	33,134	Disposed
Feb. 22, 2011	HAL	Option to Buy Common Stock	Common Stock (2,193)	$22.55	April 7, 2015	2,193	Disposed
Dec. 1, 2010	HAL	Option to Buy Common Stock	Common Stock (26,100)	$39.19	Dec. 1, 2020	26,100	Acquired
Dec. 1, 2009	HAL	Option to Buy Common Stock	Common Stock (45,600)	$29.35	Dec. 1, 2019	45,600	Acquired
Dec. 2, 2008	HAL	Option to Buy Common Stock	Common Stock (49,700)	$15.42	Dec. 2, 2018	49,700	Acquired
Feb. 13, 2008	HAL	Option to Buy Common Stock	Common Stock (10,000)	$35.67	Feb. 13, 2018	10,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Jan. 11, 2008	HAL	Common Stock	59,045	Direct
Jan. 11, 2008	HAL	Option to Buy Common Stock→ Common Stock (2,193)	2,193	Direct
Jan. 11, 2008	HAL	Option to Buy Common Stock→ Common Stock (6,000)	6,000	Direct
Jan. 11, 2008	HAL	Option to Buy Common Stock→ Common Stock (13,400)	13,400	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

HAL

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2018	$900,000	$0	$1,223,016	$488,976	$5,286,056	$102,419	$335,940	$8,336,407
2017	$900,000	$0	—	—	$5,183,420	$150,178	$1,107,341	$14,148,968
2014	$820,000	$0	—	—	$3,482,000	$79,934	$986,492	$7,400,111

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.