James Spencer
Insider
First SEC filing: April 4, 2019 · Latest: April 4, 2019
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 24, 2020 | TW | A | 13,646 | · | · | 111,583 Direct | +13.93% | Acquired | (price as of 2026-10-02) |
| Feb. 21, 2020 | TW | A | 84,542 | · | · | 169,083 Direct | +100.00% | Acquired | (price as of 2026-10-02) |
| Feb. 21, 2020 | TW | A | 39,604 | · | · | 97,937 Direct | +67.89% | Acquired | (price as of 2026-10-02) |
| Feb. 20, 2020 | TW | M 10b5-1 | 51,443 | · | · | 84,541 Direct | -37.83% | Disposed | (price as of 2026-10-02) |
| Feb. 20, 2020 | TW | S 10b5-1 | 51,443 | $50.38 | $2,591,698 | 58,333 Direct | -46.86% | Disposed | 102.9% (price as of 2026-10-02) |
| Feb. 20, 2020 | TW | M 10b5-1 | 51,443 | $20.59 | $1,059,211 | 109,776 Direct | +88.19% | Acquired | 396.5% (price as of 2026-10-02) |
| Feb. 19, 2020 | TW | M 10b5-1 | 59,443 | · | · | 135,984 Direct | -30.42% | Disposed | (price as of 2026-10-02) |
| Feb. 19, 2020 | TW | S 10b5-1 | 59,443 | $50.03 | $2,973,933 | 58,333 Direct | -50.47% | Disposed | 104.3% (price as of 2026-10-02) |
| Feb. 19, 2020 | TW | M 10b5-1 | 59,443 | $20.59 | $1,223,931 | 117,776 Direct | +101.90% | Acquired | 396.5% (price as of 2026-10-02) |
| Feb. 14, 2020 | TW | M 10b5-1 | 1,835 | · | · | 195,427 Direct | -0.93% | Disposed | (price as of 2026-10-02) |
| Feb. 14, 2020 | TW | S 10b5-1 | 1,835 | $50.00 | $91,750 | 58,333 Direct | -3.05% | Disposed | 104.4% (price as of 2026-10-02) |
| Feb. 14, 2020 | TW | M 10b5-1 | 1,835 | $20.59 | $37,783 | 60,168 Direct | +3.15% | Acquired | 396.5% (price as of 2026-10-02) |
| Feb. 13, 2020 | TW | M 10b5-1 | 30,321 | · | · | 197,262 Direct | -13.32% | Disposed | (price as of 2026-10-02) |
| Feb. 13, 2020 | TW | S 10b5-1 | 30,321 | $47.07 | $1,427,209 | 58,333 Direct | -34.20% | Disposed | 117.2% (price as of 2026-10-02) |
| Feb. 13, 2020 | TW | M 10b5-1 | 30,321 | $20.59 | $624,309 | 88,654 Direct | +51.98% | Acquired | 396.5% (price as of 2026-10-02) |
| Feb. 12, 2020 | TW | M 10b5-1 | 74,996 | · | · | 227,583 Direct | -24.79% | Disposed | (price as of 2026-10-02) |
| Feb. 12, 2020 | TW | S 10b5-1 | 74,996 | $47.11 | $3,533,062 | 58,333 Direct | -56.25% | Disposed | 117.0% (price as of 2026-10-02) |
| Feb. 12, 2020 | TW | M 10b5-1 | 74,996 | $20.59 | $1,544,168 | 133,329 Direct | +128.57% | Acquired | 396.5% (price as of 2026-10-02) |
| Feb. 4, 2020 | TW | M 10b5-1 | 5,104 | · | · | 302,579 Direct | -1.66% | Disposed | (price as of 2026-10-02) |
| Feb. 4, 2020 | TW | S 10b5-1 | 5,104 | $47.00 | $239,888 | 58,333 Direct | -8.05% | Disposed | 117.5% (price as of 2026-10-02) |
| Feb. 4, 2020 | TW | M 10b5-1 | 5,104 | $20.59 | $105,091 | 63,437 Direct | +8.75% | Acquired | 396.5% (price as of 2026-10-02) |
| Feb. 3, 2020 | TW | M 10b5-1 | 2,300 | · | · | 307,683 Direct | -0.74% | Disposed | (price as of 2026-10-02) |
| Feb. 3, 2020 | TW | S 10b5-1 | 2,300 | $47.02 | $108,146 | 58,333 Direct | -3.79% | Disposed | 117.4% (price as of 2026-10-02) |
| Feb. 3, 2020 | TW | M 10b5-1 | 2,300 | $20.59 | $47,357 | 60,633 Direct | +3.94% | Acquired | 396.5% (price as of 2026-10-02) |
| Feb. 3, 2020 | TW | A | 1,065 | · | · | 58,333 Direct | +1.86% | Acquired | (price as of 2026-10-02) |
| Feb. 3, 2020 | TW | F | 16,106 | $46.18 | $743,775 | 57,268 Direct | -21.95% | Disposed | 121.4% (price as of 2026-10-02) |
| Jan. 31, 2020 | TW | J | 35,367 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Jan. 31, 2020 | TW | M 10b5-1 | 35,367 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Jan. 31, 2020 | TW | S 10b5-1 | 35,367 | $45.05 | $1,593,283 | 73,374 Direct | -32.52% | Disposed | 126.9% (price as of 2026-10-02) |
| Jan. 31, 2020 | TW | M 10b5-1 | 35,367 | · | · | 108,741 Direct | +48.20% | Acquired | (price as of 2026-10-02) |
| Jan. 28, 2020 | TW | M 10b5-1 | 6,766 | · | · | 80,140 Direct | +9.22% | Acquired | (price as of 2026-10-02) |
| Jan. 28, 2020 | TW | S 10b5-1 | 6,766 | $45.02 | $304,605 | 73,374 Direct | -8.44% | Disposed | 127.1% (price as of 2026-10-02) |
| Jan. 28, 2020 | TW | M 10b5-1 | 6,766 | · | · | 35,367 Direct | -16.06% | Disposed | (price as of 2026-10-02) |
| Jan. 28, 2020 | TW | J | 6,766 | · | · | 35,367 Direct | -16.06% | Disposed | (price as of 2026-10-02) |
| Jan. 27, 2020 | TW | M 10b5-1 | 39,256 | $20.59 | $808,281 | 112,630 Direct | +53.50% | Acquired | 396.5% (price as of 2026-10-02) |
| Jan. 27, 2020 | TW | S 10b5-1 | 39,256 | $44.54 | $1,748,462 | 73,374 Direct | -34.85% | Disposed | 129.5% (price as of 2026-10-02) |
| Jan. 27, 2020 | TW | M 10b5-1 | 39,256 | · | · | 309,983 Direct | -11.24% | Disposed | (price as of 2026-10-02) |
| Jan. 24, 2020 | TW | M 10b5-1 | 73,465 | $20.59 | $1,512,644 | 146,839 Direct | +100.12% | Acquired | 396.5% (price as of 2026-10-02) |
| Jan. 24, 2020 | TW | S 10b5-1 | 73,465 | $44.97 | $3,303,721 | 73,374 Direct | -50.03% | Disposed | 127.3% (price as of 2026-10-02) |
| Jan. 24, 2020 | TW | M 10b5-1 | 73,465 | · | · | 349,239 Direct | -17.38% | Disposed | (price as of 2026-10-02) |
| Nov. 15, 2019 | TW | D | 4,566 | · | · | 42,133 Direct | -9.78% | Disposed | (price as of 2026-10-02) |
| Nov. 15, 2019 | TW | D | 4,566 | · | · | 42,133 Direct | -9.78% | Disposed | (price as of 2026-10-02) |
| Oct. 22, 2019 | TW | D | 30,434 | · | · | 46,699 Direct | -39.46% | Disposed | (price as of 2026-10-02) |
| Oct. 22, 2019 | TW | D | 30,434 | · | · | 46,699 Direct | -39.46% | Disposed | (price as of 2026-10-02) |
| April 8, 2019 | TW | P | 6,000 | $27.00 | $162,000 | 73,374 Direct | +8.91% | Acquired | 278.6% (price as of 2026-10-02) |
| Oct. 26, 2018 | TW | A | 422,706 | · | · | 422,706 Direct | · | Acquired | (price as of 2026-10-02) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 21, 2020 | TW | Stock Option (Right to Buy) | Class A common stock | $20.59 | Oct. 26, 2028 | 84,542 | Acquired |
| Feb. 20, 2020 | TW | Stock Option (Right to Buy) | Class A common stock | $20.59 | Oct. 26, 2028 | 51,443 | Disposed |
| Feb. 19, 2020 | TW | Stock Option (Right to Buy) | Class A common stock | $20.59 | Oct. 26, 2028 | 59,443 | Disposed |
| Feb. 14, 2020 | TW | Stock Option (Right to Buy) | Class A common stock | $20.59 | Oct. 26, 2028 | 1,835 | Disposed |
| Feb. 13, 2020 | TW | Stock Option (Right to Buy) | Class A common stock | $20.59 | Oct. 26, 2028 | 30,321 | Disposed |
| Feb. 12, 2020 | TW | Stock Option (Right to Buy) | Class A common stock | $20.59 | Oct. 26, 2028 | 74,996 | Disposed |
| Feb. 4, 2020 | TW | Stock Option (Right to Buy) | Class A common stock | $20.59 | Oct. 26, 2028 | 5,104 | Disposed |
| Feb. 3, 2020 | TW | Stock Option (Right to Buy) | Class A common stock | $20.59 | Oct. 26, 2028 | 2,300 | Disposed |
| Jan. 31, 2020 | TW | Class D common stock | Class A common stock | · | · | 35,367 | Disposed |
| Jan. 31, 2020 | TW | Non-voting common units of Tradeweb Markets LLC | Class A common stock | · | · | 35,367 | Disposed |
| Jan. 28, 2020 | TW | Non-voting common units of Tradeweb Markets LLC | Class A common stock | · | · | 6,766 | Disposed |
| Jan. 28, 2020 | TW | Class D common stock | Class A common stock | · | · | 6,766 | Disposed |
| Jan. 27, 2020 | TW | Stock Option (Right to Buy) | Class A common stock | $20.59 | Oct. 26, 2028 | 39,256 | Disposed |
| Jan. 24, 2020 | TW | Stock Option (Right to Buy) | Class A common stock | $20.59 | Oct. 26, 2028 | 73,465 | Disposed |
| Nov. 15, 2019 | TW | Class D common stock | Class C common stock | · | · | 4,566 | Disposed |
| Nov. 15, 2019 | TW | Non-voting common units of Tradeweb Markets LLC | Class A common stock | · | · | 4,566 | Disposed |
| Oct. 22, 2019 | TW | Class D common stock | Class C common stock | · | · | 30,434 | Disposed |
| Oct. 22, 2019 | TW | Non-voting common units of Tradeweb Markets LLC | Class A common stock | · | · | 30,434 | Disposed |
| Oct. 26, 2018 | TW | Stock Option (Right to Buy) | Class A common stock | $20.59 | Oct. 26, 2028 | 422,706 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 4 holdings
Securities held when first becoming an insider, per SEC Form 3.