James S Phalen
Insider
First SEC filing: Jan. 23, 2017 · Latest: Jan. 23, 2017
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Jan. 20, 2017 | STT | F | 1,122 | $79.01 | $88,649 | 365,696 Direct | -0.31% | Disposed | 121.5% (price as of 2026-10-05) |
| Jan. 19, 2017 | STT | A | 27,935 | · | · | 366,818 Direct | +8.24% | Acquired | (price as of 2026-10-05) |
| Feb. 29, 2016 | STT | A | 36,821 | · | · | 338,447 Direct | +12.21% | Acquired | (price as of 2026-10-05) |
| Feb. 15, 2016 | STT | F | 39,430 | $54.68 | $2,156,032 | 301,626 Direct | -11.56% | Disposed | 220.1% (price as of 2026-10-05) |
| July 29, 2015 | STT | G | 6,600 | · | · | 340,839 Direct | -1.90% | Disposed | (price as of 2026-10-05) |
| March 3, 2015 | STT | S 10b5-1 | 6,006 | $75.29 | $452,192 | 347,279 Direct | -1.70% | Disposed | 132.5% (price as of 2026-10-05) |
| March 2, 2015 | STT | M 10b5-1 | 71,923 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| March 2, 2015 | STT | F | 5,348 | $74.37 | $397,731 | 353,285 Direct | -1.49% | Disposed | 135.3% (price as of 2026-10-05) |
| March 2, 2015 | STT | D | 60,569 | $74.37 | $4,504,517 | 358,633 Direct | -14.45% | Disposed | 135.3% (price as of 2026-10-05) |
| March 2, 2015 | STT | M 10b5-1 | 71,923 | $62.63 | $4,504,537 | 419,202 Direct | +20.71% | Acquired | 179.5% (price as of 2026-10-05) |
| March 2, 2015 | STT | G 10b5-1 | 14,648 | · | · | 347,279 Direct | -4.05% | Disposed | (price as of 2026-10-05) |
| March 2, 2015 | STT | S 10b5-1 | 4,836 | $74.37 | $359,653 | 361,927 Direct | -1.32% | Disposed | 135.3% (price as of 2026-10-05) |
| Feb. 19, 2015 | STT | F | 5,619 | $76.54 | $430,078 | 366,763 Direct | -1.51% | Disposed | 128.7% (price as of 2026-10-05) |
| Feb. 19, 2015 | STT | A | 41,821 | · | · | 372,382 Direct | +12.65% | Acquired | (price as of 2026-10-05) |
| Feb. 19, 2015 | STT | A | 2,614 | · | · | 330,561 Direct | +0.80% | Acquired | (price as of 2026-10-05) |
| Feb. 19, 2015 | STT | A | 28,508 | · | · | 327,947 Direct | +9.52% | Acquired | (price as of 2026-10-05) |
| Feb. 17, 2015 | STT | S 10b5-1 | 546 | $76.31 | $41,665 | 299,439 Direct | -0.18% | Disposed | 129.4% (price as of 2026-10-05) |
| Feb. 17, 2015 | STT | S 10b5-1 | 55,837 | $75.89 | $4,237,470 | 299,985 Direct | -15.69% | Disposed | 130.6% (price as of 2026-10-05) |
| Feb. 15, 2015 | STT | F | 47,496 | $76.93 | $3,653,867 | 355,822 Direct | -11.78% | Disposed | 127.5% (price as of 2026-10-05) |
| Dec. 1, 2014 | STT | S 10b5-1 | 16,507 | $76.07 | $1,255,687 | 403,250 Direct | -3.93% | Disposed | 130.1% (price as of 2026-10-05) |
| Nov. 3, 2014 | STT | S 10b5-1 | 14,514 | $75.55 | $1,096,533 | 419,757 Direct | -3.34% | Disposed | 131.7% (price as of 2026-10-05) |
| Aug. 1, 2014 | STT | S 10b5-1 | 11,899 | $70.27 | $836,143 | 434,196 Direct | -2.67% | Disposed | 149.1% (price as of 2026-10-05) |
| May 1, 2014 | STT | S 10b5-1 | 19,530 | $64.66 | $1,262,810 | 446,024 Direct | -4.20% | Disposed | 170.7% (price as of 2026-10-05) |
| May 1, 2014 | STT | G 10b5-1 | 14,000 | · | · | 465,554 Direct | -2.92% | Disposed | (price as of 2026-10-05) |
| Feb. 20, 2014 | STT | F | 5,884 | $67.82 | $399,053 | 479,487 Direct | -1.21% | Disposed | 158.1% (price as of 2026-10-05) |
| Feb. 20, 2014 | STT | A | 49,860 | · | · | 485,371 Direct | +11.45% | Acquired | (price as of 2026-10-05) |
| Feb. 20, 2014 | STT | F | 4,692 | $67.82 | $318,211 | 435,511 Direct | -1.07% | Disposed | 158.1% (price as of 2026-10-05) |
| Feb. 20, 2014 | STT | A | 14,735 | · | · | 440,203 Direct | +3.46% | Acquired | (price as of 2026-10-05) |
| Feb. 20, 2014 | STT | A | 2,949 | · | · | 425,468 Direct | +0.70% | Acquired | (price as of 2026-10-05) |
| Feb. 20, 2014 | STT | A | 27,881 | · | · | 422,519 Direct | +7.06% | Acquired | (price as of 2026-10-05) |
| Feb. 15, 2014 | STT | F | 38,618 | $68.81 | $2,657,305 | 394,638 Direct | -8.91% | Disposed | 154.4% (price as of 2026-10-05) |
| Aug. 13, 2013 | STT | S | 38,000 | $69.27 | $2,632,260 | 445,585 Direct | -7.86% | Disposed | 152.7% (price as of 2026-10-05) |
| Aug. 13, 2013 | STT | G | 12,429 | · | · | 433,156 Direct | -2.79% | Disposed | (price as of 2026-10-05) |
| April 23, 2013 | STT | S | 29,477 | $58.04 | $1,710,845 | 0 Indirect | -100.00% | Disposed | 201.6% (price as of 2026-10-05) |
| Feb. 21, 2013 | STT | F | 8,537 | $56.09 | $478,840 | 483,477 Direct | -1.74% | Disposed | 212.0% (price as of 2026-10-05) |
| Feb. 21, 2013 | STT | A | 81,949 | · | · | 492,014 Direct | +19.98% | Acquired | (price as of 2026-10-05) |
| Feb. 21, 2013 | STT | F | 6,140 | $56.09 | $344,393 | 410,065 Direct | -1.48% | Disposed | 212.0% (price as of 2026-10-05) |
| Feb. 21, 2013 | STT | A | 14,735 | · | · | 416,205 Direct | +3.67% | Acquired | (price as of 2026-10-05) |
| Feb. 21, 2013 | STT | A | 3,566 | · | · | 401,470 Direct | +0.90% | Acquired | (price as of 2026-10-05) |
| Feb. 21, 2013 | STT | A | 49,860 | · | · | 397,904 Direct | +14.33% | Acquired | (price as of 2026-10-05) |
| Feb. 15, 2013 | STT | F | 23,366 | $57.24 | $1,337,470 | 348,044 Direct | -6.29% | Disposed | 205.8% (price as of 2026-10-05) |
| Jan. 23, 2013 | STT | M | 63,500 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Jan. 23, 2013 | STT | M | 8,100 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Jan. 23, 2013 | STT | S | 71,600 | $54.94 | $3,933,704 | 371,410 Direct | -16.16% | Disposed | 218.6% (price as of 2026-10-05) |
| Jan. 23, 2013 | STT | M | 63,500 | $44.53 | $2,827,655 | 443,010 Direct | +16.73% | Acquired | 293.0% (price as of 2026-10-05) |
| Jan. 23, 2013 | STT | M | 8,100 | $49.81 | $403,461 | 379,510 Direct | +2.18% | Acquired | 251.4% (price as of 2026-10-05) |
| Nov. 1, 2012 | STT | F | 14,681 | $45.05 | $661,379 | 371,365 Direct | -3.80% | Disposed | 288.5% (price as of 2026-10-05) |
| Oct. 17, 2012 | STT | M | 9,800 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Oct. 17, 2012 | STT | S | 9,800 | $44.58 | $436,884 | 383,684 Direct | -2.49% | Disposed | 292.6% (price as of 2026-10-05) |
| Oct. 17, 2012 | STT | M | 9,800 | $40.22 | $394,156 | 393,484 Direct | +2.55% | Acquired | 335.2% (price as of 2026-10-05) |
| Feb. 16, 2012 | STT | F | 11,970 | $40.36 | $483,109 | 365,192 Direct | -3.17% | Disposed | 333.6% (price as of 2026-10-05) |
| Feb. 16, 2012 | STT | A | 124,019 | · | · | 377,162 Direct | +48.99% | Acquired | (price as of 2026-10-05) |
| Feb. 16, 2012 | STT | F | 4,837 | $40.36 | $195,221 | 253,143 Direct | -1.87% | Disposed | 333.6% (price as of 2026-10-05) |
| Feb. 16, 2012 | STT | A | 15,182 | · | · | 257,980 Direct | +6.25% | Acquired | (price as of 2026-10-05) |
| Feb. 16, 2012 | STT | A | 4,956 | · | · | 242,798 Direct | +2.08% | Acquired | (price as of 2026-10-05) |
| Feb. 16, 2012 | STT | A | 81,949 | · | · | 237,842 Direct | +52.57% | Acquired | (price as of 2026-10-05) |
| Nov. 1, 2011 | STT | F | 14,907 | $38.76 | $577,795 | 155,324 Direct | -8.76% | Disposed | 351.5% (price as of 2026-10-05) |
| Feb. 24, 2011 | STT | F | 5,388 | $44.27 | $238,527 | 216,851 Direct | -2.42% | Disposed | 295.3% (price as of 2026-10-05) |
| Feb. 24, 2011 | STT | A | 16,967 | · | · | 222,239 Direct | +8.27% | Acquired | (price as of 2026-10-05) |
| Feb. 24, 2011 | STT | A | 4,518 | · | · | 205,272 Direct | +2.25% | Acquired | (price as of 2026-10-05) |
| Jan. 18, 2011 | STT | S 10b5-1 | 15,000 | $50.00 | $750,000 | 200,738 Direct | -6.95% | Disposed | 250.0% (price as of 2026-10-05) |
| Nov. 1, 2010 | STT | F | 14,907 | $41.77 | $622,665 | 215,738 Direct | -6.46% | Disposed | 319.0% (price as of 2026-10-05) |
| Feb. 25, 2010 | STT | G | 5,000 | · | · | 230,603 Direct | -2.12% | Disposed | (price as of 2026-10-05) |
| Feb. 24, 2010 | STT | S | 20,000 | $45.36 | $907,200 | 235,603 Direct | -7.82% | Disposed | 285.8% (price as of 2026-10-05) |
| Feb. 15, 2010 | STT | F | 2,973 | $44.62 | $132,655 | 255,603 Direct | -1.15% | Disposed | 292.2% (price as of 2026-10-05) |
| Oct. 22, 2009 | STT | A | 107,113 | · | · | 258,564 Direct | +70.72% | Acquired | (price as of 2026-10-05) |
| March 5, 2009 | STT | A | 19,365 | · | · | 157,648 Direct | +14.00% | Acquired | (price as of 2026-10-05) |
| March 5, 2009 | STT | F | 6,232 | $19.31 | $120,340 | 151,416 Direct | -3.95% | Disposed | 806.4% (price as of 2026-10-05) |
| Feb. 15, 2009 | STT | F | 5,046 | $27.00 | $136,242 | 138,283 Direct | -3.52% | Disposed | 548.2% (price as of 2026-10-05) |
| Dec. 15, 2008 | STT | M | 27,400 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Dec. 15, 2008 | STT | F | 26,217 | $35.24 | $923,887 | 143,162 Direct | -15.48% | Disposed | 396.7% (price as of 2026-10-05) |
| Dec. 15, 2008 | STT | M | 27,400 | $33.72 | $923,928 | 169,379 Direct | +19.30% | Acquired | 419.0% (price as of 2026-10-05) |
| Feb. 28, 2008 | STT | A | 67,568 | · | · | 67,568 Direct | · | Acquired | (price as of 2026-10-05) |
| Feb. 28, 2008 | STT | A | 18,204 | · | · | 141,667 Direct | +14.74% | Acquired | (price as of 2026-10-05) |
| Feb. 28, 2008 | STT | F | 8,512 | $81.71 | $695,516 | 123,463 Direct | -6.45% | Disposed | 114.2% (price as of 2026-10-05) |
| Feb. 28, 2008 | STT | A | 21,226 | · | · | 131,975 Direct | +19.17% | Acquired | (price as of 2026-10-05) |
| Feb. 15, 2008 | STT | F | 2,729 | $83.92 | $229,018 | 110,749 Direct | -2.40% | Disposed | 108.6% (price as of 2026-10-05) |
| June 30, 2007 | STT | F | 1,709 | $68.40 | $116,896 | 109,569 Direct | -1.54% | Disposed | 155.9% (price as of 2026-10-05) |
| Feb. 15, 2007 | STT | F | 1,433 | $70.59 | $101,155 | 110,245 Direct | -1.28% | Disposed | 147.9% (price as of 2026-10-05) |
| Feb. 15, 2007 | STT | A | 65,421 | · | · | 65,421 Direct | · | Acquired | (price as of 2026-10-05) |
| Feb. 15, 2007 | STT | A | 9,147 | $70.59 | $645,687 | 111,678 Direct | +8.92% | Acquired | 147.9% (price as of 2026-10-05) |
| Dec. 1, 2006 | STT | F | 1,237 | $61.58 | $76,174 | 102,531 Direct | -1.19% | Disposed | 184.2% (price as of 2026-10-05) |
| Oct. 31, 2006 | STT | S 10b5-1 | 5,000 | $64.00 | $320,000 | 103,768 Direct | -4.60% | Disposed | 173.5% (price as of 2026-10-05) |
| Oct. 18, 2006 | STT | M | 26,400 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Oct. 18, 2006 | STT | S 10b5-1 | 6,500 | $63.45 | $412,425 | 108,768 Direct | -5.64% | Disposed | 175.8% (price as of 2026-10-05) |
| Oct. 18, 2006 | STT | S 10b5-1 | 3,040 | $63.44 | $192,858 | 115,268 Direct | -2.57% | Disposed | 175.9% (price as of 2026-10-05) |
| Oct. 18, 2006 | STT | S 10b5-1 | 100 | $63.32 | $6,332 | 118,308 Direct | -0.08% | Disposed | 176.4% (price as of 2026-10-05) |
| Oct. 18, 2006 | STT | S 10b5-1 | 9,400 | $63.30 | $595,020 | 118,408 Direct | -7.35% | Disposed | 176.5% (price as of 2026-10-05) |
| Oct. 18, 2006 | STT | S 10b5-1 | 1,100 | $63.25 | $69,575 | 127,808 Direct | -0.85% | Disposed | 176.7% (price as of 2026-10-05) |
| Oct. 18, 2006 | STT | S 10b5-1 | 800 | $63.24 | $50,592 | 128,908 Direct | -0.62% | Disposed | 176.8% (price as of 2026-10-05) |
| Oct. 18, 2006 | STT | S 10b5-1 | 700 | $63.23 | $44,261 | 129,708 Direct | -0.54% | Disposed | 176.8% (price as of 2026-10-05) |
| Oct. 18, 2006 | STT | S 10b5-1 | 800 | $63.20 | $50,560 | 130,408 Direct | -0.61% | Disposed | 176.9% (price as of 2026-10-05) |
| Oct. 18, 2006 | STT | M | 26,400 | $18.31 | $483,384 | 131,208 Direct | +25.19% | Acquired | 855.9% (price as of 2026-10-05) |
| March 31, 2006 | STT | F | 993 | $60.22 | $59,798 | 104,808 Direct | -0.94% | Disposed | 190.6% (price as of 2026-10-05) |
| March 1, 2006 | STT | A | 71,923 | · | · | 71,923 Direct | · | Acquired | (price as of 2026-10-05) |
| March 1, 2006 | STT | A | 4,258 | $62.63 | $266,679 | 105,801 Direct | +4.19% | Acquired | 179.5% (price as of 2026-10-05) |
| Feb. 20, 2006 | STT | F | 1,876 | $61.48 | $115,336 | 101,543 Direct | -1.81% | Disposed | 184.7% (price as of 2026-10-05) |
| Jan. 27, 2006 | STT | M | 8,000 | $13.20 | $105,600 | 0 Direct | -100.00% | Disposed | 1225.9% (price as of 2026-10-05) |
| Jan. 27, 2006 | STT | G | 1,107 | · | · | 103,419 Direct | -1.06% | Disposed | (price as of 2026-10-05) |
| March 2, 2005 | STT | A | 8,370 | · | · | 111,278 Direct | +8.13% | Acquired | (price as of 2026-10-05) |
Showing latest 100 of 107 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 2, 2015 | STT | Stock Appreciation Right | Common Stock | $62.63 | Feb. 29, 2016 | 71,923 | Disposed |
| Jan. 23, 2013 | STT | Employee Stock Option (right to buy) | Common Stock | $44.53 | March 1, 2015 | 63,500 | Disposed |
| Jan. 23, 2013 | STT | Employee Stock Option (right to buy) | Common Stock | $49.81 | Dec. 16, 2013 | 8,100 | Disposed |
| Oct. 17, 2012 | STT | Common Stock | Common Stock | $40.22 | Dec. 18, 2012 | 9,800 | Disposed |
| Dec. 15, 2008 | STT | Employee Stock Option | Common Stock | $33.72 | Dec. 17, 2008 | 27,400 | Disposed |
| Feb. 28, 2008 | STT | Stock Appreciation Right | Common Stock | $81.71 | Feb. 27, 2018 | 67,568 | Acquired |
| Feb. 15, 2007 | STT | Stock Appreciation Right | Common Stock | $70.59 | Feb. 15, 2017 | 65,421 | Acquired |
| Oct. 18, 2006 | STT | Option (Right to buy) | Common Stock | $18.31 | April 17, 2007 | 26,400 | Disposed |
| March 1, 2006 | STT | Stock Appreciation Right | Common Stock | $62.63 | March 1, 2016 | 71,923 | Acquired |
| Jan. 27, 2006 | STT | Employee Stock Option (right to buy) | Common Stock | $13.20 | June 21, 2006 | 8,000 | Disposed |
| March 2, 2005 | STT | Employee Stock Option (right to buy) | Common Stock | $44.53 | March 1, 2015 | 63,500 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 10 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| March 4, 2005 | STT | Common Stock | 103,658 | Direct |
| March 4, 2005 | STT | Common Stock | 111 | Indirect |
| March 4, 2005 | STT | Employee Stock Option (right to buy) | 8,000 | Direct |
| March 4, 2005 | STT | Employee Stock Option (right to buy) | 26,400 | Direct |
| March 4, 2005 | STT | Employee Stock Option (right to buy) | 27,400 | Direct |
| March 4, 2005 | STT | Employee Stock Option (right to buy) | 25,000 | Direct |
| March 4, 2005 | STT | Employee Stock Option (right to buy) | 9,400 | Direct |
| March 4, 2005 | STT | Employee Stock Option (right to buy) | 7,100 | Direct |
| March 4, 2005 | STT | Employee Stock Option (right to buy) | 9,800 | Direct |
| March 4, 2005 | STT | Employee Stock Option (right to buy) | 8,100 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2016 | $833,654 | · | · | · | $1,665,016 | $7,272,993 | $94,298 | $8,185,618 |
| 2015 | $882,692 | · | · | · | $1,042,387 | $7,434,284 | $109,212 | $7,434,284 |
| 2014 | $823,077 | · | · | · | $1,502,400 | $7,953,006 | $927,567 | $10,627,684 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.