James V Gelly
CIK 1274079 · View on SEC EDGAR ↗
First SEC filing: Jan. 5, 2004 · Latest: Jan. 5, 2004
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Jan. 8, 2007 | ROK | S 10b5-1 | 1,743 | $59.90 | $104,406 | 22,896 Direct | -7.07% | Disposed | 628.8% (price as of 2026-08-21) |
| Nov. 8, 2006 | ROK | S 10b5-1 | 7,503 | $62.56 | $469,388 | 22,239 Direct | -25.23% | Disposed | 597.9% (price as of 2026-08-21) |
| Aug. 1, 2006 | ROK | S 10b5-1 | 7,200 | $61.31 | $441,432 | 19,742 Direct | -26.72% | Disposed | 612.1% (price as of 2026-08-21) |
| May 3, 2006 | ROK | S 10b5-1 | 6,400 | $74.75 | $478,400 | 16,942 Direct | -27.42% | Disposed | 484.1% (price as of 2026-08-21) |
| Jan. 27, 2006 | ROK | S | 3,800 | $66.79 | $253,802 | 16,625 Direct | -18.60% | Disposed | 553.7% (price as of 2026-08-21) |
| Jan. 27, 2006 | ROK | S | 3,283 | $66.84 | $219,436 | 13,342 Direct | -19.75% | Disposed | 553.2% (price as of 2026-08-21) |
| April 29, 2005 | ROK | P | 2,000 | $46.80 | $93,600 | 7,000 Direct | +40.00% | Acquired | 832.9% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 6, 2006 | ROK | Employee Stock Option (Right to Buy) | Common Stock (31,400) | $63.59 | Dec. 6, 2016 | 31,400 | Acquired |
| Nov. 8, 2006 | ROK | Employee Stock Option (Right to Buy) | Common Stock (10,000) | $34.24 | Jan. 5, 2014 | 10,000 | Disposed |
| Aug. 1, 2006 | ROK | Employee Stock Option (right to buy) | Common Stock (10,000) | $34.24 | Jan. 5, 2014 | 10,000 | Disposed |
| May 3, 2006 | ROK | Employee Stock Option (right to buy) | Common Stock (10,000) | $34.24 | Jan. 5, 2014 | 10,000 | Disposed |
| Jan. 27, 2006 | ROK | Employee Stock Option (right to buy) | Common Stock (10,000) | $34.24 | Jan. 5, 2014 | 10,000 | Disposed |
| Nov. 7, 2005 | ROK | Employee Stock Option (right to buy) | Common Stock (43,600) | $56.36 | Nov. 7, 2015 | 43,600 | Acquired |
| Nov. 8, 2004 | ROK | Employee Stock Option | Common Stock (80,000) | $43.90 | Nov. 8, 2014 | 80,000 | Acquired |
| Jan. 5, 2004 | ROK | Employee Stock Option | Common Stock | $34.24 | Jan. 5, 2014 | 70,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Jan. 5, 2004 | ROK | No Securities Owned | 0 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2007 | $521,798 | $0 | — | — | $310,600 | $0 | $653,674 | $2,691,843 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.