James S Phalen

CIK 1318370 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 23, 2017 · Latest: Jan. 23, 2017

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 77 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

77 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 3, 2015 STT S 10b5-1 6,006 $75.29 $452,192 347,279 Direct -1.70% Disposed 146.2% (price as of 2026-08-20)
March 2, 2015 STT S 10b5-1 4,836 $74.37 $359,653 361,927 Direct -1.32% Disposed 149.3% (price as of 2026-08-20)
Feb. 17, 2015 STT S 10b5-1 546 $76.31 $41,665 299,439 Direct -0.18% Disposed 142.9% (price as of 2026-08-20)
Feb. 17, 2015 STT S 10b5-1 55,837 $75.89 $4,237,470 299,985 Direct -15.69% Disposed 144.3% (price as of 2026-08-20)
Dec. 1, 2014 STT S 10b5-1 16,507 $76.07 $1,255,687 403,250 Direct -3.93% Disposed 143.7% (price as of 2026-08-20)
Nov. 3, 2014 STT S 10b5-1 14,514 $75.55 $1,096,533 419,757 Direct -3.34% Disposed 145.4% (price as of 2026-08-20)
Aug. 1, 2014 STT S 10b5-1 11,899 $70.27 $836,143 434,196 Direct -2.67% Disposed 163.8% (price as of 2026-08-20)
May 1, 2014 STT S 10b5-1 19,530 $64.66 $1,262,810 446,024 Direct -4.20% Disposed 186.7% (price as of 2026-08-20)
Aug. 13, 2013 STT S 38,000 $69.27 $2,632,260 445,585 Direct -7.86% Disposed 167.6% (price as of 2026-08-20)
April 23, 2013 STT S 29,477 $58.04 $1,710,845 0 Indirect -100.00% Disposed 219.4% (price as of 2026-08-20)
Jan. 23, 2013 STT S 71,600 $54.94 $3,933,704 371,410 Direct -16.16% Disposed 237.4% (price as of 2026-08-20)
Oct. 17, 2012 STT S 9,800 $44.58 $436,884 383,684 Direct -2.49% Disposed 315.8% (price as of 2026-08-20)
Jan. 18, 2011 STT S 10b5-1 15,000 $50.00 $750,000 200,738 Direct -6.95% Disposed 270.8% (price as of 2026-08-20)
Feb. 24, 2010 STT S 20,000 $45.36 $907,200 235,603 Direct -7.82% Disposed 308.7% (price as of 2026-08-20)
Oct. 31, 2006 STT S 10b5-1 5,000 $64.00 $320,000 103,768 Direct -4.60% Disposed 189.7% (price as of 2026-08-20)
Oct. 18, 2006 STT S 10b5-1 6,500 $63.45 $412,425 108,768 Direct -5.64% Disposed 192.2% (price as of 2026-08-20)
Oct. 18, 2006 STT S 10b5-1 3,040 $63.44 $192,858 115,268 Direct -2.57% Disposed 192.2% (price as of 2026-08-20)
Oct. 18, 2006 STT S 10b5-1 100 $63.32 $6,332 118,308 Direct -0.08% Disposed 192.8% (price as of 2026-08-20)
Oct. 18, 2006 STT S 10b5-1 9,400 $63.30 $595,020 118,408 Direct -7.35% Disposed 192.9% (price as of 2026-08-20)
Oct. 18, 2006 STT S 10b5-1 1,100 $63.25 $69,575 127,808 Direct -0.85% Disposed 193.1% (price as of 2026-08-20)
Oct. 18, 2006 STT S 10b5-1 800 $63.24 $50,592 128,908 Direct -0.62% Disposed 193.1% (price as of 2026-08-20)
Oct. 18, 2006 STT S 10b5-1 700 $63.23 $44,261 129,708 Direct -0.54% Disposed 193.2% (price as of 2026-08-20)
Oct. 18, 2006 STT S 10b5-1 800 $63.20 $50,560 130,408 Direct -0.61% Disposed 193.3% (price as of 2026-08-20)

Showing latest 100 of 107 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 2, 2015 STT Stock Appreciation Right Common Stock (71,923) $62.63 Feb. 29, 2016 71,923 Disposed
Jan. 23, 2013 STT Employee Stock Option (right to buy) Common Stock (63,500) $44.53 March 1, 2015 63,500 Disposed
Jan. 23, 2013 STT Employee Stock Option (right to buy) Common Stock (8,100) $49.81 Dec. 16, 2013 8,100 Disposed
Oct. 17, 2012 STT Common Stock Common Stock (9,800) $40.22 Dec. 18, 2012 9,800 Disposed
Dec. 15, 2008 STT Employee Stock Option Common Stock (27,400) $33.72 Dec. 17, 2008 27,400 Disposed
Feb. 28, 2008 STT Stock Appreciation Right Common Stock (67,568) $81.71 Feb. 27, 2018 67,568 Acquired
Feb. 15, 2007 STT Stock Appreciation Right Common Stock (65,421) $70.59 Feb. 15, 2017 65,421 Acquired
Oct. 18, 2006 STT Option (Right to buy) Common Stock (26,400) $18.31 April 17, 2007 26,400 Disposed
March 1, 2006 STT Stock Appreciation Right Common Stock (71,923) $62.63 March 1, 2016 71,923 Acquired
Jan. 27, 2006 STT Employee Stock Option (right to buy) Common Stock (8,000) $13.20 June 21, 2006 8,000 Disposed
March 2, 2005 STT Employee Stock Option (right to buy) Common Stock (63,500) $44.53 March 1, 2015 63,500 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 10 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
March 4, 2005 STT Common Stock 103,658 Direct
March 4, 2005 STT Common Stock 111 Indirect
March 4, 2005 STT Employee Stock Option (right to buy)→ Common Stock (8,000) 8,000 Direct
March 4, 2005 STT Employee Stock Option (right to buy)→ Common Stock (26,400) 26,400 Direct
March 4, 2005 STT Employee Stock Option (right to buy)→ Common Stock (27,400) 27,400 Direct
March 4, 2005 STT Employee Stock Option (right to buy)→ Common Stock (25,000) 25,000 Direct
March 4, 2005 STT Employee Stock Option (right to buy)→ Common Stock (9,400) 9,400 Direct
March 4, 2005 STT Employee Stock Option (right to buy)→ Common Stock (7,100) 7,100 Direct
March 4, 2005 STT Employee Stock Option (right to buy)→ Common Stock (9,800) 9,800 Direct
March 4, 2005 STT Employee Stock Option (right to buy)→ Common Stock (8,100) 8,100 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

STT

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2016 $833,654 — — — $1,665,016 $7,272,993 $94,298 $8,185,618
2015 $882,692 — — — $1,042,387 $7,434,284 $109,212 $7,434,284
2014 $823,077 — — — $1,502,400 $7,953,006 $927,567 $10,627,684

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.