James W Borzi
CIK 1495559 · View on SEC EDGAR ↗
Insider
First SEC filing: Sept. 2, 2020 · Latest: Sept. 2, 2020
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 21 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 6, 2025 | BAX | A | 33,302 | — | — | 33,302 Direct | — | Acquired | (price as of 2026-08-20) |
| March 6, 2025 | BAX | A | 9,989 | — | — | 73,134 Direct | +15.82% | Acquired | (price as of 2026-08-20) |
| March 6, 2025 | BAX | F | 3,262 | $35.44 | $115,605 | 63,145 Direct | -4.91% | Disposed | -24.9% (price as of 2026-08-20) |
| March 3, 2025 | BAX | F | 1,339 | $34.86 | $46,678 | 66,407 Direct | -1.98% | Disposed | -23.6% (price as of 2026-08-20) |
| Sept. 3, 2024 | BAX | F | 1,685 | $37.85 | $63,777 | 66,853 Direct | -2.46% | Disposed | -29.7% (price as of 2026-08-20) |
| March 6, 2024 | BAX | A | 33,341 | — | — | 67,735 Direct | +96.94% | Acquired | (price as of 2026-08-20) |
| March 4, 2024 | BAX | F | 420 | $42.50 | $17,850 | 34,394 Direct | -1.21% | Disposed | -37.4% (price as of 2026-08-20) |
| March 1, 2024 | BAX | F | 852 | $41.01 | $34,941 | 34,814 Direct | -2.39% | Disposed | -35.1% (price as of 2026-08-20) |
| Feb. 12, 2024 | BAX | F | 1,311 | $40.31 | $52,846 | 35,666 Direct | -3.55% | Disposed | -34.0% (price as of 2026-08-20) |
| Feb. 12, 2024 | BAX | A | 4,184 | — | — | 36,977 Direct | +12.76% | Acquired | (price as of 2026-08-20) |
| Sept. 1, 2023 | BAX | A | 12,016 | — | — | 32,300 Direct | +59.24% | Acquired | (price as of 2026-08-20) |
| March 2, 2023 | BAX | F | 474 | $39.62 | $18,780 | 20,078 Direct | -2.31% | Disposed | -32.8% (price as of 2026-08-20) |
| March 1, 2023 | BAX | A | 35,820 | — | — | 35,820 Direct | — | Acquired | (price as of 2026-08-20) |
| March 1, 2023 | BAX | A | 8,640 | — | — | 20,552 Direct | +72.53% | Acquired | (price as of 2026-08-20) |
| Sept. 1, 2022 | BAX | F | 4,649 | $56.76 | $263,877 | 11,822 Direct | -28.23% | Disposed | -53.1% (price as of 2026-08-20) |
| March 2, 2022 | BAX | A | 19,294 | — | — | 19,294 Direct | — | Acquired | (price as of 2026-08-20) |
| March 2, 2022 | BAX | A | 4,162 | — | — | 16,356 Direct | +34.13% | Acquired | (price as of 2026-08-20) |
| Dec. 9, 2010 | LII | A | 4,396 | — | — | 4,396 Direct | — | Acquired | (price as of 2026-08-20) |
| Dec. 9, 2010 | LII | A | 1,948 | — | — | 1,948 Direct | — | Acquired | (price as of 2026-08-20) |
| Dec. 9, 2010 | LII | A | 4,396 | — | — | 4,396 Direct | — | Acquired | (price as of 2026-08-20) |
| Dec. 9, 2010 | LII | A | 1,948 | — | — | 1,948 Direct | — | Acquired | (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 6, 2025 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value (33,302) | $35.44 | March 6, 2035 | 33,302 | Acquired |
| March 1, 2023 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value (35,820) | $39.06 | March 1, 2033 | 35,820 | Acquired |
| March 2, 2022 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value (19,294) | $85.23 | March 2, 2032 | 19,294 | Acquired |
| Dec. 9, 2010 | LII | Non-qualified Stock Appreciation Right | Common Stock, Par Value $0.01 Per Share (4,396) | $46.78 | Dec. 9, 2017 | 4,396 | Acquired |
| Dec. 9, 2010 | LII | Non-qualified Stock Appreciation Right | Common Stock, Par Value $0.01 Per Share (4,396) | $46.78 | Dec. 9, 2013 | 4,396 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 8 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Sept. 2, 2020 | BAX | Common Stock, $1 par value | 0 | Direct |
| Oct. 3, 2017 | BDX | Common Stock | — | Direct |
| Oct. 3, 2017 | BDX | Common Stock | 112 | Indirect |
| Oct. 3, 2017 | BDX | Rights to Common Stock under Deferred Compensation Plan→ Common Stock (287) | 287 | Direct |
| Oct. 3, 2017 | BDX | Stock Appreciation Rights→ Common Stock (1,508) | 1,508 | Direct |
| Oct. 3, 2017 | BDX | Stock Appreciation Rights→ Common Stock (5,643) | 5,643 | Direct |
| Oct. 3, 2017 | BDX | Stock Appreciation Rights→ Common Stock (8,074) | 8,074 | Direct |
| Oct. 3, 2017 | BDX | Stock Appreciation Rights→ Common Stock (5,879) | 5,879 | Direct |