James William Tivy

CIK 1429197 · View on SEC EDGAR ↗

Insider

First SEC filing: March 14, 2008 · Latest: March 14, 2008

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 7 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

7 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 14, 2013 SNEX S 4,335 $17.40 $75,429 126 Direct -97.18% Disposed 1882.7% (price as of 2026-08-21)
Dec. 28, 2012 SNEX S 1,780 $17.28 $30,758 4,461 Direct -28.52% Disposed 1896.5% (price as of 2026-08-21)
June 16, 2011 SNEX S 2,000 $23.45 $46,900 6,241 Direct -24.27% Disposed 1371.2% (price as of 2026-08-21)
June 10, 2011 SNEX S 875 $24.22 $21,192 8,241 Direct -9.60% Disposed 1324.4% (price as of 2026-08-21)
March 4, 2011 SNEX S 1,976 $25.30 $49,993 9,116 Direct -17.81% Disposed 1263.6% (price as of 2026-08-21)
Dec. 24, 2009 SNEX P 1,000 $14.26 $14,260 10,993 Direct +10.01% Acquired 2319.3% (price as of 2026-08-21)
Dec. 17, 2009 SNEX P 2,516 $14.89 $37,463 9,993 Direct +33.65% Acquired 2216.9% (price as of 2026-08-21)
Dec. 19, 2008 SNEX P 1,300 $9.50 $12,350 6,286 Direct +26.07% Acquired 3531.4% (price as of 2026-08-21)
Dec. 17, 2008 SNEX P 200 $10.00 $2,000 4,986 Direct +4.18% Acquired 3349.9% (price as of 2026-08-21)
Dec. 11, 2008 SNEX P 1,585 $6.99 $11,079 4,786 Direct +49.52% Acquired 4835.4% (price as of 2026-08-21)
May 15, 2008 SNEX P 500 $27.10 $13,550 1,000 Direct +100.00% Acquired 1173.0% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Nov. 30, 2009 SNEX Stock Option [F2] Common Shares (1,788) $16.37 Nov. 30, 2013 1,788 Acquired
May 8, 2008 SNEX Stock Option Common Shares (5,000) $25.15 May 8, 2012 5,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
March 14, 2008 SNEX Common Stock 500 Direct