Jan Hammer

CIK 1860247 · View on SEC EDGAR ↗

Insider

First SEC filing: July 29, 2021 · Latest: July 29, 2021

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 24 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Aug. 2, 2021 HOOD C None — — 0 Indirect — Disposed (price as of 2026-08-20)
Aug. 2, 2021 HOOD C None — — 0 Indirect — Disposed (price as of 2026-08-20)
Aug. 2, 2021 HOOD C 108,960 — — 0 Indirect -100.00% Disposed (price as of 2026-08-20)
Aug. 2, 2021 HOOD C 7,156,340 — — 0 Indirect -100.00% Disposed (price as of 2026-08-20)
Aug. 2, 2021 HOOD C 150,720 — — 0 Indirect -100.00% Disposed (price as of 2026-08-20)
Aug. 2, 2021 HOOD C 235,580 — — 0 Indirect -100.00% Disposed (price as of 2026-08-20)
Aug. 2, 2021 HOOD C 11,671,300 — — 0 Indirect -100.00% Disposed (price as of 2026-08-20)
Aug. 2, 2021 HOOD C 720,560 — — 0 Indirect -100.00% Disposed (price as of 2026-08-20)
Aug. 2, 2021 HOOD C 1,126,280 — — 0 Indirect -100.00% Disposed (price as of 2026-08-20)
Aug. 2, 2021 HOOD C 55,798,140 — — 0 Indirect -100.00% Disposed (price as of 2026-08-20)
Aug. 2, 2021 HOOD C 1,874,816 $26.60 $49,870,106 1,874,816 Indirect — Acquired 268.9% (price as of 2026-08-20)
Aug. 2, 2021 HOOD C 57,984 $26.60 $1,542,374 1,119,004 Indirect +5.46% Acquired 268.9% (price as of 2026-08-20)
Aug. 2, 2021 HOOD J 1,061,020 — — 1,061,020 Indirect — Acquired (price as of 2026-08-20)
Aug. 2, 2021 HOOD J 1,413,380 — — 1,413,380 Indirect — Acquired (price as of 2026-08-20)
Aug. 2, 2021 HOOD J 70,022,080 — — 70,022,080 Indirect — Acquired (price as of 2026-08-20)
Aug. 2, 2021 HOOD J 10,296,520 — — 10,296,520 Indirect — Acquired (price as of 2026-08-20)
Aug. 2, 2021 HOOD J 1,061,020 — — 0 Indirect -100.00% Disposed (price as of 2026-08-20)
Aug. 2, 2021 HOOD J 1,413,380 — — 0 Indirect -100.00% Disposed (price as of 2026-08-20)
Aug. 2, 2021 HOOD J 70,022,080 — — 0 Indirect -100.00% Disposed (price as of 2026-08-20)
Aug. 2, 2021 HOOD J 10,296,520 — — 0 Indirect -100.00% Disposed (price as of 2026-08-20)
Aug. 2, 2021 HOOD C 980,240 — — 1,061,020 Indirect +1213.47% Acquired (price as of 2026-08-20)
Aug. 2, 2021 HOOD C 1,361,860 — — 1,413,380 Indirect +2643.36% Acquired (price as of 2026-08-20)
Aug. 2, 2021 HOOD C 67,469,440 — — 70,022,080 Indirect +2643.12% Acquired (price as of 2026-08-20)
Aug. 2, 2021 HOOD C 7,156,340 — — 10,296,520 Indirect +227.90% Acquired (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Aug. 2, 2021 HOOD Tranche I Convertible Promissory Note Class A Common Stock (1,874,816) — — — Disposed
Aug. 2, 2021 HOOD Tranche I Convertible Promissory Note Class A Common Stock (57,984) — — — Disposed
Aug. 2, 2021 HOOD Series C Redeemable Convertible Preferred Stock Common Stock (108,960) — — 108,960 Disposed
Aug. 2, 2021 HOOD Series C Redeemable Convertible Preferred Stock Common Stock (7,156,340) — — 7,156,340 Disposed
Aug. 2, 2021 HOOD Series B Redeemable Convertible Preferred Stock Common Stock (150,720) — — 150,720 Disposed
Aug. 2, 2021 HOOD Series B Redeemable Convertible Preferred Stock Common Stock (235,580) — — 235,580 Disposed
Aug. 2, 2021 HOOD Series B Redeemable Convertible Preferred Stock Common Stock (11,671,300) — — 11,671,300 Disposed
Aug. 2, 2021 HOOD Series A Redeemable Convertible Preferred Stock Common Stock (720,560) — — 720,560 Disposed
Aug. 2, 2021 HOOD Series A Redeemable Convertible Preferred Stock Common Stock (1,126,280) — — 1,126,280 Disposed
Aug. 2, 2021 HOOD Series A Redeemable Convertible Preferred Stock Common Stock (55,798,140) — — 55,798,140 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 16 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
July 29, 2021 HOOD Common Stock [F1] 3,140,180 Indirect
July 29, 2021 HOOD Common Stock [F1] 2,552,640 Indirect
July 29, 2021 HOOD Common Stock [F1] 51,520 Indirect
July 29, 2021 HOOD Common Stock [F1] 80,780 Indirect
July 29, 2021 HOOD Series A Redeemable Convertible Preferred Stock→ Common Stock [F1] (55,798,140) 55,798,140 Indirect
July 29, 2021 HOOD Series A Redeemable Convertible Preferred Stock→ Common Stock [F1] (1,126,280) 1,126,280 Indirect
July 29, 2021 HOOD Series A Redeemable Convertible Preferred Stock→ Common Stock [F1] (720,560) 720,560 Indirect
July 29, 2021 HOOD Series B Redeemable Convertible Preferred Stock→ Common Stock [F1] (11,671,300) 11,671,300 Indirect
July 29, 2021 HOOD Series B Redeemable Convertible Preferred Stock→ Common Stock [F1] (235,580) 235,580 Indirect
July 29, 2021 HOOD Series B Redeemable Convertible Preferred Stock→ Common Stock [F1] (150,720) 150,720 Indirect
July 29, 2021 HOOD Series C Redeemable Convertible Preferred Stock→ Common Stock [F1] (7,156,340) 7,156,340 Indirect
July 29, 2021 HOOD Series C Redeemable Convertible Preferred Stock→ Common Stock [F1] (108,960) 108,960 Indirect
July 29, 2021 HOOD Tranche I Convertible Promissory Note→ Common Stock [F1] — Indirect
July 29, 2021 HOOD Tranche I Convertible Promissory Note→ Common Stock [F1] — Indirect
July 29, 2021 HOOD Warrants to Purchase Stock→ Common Stock [F1] (8,458) 8,458 Indirect
July 29, 2021 HOOD Warrants to Purchase Stock→ Common Stock [F1] (273,496) 273,496 Indirect