Jan Hammer
Insider
First SEC filing: July 29, 2021 · Latest: July 29, 2021
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 2, 2021 | HOOD | C | None | · | · | 0 Indirect | · | Disposed | (price as of 2026-10-02) |
| Aug. 2, 2021 | HOOD | C | None | · | · | 0 Indirect | · | Disposed | (price as of 2026-10-02) |
| Aug. 2, 2021 | HOOD | C | 108,960 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Aug. 2, 2021 | HOOD | C | 7,156,340 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Aug. 2, 2021 | HOOD | C | 150,720 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Aug. 2, 2021 | HOOD | C | 235,580 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Aug. 2, 2021 | HOOD | C | 11,671,300 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Aug. 2, 2021 | HOOD | C | 720,560 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Aug. 2, 2021 | HOOD | C | 1,126,280 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Aug. 2, 2021 | HOOD | C | 55,798,140 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Aug. 2, 2021 | HOOD | C | 1,874,816 | $26.60 | $49,870,106 | 1,874,816 Indirect | · | Acquired | 323.8% (price as of 2026-10-02) |
| Aug. 2, 2021 | HOOD | C | 57,984 | $26.60 | $1,542,374 | 1,119,004 Indirect | +5.46% | Acquired | 323.8% (price as of 2026-10-02) |
| Aug. 2, 2021 | HOOD | J | 1,061,020 | · | · | 1,061,020 Indirect | · | Acquired | (price as of 2026-10-02) |
| Aug. 2, 2021 | HOOD | J | 1,413,380 | · | · | 1,413,380 Indirect | · | Acquired | (price as of 2026-10-02) |
| Aug. 2, 2021 | HOOD | J | 70,022,080 | · | · | 70,022,080 Indirect | · | Acquired | (price as of 2026-10-02) |
| Aug. 2, 2021 | HOOD | J | 10,296,520 | · | · | 10,296,520 Indirect | · | Acquired | (price as of 2026-10-02) |
| Aug. 2, 2021 | HOOD | J | 1,061,020 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Aug. 2, 2021 | HOOD | J | 1,413,380 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Aug. 2, 2021 | HOOD | J | 70,022,080 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Aug. 2, 2021 | HOOD | J | 10,296,520 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Aug. 2, 2021 | HOOD | C | 980,240 | · | · | 1,061,020 Indirect | +1213.47% | Acquired | (price as of 2026-10-02) |
| Aug. 2, 2021 | HOOD | C | 1,361,860 | · | · | 1,413,380 Indirect | +2643.36% | Acquired | (price as of 2026-10-02) |
| Aug. 2, 2021 | HOOD | C | 67,469,440 | · | · | 70,022,080 Indirect | +2643.12% | Acquired | (price as of 2026-10-02) |
| Aug. 2, 2021 | HOOD | C | 7,156,340 | · | · | 10,296,520 Indirect | +227.90% | Acquired | (price as of 2026-10-02) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Aug. 2, 2021 | HOOD | Tranche I Convertible Promissory Note | Class A Common Stock | · | · | · | Disposed |
| Aug. 2, 2021 | HOOD | Tranche I Convertible Promissory Note | Class A Common Stock | · | · | · | Disposed |
| Aug. 2, 2021 | HOOD | Series C Redeemable Convertible Preferred Stock | Common Stock | · | · | 108,960 | Disposed |
| Aug. 2, 2021 | HOOD | Series C Redeemable Convertible Preferred Stock | Common Stock | · | · | 7,156,340 | Disposed |
| Aug. 2, 2021 | HOOD | Series B Redeemable Convertible Preferred Stock | Common Stock | · | · | 150,720 | Disposed |
| Aug. 2, 2021 | HOOD | Series B Redeemable Convertible Preferred Stock | Common Stock | · | · | 235,580 | Disposed |
| Aug. 2, 2021 | HOOD | Series B Redeemable Convertible Preferred Stock | Common Stock | · | · | 11,671,300 | Disposed |
| Aug. 2, 2021 | HOOD | Series A Redeemable Convertible Preferred Stock | Common Stock | · | · | 720,560 | Disposed |
| Aug. 2, 2021 | HOOD | Series A Redeemable Convertible Preferred Stock | Common Stock | · | · | 1,126,280 | Disposed |
| Aug. 2, 2021 | HOOD | Series A Redeemable Convertible Preferred Stock | Common Stock | · | · | 55,798,140 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 16 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| July 29, 2021 | HOOD | Common Stock [F1] | 3,140,180 | Indirect |
| July 29, 2021 | HOOD | Common Stock [F1] | 2,552,640 | Indirect |
| July 29, 2021 | HOOD | Common Stock [F1] | 51,520 | Indirect |
| July 29, 2021 | HOOD | Common Stock [F1] | 80,780 | Indirect |
| July 29, 2021 | HOOD | Series A Redeemable Convertible Preferred Stock | 55,798,140 | Indirect |
| July 29, 2021 | HOOD | Series A Redeemable Convertible Preferred Stock | 1,126,280 | Indirect |
| July 29, 2021 | HOOD | Series A Redeemable Convertible Preferred Stock | 720,560 | Indirect |
| July 29, 2021 | HOOD | Series B Redeemable Convertible Preferred Stock | 11,671,300 | Indirect |
| July 29, 2021 | HOOD | Series B Redeemable Convertible Preferred Stock | 235,580 | Indirect |
| July 29, 2021 | HOOD | Series B Redeemable Convertible Preferred Stock | 150,720 | Indirect |
| July 29, 2021 | HOOD | Series C Redeemable Convertible Preferred Stock | 7,156,340 | Indirect |
| July 29, 2021 | HOOD | Series C Redeemable Convertible Preferred Stock | 108,960 | Indirect |
| July 29, 2021 | HOOD | Tranche I Convertible Promissory Note | · | Indirect |
| July 29, 2021 | HOOD | Tranche I Convertible Promissory Note | · | Indirect |
| July 29, 2021 | HOOD | Warrants to Purchase Stock | 8,458 | Indirect |
| July 29, 2021 | HOOD | Warrants to Purchase Stock | 273,496 | Indirect |