James S Cox

CIK 1441361 · View on SEC EDGAR ↗

Insider

First SEC filing: Sept. 23, 2021 · Latest: Sept. 23, 2021

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 13 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

13 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Sept. 28, 2021 CWAN P 1,786 $18.00 $32,148 1,786 Direct — Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 25, 2026 CWAN Stock Options (right to buy) Class A Common Stock (31,031) $12.40 March 7, 2031 31,031 Disposed
June 25, 2026 CWAN Stock Options (right to buy) Class A Common Stock (208,109) $4.40 Jan. 1, 2030 208,109 Disposed
June 25, 2026 CWAN Stock Options (right to buy) Class A Common Stock (11,449) $4.40 May 20, 2029 11,449 Disposed
June 25, 2026 CWAN Restricted Stock Units Class A Common Stock (188,984) $0.00 Feb. 11, 2036 188,984 Disposed
June 25, 2026 CWAN Restricted Stock Units Class A Common Stock (85,937) $0.00 Feb. 13, 2035 85,937 Disposed
June 25, 2026 CWAN Restricted Stock Units Class A Common Stock (21,875) $0.00 Feb. 28, 2034 21,875 Disposed
June 25, 2026 CWAN Restricted Stock Units Class A Common Stock (77,170) $0.00 Jan. 1, 2033 77,170 Disposed
June 25, 2026 CWAN Performance Stock Units Class A Common Stock (91,665) $0.00 Feb. 13, 2035 91,665 Disposed
June 25, 2026 CWAN Performance Stock Units Class A Common Stock (18,333) $0.00 Feb. 28, 2034 18,333 Disposed
June 25, 2026 CWAN Performance Stock Units Class A Common Stock (91,665) $0.00 Feb. 13, 2035 91,665 Acquired
June 25, 2026 CWAN Performance Stock Units Class A Common Stock (18,333) $0.00 Feb. 28, 2034 18,333 Acquired
Sept. 28, 2021 CWAN Restricted Stock Units Class A Common Stock (212,682) — — 212,682 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Sept. 23, 2021 CWAN Employee Stock Option (right to buy)→ Class A Common Stock (609,030) 609,030 Direct
Sept. 23, 2021 CWAN Employee Stock Option (right to buy)→ Class A Common Stock (406,020) 406,020 Direct
Sept. 23, 2021 CWAN Employee Stock Option (right to buy)→ Class A Common Stock (124,866) 124,866 Direct
Sept. 23, 2021 CWAN Employee Stock Option (right to buy)→ Class A Common Stock (83,244) 83,244 Direct
Sept. 23, 2021 CWAN Employee Stock Option (right to buy)→ Class A Common Stock (437,500) 437,500 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

CIK 1866368

CFO
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2021 $425,000 — — — $344,529 — $25,147 $10,598,794
2020 $371,000 — — — $243,851 — $9,877,006 $11,733,119

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.