Jan Van Dokkum

Insider

First SEC filing: March 2, 2007 · Latest: March 2, 2007

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 2 sells (S) Net: $-9,849,837 + 93 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

93 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Feb. 26, 2026	VRT	M	38,647	$20.56	$794,582	0 Direct	-100.00%	Disposed	1152.2% (price as of 2026-08-20)
Feb. 26, 2026	VRT	S	15,658	$255.42	$3,999,366	25,000 Direct	-38.51%	Disposed	0.8% (price as of 2026-08-20)
Feb. 26, 2026	VRT	S	22,989	$254.49	$5,850,471	40,658 Direct	-36.12%	Disposed	1.2% (price as of 2026-08-20)
Feb. 26, 2026	VRT	M	38,647	$20.56	$794,582	63,647 Direct	+154.59%	Acquired	1152.2% (price as of 2026-08-20)
March 3, 2022	VRT	A	38,647	—	—	38,647 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 4, 2021	VRT	A	38,647	—	—	38,647 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 7, 2020	VRT	A	38,647	—	—	38,647 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 31, 2008	RTX	A	23	$53.60	$1,233	7,289 Direct	+0.32%	Acquired	544.0% (price as of 2026-08-20)
Dec. 15, 2008	RTX	A	25	—	—	7,266 Direct	+0.35%	Acquired	(price as of 2026-08-20)
Nov. 26, 2008	RTX	A	26	$47.73	$1,241	7,183 Direct	+0.36%	Acquired	623.3% (price as of 2026-08-20)
Nov. 14, 2008	RTX	A	25	$50.23	$1,256	7,157 Direct	+0.35%	Acquired	587.3% (price as of 2026-08-20)
Oct. 31, 2008	RTX	A	23	$54.96	$1,264	7,132 Direct	+0.32%	Acquired	528.1% (price as of 2026-08-20)
Oct. 15, 2008	RTX	A	25	$49.25	$1,231	7,109 Direct	+0.35%	Acquired	600.9% (price as of 2026-08-20)
Sept. 30, 2008	RTX	A	21	$60.06	$1,261	7,084 Direct	+0.30%	Acquired	474.8% (price as of 2026-08-20)
Sept. 15, 2008	RTX	A	20	—	—	7,063 Direct	+0.28%	Acquired	(price as of 2026-08-20)
Aug. 29, 2008	RTX	A	19	$65.59	$1,246	7,008 Direct	+0.27%	Acquired	426.3% (price as of 2026-08-20)
Aug. 15, 2008	RTX	A	19	$66.80	$1,269	6,989 Direct	+0.27%	Acquired	416.8% (price as of 2026-08-20)
July 31, 2008	RTX	A	20	$63.98	$1,280	6,970 Direct	+0.29%	Acquired	439.6% (price as of 2026-08-20)
July 15, 2008	RTX	A	21	$60.08	$1,262	6,951 Direct	+0.30%	Acquired	474.6% (price as of 2026-08-20)
June 30, 2008	RTX	A	20	$61.70	$1,234	6,930 Direct	+0.29%	Acquired	459.5% (price as of 2026-08-20)
June 13, 2008	RTX	A	18	—	—	6,910 Direct	+0.26%	Acquired	(price as of 2026-08-20)
May 30, 2008	RTX	A	18	$71.04	$1,279	6,859 Direct	+0.26%	Acquired	385.9% (price as of 2026-08-20)
May 15, 2008	RTX	A	17	$74.29	$1,263	6,841 Direct	+0.25%	Acquired	364.7% (price as of 2026-08-20)
April 30, 2008	RTX	A	17	$72.47	$1,232	6,824 Direct	+0.25%	Acquired	376.3% (price as of 2026-08-20)
April 15, 2008	RTX	A	18	$70.84	$1,275	6,807 Direct	+0.27%	Acquired	387.3% (price as of 2026-08-20)
March 31, 2008	RTX	A	18	$68.82	$1,239	6,789 Direct	+0.27%	Acquired	401.6% (price as of 2026-08-20)
March 14, 2008	RTX	A	18	$67.71	$1,219	6,771 Direct	+0.27%	Acquired	409.8% (price as of 2026-08-20)
Feb. 29, 2008	RTX	A	18	$70.51	$1,269	6,720 Direct	+0.27%	Acquired	389.6% (price as of 2026-08-20)
Feb. 15, 2008	RTX	A	17	—	—	6,703 Direct	+0.25%	Acquired	(price as of 2026-08-20)
Jan. 31, 2008	RTX	A	17	—	—	6,685 Direct	+0.25%	Acquired	(price as of 2026-08-20)
Jan. 15, 2008	RTX	A	18	$71.36	$1,284	6,668 Direct	+0.27%	Acquired	383.8% (price as of 2026-08-20)
Jan. 2, 2008	RTX	A	27,500	—	—	27,500 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 30, 2007	RTX	A	42	$74.77	$3,140	6,624 Direct	+0.64%	Acquired	361.7% (price as of 2026-08-20)
Feb. 28, 2007	RTX	A	109	$65.64	$7,155	6,503 Direct	+1.70%	Acquired	425.9% (price as of 2026-08-20)
Jan. 3, 2007	RTX	A	32,000	—	—	32,000 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 30, 2006	RTX	A	107	$64.53	$6,905	6,369 Direct	+1.71%	Acquired	435.0% (price as of 2026-08-20)
March 8, 2006	RTX	A	50,000	—	—	50,000 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 28, 2006	RTX	A	118	$58.50	$6,903	6,185 Direct	+1.94%	Acquired	490.1% (price as of 2026-08-20)
Jan. 3, 2006	RTX	A	35,000	—	—	35,000 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 31, 2005	RTX	A	34	$55.91	$1,901	6,067 Direct	+0.56%	Acquired	517.4% (price as of 2026-08-20)
Dec. 15, 2005	RTX	A	33	$57.60	$1,901	6,033 Direct	+0.55%	Acquired	499.3% (price as of 2026-08-20)
Nov. 30, 2005	RTX	A	36	$53.84	$1,938	5,976 Direct	+0.61%	Acquired	541.2% (price as of 2026-08-20)
Nov. 15, 2005	RTX	A	36	$53.41	$1,923	5,941 Direct	+0.61%	Acquired	546.3% (price as of 2026-08-20)
Oct. 31, 2005	RTX	A	37	$51.28	$1,897	5,905 Direct	+0.63%	Acquired	573.2% (price as of 2026-08-20)
Oct. 14, 2005	RTX	A	37	$51.63	$1,910	5,867 Direct	+0.63%	Acquired	568.6% (price as of 2026-08-20)
Oct. 1, 2005	RTX	F	4,496	$51.70	$232,443	11,358 Direct	-28.36%	Disposed	567.7% (price as of 2026-08-20)
Sept. 30, 2005	RTX	A	37	$51.84	$1,918	5,830 Direct	+0.64%	Acquired	565.9% (price as of 2026-08-20)
Sept. 15, 2005	RTX	A	38	$50.68	$1,926	5,769 Direct	+0.66%	Acquired	581.2% (price as of 2026-08-20)
Aug. 31, 2005	RTX	A	38	$50.00	$1,900	5,731 Direct	+0.67%	Acquired	590.4% (price as of 2026-08-20)
Aug. 15, 2005	RTX	A	37	$51.75	$1,915	5,681 Direct	+0.66%	Acquired	567.1% (price as of 2026-08-20)
July 29, 2005	RTX	A	38	$50.70	$1,927	5,633 Direct	+0.68%	Acquired	580.9% (price as of 2026-08-20)
July 15, 2005	RTX	A	37	$51.71	$1,913	5,595 Direct	+0.67%	Acquired	567.6% (price as of 2026-08-20)
June 30, 2005	RTX	A	37	—	—	5,558 Direct	+0.67%	Acquired	(price as of 2026-08-20)
June 15, 2005	RTX	A	37	$52.36	$1,937	5,521 Direct	+0.67%	Acquired	559.3% (price as of 2026-08-20)
May 31, 2005	RTX	A	18	$106.70	$1,921	2,742 Direct	+0.66%	Acquired	547.1% (price as of 2026-08-20)
May 13, 2005	RTX	A	19	$101.10	$1,921	2,724 Direct	+0.70%	Acquired	582.9% (price as of 2026-08-20)
April 29, 2005	RTX	A	19	$101.72	$1,933	2,705 Direct	+0.71%	Acquired	578.7% (price as of 2026-08-20)
April 15, 2005	RTX	A	20	$97.55	$1,951	2,686 Direct	+0.75%	Acquired	607.8% (price as of 2026-08-20)
March 31, 2005	RTX	A	19	$101.66	$1,932	2,667 Direct	+0.72%	Acquired	579.1% (price as of 2026-08-20)
March 15, 2005	RTX	A	19	$102.30	$1,944	2,648 Direct	+0.72%	Acquired	574.9% (price as of 2026-08-20)
Feb. 28, 2005	RTX	A	19	$99.88	$1,898	2,618 Direct	+0.73%	Acquired	591.3% (price as of 2026-08-20)
Feb. 15, 2005	RTX	A	19	$102.77	$1,953	2,599 Direct	+0.74%	Acquired	571.8% (price as of 2026-08-20)
Jan. 31, 2005	RTX	A	19	$100.68	$1,913	2,580 Direct	+0.74%	Acquired	585.8% (price as of 2026-08-20)
Jan. 14, 2005	RTX	A	19	$100.94	$1,918	2,561 Direct	+0.75%	Acquired	584.0% (price as of 2026-08-20)
Jan. 3, 2005	RTX	A	129	$103.00	$13,287	2,542 Direct	+5.35%	Acquired	570.3% (price as of 2026-08-20)
Jan. 3, 2005	RTX	A	25,500	—	—	25,500 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 30, 2004	RTX	A	17	$103.76	$1,764	2,413 Direct	+0.71%	Acquired	565.4% (price as of 2026-08-20)
Dec. 15, 2004	RTX	A	17	$102.40	$1,741	2,396 Direct	+0.71%	Acquired	574.2% (price as of 2026-08-20)
Dec. 1, 2004	RTX	A	18	$97.58	$1,756	2,371 Direct	+0.76%	Acquired	607.5% (price as of 2026-08-20)
Nov. 15, 2004	RTX	A	18	$97.98	$1,764	2,352 Direct	+0.77%	Acquired	604.7% (price as of 2026-08-20)
Oct. 29, 2004	RTX	A	19	$92.82	$1,764	2,334 Direct	+0.82%	Acquired	643.8% (price as of 2026-08-20)
Oct. 15, 2004	RTX	A	19	$91.67	$1,742	2,315 Direct	+0.83%	Acquired	653.2% (price as of 2026-08-20)
Sept. 30, 2004	RTX	A	19	$93.38	$1,774	2,296 Direct	+0.83%	Acquired	639.4% (price as of 2026-08-20)
Sept. 15, 2004	RTX	A	19	$94.18	$1,789	2,277 Direct	+0.84%	Acquired	633.1% (price as of 2026-08-20)
Aug. 31, 2004	RTX	A	19	$93.91	$1,784	2,250 Direct	+0.85%	Acquired	635.2% (price as of 2026-08-20)
Aug. 13, 2004	RTX	A	19	$90.92	$1,727	2,231 Direct	+0.86%	Acquired	659.4% (price as of 2026-08-20)
July 30, 2004	RTX	A	19	$93.50	$1,776	2,212 Direct	+0.87%	Acquired	638.4% (price as of 2026-08-20)
July 15, 2004	RTX	A	19	$91.00	$1,729	2,193 Direct	+0.87%	Acquired	658.7% (price as of 2026-08-20)
June 30, 2004	RTX	A	19	$91.48	$1,738	2,173 Direct	+0.88%	Acquired	654.7% (price as of 2026-08-20)
June 15, 2004	RTX	A	20	$89.28	$1,786	2,154 Direct	+0.94%	Acquired	673.3% (price as of 2026-08-20)
May 28, 2004	RTX	A	21	$84.61	$1,777	2,126 Direct	+1.00%	Acquired	716.0% (price as of 2026-08-20)
May 14, 2004	RTX	A	21	$83.25	$1,748	2,105 Direct	+1.01%	Acquired	729.3% (price as of 2026-08-20)
April 30, 2004	RTX	A	21	$86.26	$1,811	2,083 Direct	+1.02%	Acquired	700.4% (price as of 2026-08-20)
April 15, 2004	RTX	A	20	$88.14	$1,763	2,063 Direct	+0.98%	Acquired	683.3% (price as of 2026-08-20)
March 31, 2004	RTX	A	21	—	—	2,043 Direct	+1.04%	Acquired	(price as of 2026-08-20)
March 15, 2004	RTX	A	20	$87.90	$1,758	2,022 Direct	+1.00%	Acquired	685.5% (price as of 2026-08-20)
Feb. 27, 2004	RTX	A	19	$92.11	$1,750	1,994 Direct	+0.96%	Acquired	649.6% (price as of 2026-08-20)
Feb. 13, 2004	RTX	A	336	$94.63	$31,796	1,975 Direct	+20.50%	Acquired	629.6% (price as of 2026-08-20)
Jan. 30, 2004	RTX	A	19	—	—	1,639 Direct	+1.17%	Acquired	(price as of 2026-08-20)
Jan. 15, 2004	RTX	A	19	$95.40	$1,813	1,621 Direct	+1.19%	Acquired	623.7% (price as of 2026-08-20)
Jan. 9, 2004	RTX	A	27,000	—	—	27,000 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 2, 2004	RTX	A	141	$94.36	$13,305	1,602 Direct	+9.65%	Acquired	631.7% (price as of 2026-08-20)
Dec. 31, 2003	RTX	A	19	—	—	1,461 Direct	+1.32%	Acquired	(price as of 2026-08-20)
Dec. 15, 2003	RTX	A	19	$91.55	$1,739	1,275 Direct	+1.51%	Acquired	654.1% (price as of 2026-08-20)
Nov. 26, 2003	RTX	A	21	$86.32	$1,813	1,256 Direct	+1.70%	Acquired	699.8% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 26, 2026	VRT	Stock Option	Class A Common Stock (38,647)	$20.56	Feb. 4, 2031	38,647	Disposed
March 3, 2022	VRT	Stock Options	Class A Common Stock (38,647)	$11.50	March 3, 2032	38,647	Acquired
Feb. 4, 2021	VRT	Stock Options	Class A Common Stock (38,647)	$20.56	Feb. 4, 2031	38,647	Acquired
Feb. 7, 2020	VRT	Stock Option	Class A common stock (38,647)	$12.05	Feb. 7, 2030	38,647	Acquired
Dec. 31, 2008	RTX	Phantom Stock Unit	Common Stock (23)	—	—	23	Acquired
Dec. 15, 2008	RTX	Phantom Stock Unit	Common Stock (25)	—	—	25	Acquired
Nov. 26, 2008	RTX	Phantom Stock Unit	Common Stock (26)	—	—	26	Acquired
Nov. 14, 2008	RTX	Phantom Stock Unit	Common Stock (25)	—	—	25	Acquired
Oct. 31, 2008	RTX	Phantom Stock Unit	Common Stock (23)	—	—	23	Acquired
Oct. 15, 2008	RTX	Phantom Stock Unit	Common Stock (25)	—	—	25	Acquired
Sept. 30, 2008	RTX	Phantom Stock Unit	Common Stock (21)	—	—	21	Acquired
Sept. 15, 2008	RTX	Phantom Stock Unit	Common Stock (20)	—	—	20	Acquired
Aug. 29, 2008	RTX	Phantom Stock Unit	Common Stock (19)	—	—	19	Acquired
Aug. 15, 2008	RTX	Phantom Stock Unit	Common Stock (19)	—	—	19	Acquired
July 31, 2008	RTX	Phantom Stock Unit	Common Stock (20)	—	—	20	Acquired
July 15, 2008	RTX	Phantom Stock Unit	Common Stock (21)	—	—	21	Acquired
June 30, 2008	RTX	Phantom Stock Unit	Common Stock (20)	—	—	20	Acquired
June 13, 2008	RTX	Phantom Stock Unit	Common Stock (18)	—	—	18	Acquired
May 30, 2008	RTX	Phantom Stock Unit	Common Stock (18)	—	—	18	Acquired
May 15, 2008	RTX	Phantom Stock Unit	Common Stock (17)	—	—	17	Acquired
April 30, 2008	RTX	Phantom Stock Unit	Common Stock (17)	—	—	17	Acquired
April 15, 2008	RTX	Phantom Stock Unit	Common Stock (18)	—	—	18	Acquired
March 31, 2008	RTX	Phantom Stock Unit	Common Stock (18)	—	—	18	Acquired
March 14, 2008	RTX	Phantom Stock Unit	Common Stock (18)	—	—	18	Acquired
Feb. 29, 2008	RTX	Phantom Stock Unit	Common Stock (18)	—	—	18	Acquired
Feb. 15, 2008	RTX	Phantom Stock Unit	Common Stock (17)	—	—	17	Acquired
Jan. 31, 2008	RTX	Phantom Stock Unit	Common Stock (17)	—	—	17	Acquired
Jan. 15, 2008	RTX	Phantom Stock Unit	Common Stock (18)	—	—	18	Acquired
Jan. 2, 2008	RTX	Stock Appreciation Right	Common Stock (27,500)	$75.21	Jan. 1, 2018	27,500	Acquired
Nov. 30, 2007	RTX	Phantom Stock Unit	Common Stock (42)	—	—	42	Acquired
Feb. 28, 2007	RTX	Phantom Stock Unit	Common Stock (109)	—	—	109	Acquired
Jan. 3, 2007	RTX	Stock Appreciation Right	Common Stock (32,000)	$62.81	Jan. 2, 2017	32,000	Acquired
Nov. 30, 2006	RTX	Phantom Stock Unit	Common Stock (107)	—	—	107	Acquired
March 8, 2006	RTX	Stock Appreciation Right	Common Stock (50,000)	$57.84	March 7, 2016	50,000	Acquired
Feb. 28, 2006	RTX	Phantom Stock Unit	Common Stock (118)	—	—	118	Acquired
Jan. 3, 2006	RTX	Stock Appreciation Right	Common Stock (35,000)	$56.53	Jan. 2, 2016	35,000	Acquired
Dec. 31, 2005	RTX	Phantom Stock Unit	Common Stock (34)	—	—	34	Acquired
Dec. 15, 2005	RTX	Phantom Stock Unit	Common Stock (33)	—	—	33	Acquired
Nov. 30, 2005	RTX	Phantom Stock Unit	Common Stock (36)	—	—	36	Acquired
Nov. 15, 2005	RTX	Phantom Stock Unit	Common Stock (36)	—	—	36	Acquired
Oct. 31, 2005	RTX	Phantom Stock Unit	Common Stock (37)	—	—	37	Acquired
Oct. 14, 2005	RTX	Phantom Stock Unit	Common Stock (37)	—	—	37	Acquired
Sept. 30, 2005	RTX	Phantom Stock Unit	Common Stock (37)	—	—	37	Acquired
Sept. 15, 2005	RTX	Phantom Stock Unit	Common Stock (38)	—	—	38	Acquired
Aug. 31, 2005	RTX	Phantom Stock Unit	Common Stock (38)	—	—	38	Acquired
Aug. 15, 2005	RTX	Phantom Stock Unit	Common Stock (37)	—	—	37	Acquired
July 29, 2005	RTX	Phantom Stock Unit	Common Stock (38)	—	—	38	Acquired
July 15, 2005	RTX	Phantom Stock Unit	Common Stock (37)	—	—	37	Acquired
June 30, 2005	RTX	Phantom Stock Unit	Common Stock (37)	—	—	37	Acquired
June 15, 2005	RTX	Phantom Stock Unit	Common Stock (37)	—	—	37	Acquired
May 31, 2005	RTX	Phantom Stock Unit	Common Stock (18)	—	—	18	Acquired
May 13, 2005	RTX	Phantom Stock Unit	Common Stock (19)	—	—	19	Acquired
April 29, 2005	RTX	Phantom Stock Unit	Common Stock (19)	—	—	19	Acquired
April 15, 2005	RTX	Phantom Stock Unit	Common Stock (20)	—	—	20	Acquired
March 31, 2005	RTX	Phantom Stock Unit	Common Stock (19)	—	—	19	Acquired
March 15, 2005	RTX	Phantom Stock Unit	Common Stock (19)	—	—	19	Acquired
Feb. 28, 2005	RTX	Phantom Stock Unit	Common Stock (19)	—	—	19	Acquired
Feb. 15, 2005	RTX	Phantom Stock Unit	Common Stock (19)	—	—	19	Acquired
Jan. 31, 2005	RTX	Phantom Stock Unit	Common Stock (19)	—	—	19	Acquired
Jan. 14, 2005	RTX	Phantom Stock Unit	Common Stock (19)	—	—	19	Acquired
Jan. 3, 2005	RTX	Phantom Stock Unit	Common Stock (129)	—	—	129	Acquired
Jan. 3, 2005	RTX	Non-Qualified Stock Option (right to buy)	Common Stock (25,500)	$103.00	Jan. 2, 2015	25,500	Acquired
Dec. 30, 2004	RTX	Phantom Stock Unit	Common Stock (17)	—	—	17	Acquired
Dec. 15, 2004	RTX	Phantom Stock Unit	Common Stock (17)	—	—	17	Acquired
Dec. 1, 2004	RTX	Phantom Stock Unit	Common Stock (18)	—	—	18	Acquired
Nov. 15, 2004	RTX	Phantom Stock Unit	Common Stock (18)	$0.00	—	18	Acquired
Oct. 29, 2004	RTX	Phantom Stock Unit	Common Stock (19)	$0.00	—	19	Acquired
Oct. 15, 2004	RTX	Phantom Stock Unit	Common Stock (19)	$0.00	—	19	Acquired
Sept. 30, 2004	RTX	Phantom Stock Unit	Common Stock (19)	$0.00	—	19	Acquired
Sept. 15, 2004	RTX	Phantom Stock Unit	Common Stock (19)	$0.00	—	19	Acquired
Aug. 31, 2004	RTX	Phantom Stock Unit	Common Stock (19)	$0.00	—	19	Acquired
Aug. 13, 2004	RTX	Phantom Stock Unit	Common Stock (19)	$0.00	—	19	Acquired
July 30, 2004	RTX	Phantom Stock Unit	Common Stock (19)	$0.00	—	19	Acquired
July 15, 2004	RTX	Phantom Stock Unit	Common Stock (19)	$0.00	—	19	Acquired
June 30, 2004	RTX	Phantom Stock Unit	Common Stock (19)	$0.00	—	19	Acquired
June 15, 2004	RTX	Phantom Stock Unit	Common Stock (20)	$0.00	—	20	Acquired
May 28, 2004	RTX	Phantom Stock Unit	Common Stock (21)	$0.00	—	21	Acquired
May 14, 2004	RTX	Phantom Stock Unit	Common Stock (21)	$0.00	—	21	Acquired
April 30, 2004	RTX	Phantom Stock Unit	Common Stock (21)	$0.00	—	21	Acquired
April 15, 2004	RTX	Phantom Stock Unit	Common Stock (20)	$0.00	—	20	Acquired
March 31, 2004	RTX	Phantom Stock Unit	Common Stock (21)	$0.00	—	21	Acquired
March 15, 2004	RTX	Phantom Stock Unit	Common Stock (20)	$0.00	—	20	Acquired
Feb. 27, 2004	RTX	Phantom Stock Unit	Common Stock (19)	$0.00	—	19	Acquired
Feb. 13, 2004	RTX	Phantom Stock Unit	Common Stock (336)	$0.00	—	336	Acquired
Jan. 30, 2004	RTX	Phantom Stock Unit	Common Stock (19)	$0.00	—	19	Acquired
Jan. 15, 2004	RTX	Phantom Stock Unit	Common Stock (19)	$0.00	—	19	Acquired
Jan. 9, 2004	RTX	Non-Qualified Stock Option (right to buy)	Common Stock (27,000)	$93.52	Jan. 8, 2014	27,000	Acquired
Jan. 2, 2004	RTX	Phantom Stock Unit	Common Stock (141)	$0.00	—	141	Acquired
Dec. 31, 2003	RTX	Phantom Stock Unit	Common Stock (19)	$0.00	—	19	Acquired
Dec. 15, 2003	RTX	Phantom Stock Unit	Common Stock (19)	$0.00	—	19	Acquired
Nov. 26, 2003	RTX	Phantom Stock Unit	Common Stock (21)	$0.00	—	21	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 15 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Feb. 11, 2020	VRT	Class A common stock	25,000	Indirect
Jan. 2, 2004	RTX	Common Stock	2,927	Direct
Jan. 2, 2004	RTX	Common Stock	57	Indirect
Jan. 2, 2004	RTX	Common Stock (Restricted)	5,000	Direct
Jan. 2, 2004	RTX	Non-Qualified Stock Option (right to buy)→ Common Stock (30,000)	30,000	Direct
Jan. 2, 2004	RTX	Phantom Stock Unit→ Common Stock (1,397)	1,397	Direct
Dec. 12, 2003	RTX	Common Stock	2,927	Direct
Dec. 12, 2003	RTX	Common Stock	57	Indirect
Dec. 12, 2003	RTX	Common Stock (Restricted)	5,000	Direct
Dec. 12, 2003	RTX	Non-Qualified Stock Option (right to buy)→ Common Stock (30,000)	30,000	Direct
Dec. 12, 2003	RTX	Phantom Stock Unit→ Common Stock (1,231)	1,231	Direct
Nov. 26, 2003	RTX	Common Stock	2,927	Direct
Nov. 26, 2003	RTX	Common Stock	57	Indirect
Nov. 26, 2003	RTX	Common Stock (Restricted)	5,000	Direct
Nov. 26, 2003	RTX	Non-Qualified Stock Option (right to buy)→ Common Stock (30,000)	30,000	Direct