James V Caruso

CIK 1202770 · View on SEC EDGAR ↗

Insider

First SEC filing: Aug. 4, 2015 · Latest: Aug. 4, 2015

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Insider at

Insider transactions

2 buys (P) 0 sells (S) Net: $25,258 + 13 non-open-market transactions below Avg return of open purchases vs now: 12945.1% last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

13 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 7, 2026 CLRB P 26,040 $0.01 $260 36,076 Direct +259.47% Acquired 25900.0% (price as of 2026-08-21)
May 7, 2026 CLRB P 8,680 $2.88 $24,998 20,318 Direct +74.58% Acquired -9.7% (price as of 2026-08-21)
July 2, 2025 CLRB P 10,000 $0.01 $100 10,000 Direct — Acquired 25900.0% (price as of 2026-08-21)
July 2, 2025 CLRB P 10,000 $4.99 $49,900 11,638 Direct +610.50% Acquired -47.9% (price as of 2026-08-21)
March 4, 2021 CLRB S 46,948 $0.19 $8,920 0 Direct — Acquired -95.4% (price as of 2026-08-21)
March 4, 2021 CLRB P 5,100 $1.70 $8,670 86,401 Direct +6.27% Acquired -99.5% (price as of 2026-08-21)
Dec. 28, 2020 CLRB P 37,037 $1.35 $50,000 81,301 Direct +83.67% Acquired -99.4% (price as of 2026-08-21)
June 5, 2020 CLRB P 10,870 $0.01 $109 10,870 Direct — Acquired -13.3% (price as of 2026-08-21)
June 5, 2020 CLRB P 21,740 $1.14 $24,784 44,264 Direct +96.52% Acquired -99.2% (price as of 2026-08-21)
Nov. 30, 2018 CLRB P 1,000 $2.28 $2,280 22,354 Direct +4.68% Acquired -99.6% (price as of 2026-08-21)
March 12, 2018 CLRB S 10b5-1 34,000 $1.20 $40,800 213,548 Direct -13.73% Disposed -99.9% (price as of 2026-08-21)
April 20, 2016 CLRB P 46,948 $0.01 $469 46,948 Direct — Acquired -91.3% (price as of 2026-08-21)
April 20, 2016 CLRB P 46,948 $2.12 $99,530 47,548 Direct +7824.67% Acquired -100.0% (price as of 2026-08-21)
Nov. 24, 2015 CLRB P 1,000 $1.30 $1,300 6,000 Direct +20.00% Acquired -100.0% (price as of 2026-08-21)
Nov. 20, 2015 CLRB P 1,000 $1.16 $1,160 5,000 Direct +25.00% Acquired -100.0% (price as of 2026-08-21)
Nov. 19, 2015 CLRB P 2,000 $1.50 $3,000 4,000 Direct +100.00% Acquired -100.0% (price as of 2026-08-21)
Nov. 18, 2015 CLRB P 2,000 $1.39 $2,780 2,000 Direct — Acquired -100.0% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
July 7, 2026 CLRB Stock option (right to buy) Common stock (250,000) $3.14 May 28, 2036 250,000 Acquired
May 7, 2026 CLRB Warrants Common Stock (26,040) $2.88 — 26,040 Acquired
July 2, 2025 CLRB Warrants Common Stock (10,000) $5.25 July 2, 2030 10,000 Acquired
Feb. 14, 2025 CLRB Stock option (right to buy) Common Stock (900,000) $0.29 Feb. 14, 2035 900,000 Acquired
June 14, 2024 CLRB Stock option (right to buy) Common Stock (900,000) $2.65 Dec. 15, 2033 900,000 Acquired
June 23, 2023 CLRB Stock option (right to buy) Common Stock (261,000) $1.68 Jan. 17, 2033 261,000 Acquired
Jan. 17, 2023 CLRB Stock option (right to buy) Common Stock (261,000) $1.68 Jan. 17, 2033 261,000 Acquired
Jan. 25, 2022 CLRB Stock option (right to buy) Common Stock (1,419,000) $0.55 Jan. 25, 2032 1,419,000 Acquired
March 4, 2021 CLRB Series A Warrants Common Stock — April 20, 2021 46,948 Acquired
March 4, 2021 CLRB Stock option (right to buy) Common Stock (1,600,000) $1.74 March 4, 2031 1,600,000 Acquired
June 5, 2020 CLRB Series H Warrants Common Stock (10,870) $1.21 June 5, 2025 10,870 Acquired
Feb. 3, 2020 CLRB Stock option (right to buy) Common Stock (100,000) $2.71 Feb. 3, 2030 100,000 Acquired
Jan. 17, 2019 CLRB Stock option (right to buy) Common Stock (75,000) $1.99 Jan. 17, 2029 75,000 Acquired
Oct. 12, 2018 CLRB Stock option (right to buy) Common Stock (150,000) $2.61 Oct. 12, 2028 150,000 Acquired
May 12, 2016 CLRB Stock option (right to buy) Common Stock (200,000) $1.48 May 12, 2026 200,000 Acquired
April 20, 2016 CLRB Series A Warrants Common Stock (46,948) $3.04 April 20, 2021 46,948 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Aug. 4, 2015 CLRB Employee Stock Option (right to buy)→ Common Stock (375,000) 375,000 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

CLRB

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2024 $650,000 — — $2,214,000 $178,750 — — $3,042,750
2023 $600,000 — $107,582 $715,140 $450,000 — $92,418 $1,965,140
2022 $569,250 — — $616,697 $277,225 — — $1,463,172

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.