Jananne A. Copeland

Insider

First SEC filing: Feb. 14, 2019 · Latest: Feb. 14, 2019

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

CAT selling Nov. 24, 2017

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 91 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

91 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Feb. 12, 2019	CAT	F	566	$131.78	$74,587	4,449 Direct	-11.29%	Disposed	525.2% (price as of 2026-08-21)
Feb. 12, 2019	CAT	A	1,806	—	—	5,015 Direct	+56.28%	Acquired	(price as of 2026-08-21)
Dec. 26, 2018	CAT	A	23	$124.76	$2,869	3,291 Direct	+0.70%	Acquired	560.4% (price as of 2026-08-21)
Nov. 26, 2018	CAT	A	23	$124.80	$2,870	3,268 Direct	+0.71%	Acquired	560.2% (price as of 2026-08-21)
Oct. 26, 2018	CAT	A	25	$115.05	$2,876	3,245 Direct	+0.78%	Acquired	616.1% (price as of 2026-08-21)
Sept. 26, 2018	CAT	A	6	$153.17	$919	3,220 Direct	+0.19%	Acquired	437.9% (price as of 2026-08-21)
May 1, 2018	CAT	F	79	$142.37	$11,247	3,209 Direct	-2.40%	Disposed	478.7% (price as of 2026-08-21)
March 12, 2018	CAT	A	268	—	—	3,214 Direct	+9.10%	Acquired	(price as of 2026-08-21)
March 5, 2018	CAT	A	3,518	—	—	3,518 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 23, 2018	CAT	A	53	—	—	2,946 Direct	+1.83%	Acquired	(price as of 2026-08-21)
Dec. 26, 2017	CAT	A	18	$156.44	$2,816	2,893 Direct	+0.63%	Acquired	426.7% (price as of 2026-08-21)
Nov. 24, 2017	CAT	A	20	$137.39	$2,748	2,875 Direct	+0.70%	Acquired	499.7% (price as of 2026-08-21)
Nov. 24, 2017	CAT	M	5,620	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
Nov. 24, 2017	CAT	S	3,247	$136.95	$444,677	3,288 Direct	-49.69%	Disposed	501.6% (price as of 2026-08-21)
Nov. 24, 2017	CAT	D	2,373	$136.95	$324,982	6,535 Direct	-26.64%	Disposed	501.6% (price as of 2026-08-21)
Nov. 24, 2017	CAT	M	5,620	$57.85	$325,117	8,908 Direct	+170.92%	Acquired	1324.2% (price as of 2026-08-21)
Oct. 26, 2017	CAT	A	20	$136.94	$2,739	2,855 Direct	+0.71%	Acquired	501.7% (price as of 2026-08-21)
May 1, 2017	CAT	F	91	$102.20	$9,300	3,288 Direct	-2.69%	Disposed	706.2% (price as of 2026-08-21)
March 10, 2017	CAT	A	40	$92.31	$3,692	2,835 Direct	+1.43%	Acquired	792.6% (price as of 2026-08-21)
March 6, 2017	CAT	A	7,983	—	—	7,983 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 24, 2017	CAT	A	41	$95.48	$3,915	2,795 Direct	+1.49%	Acquired	762.9% (price as of 2026-08-21)
Dec. 30, 2016	CAT	A	28	$92.74	$2,597	2,754 Direct	+1.03%	Acquired	788.4% (price as of 2026-08-21)
Nov. 30, 2016	CAT	A	27	$95.56	$2,580	2,726 Direct	+1.00%	Acquired	762.2% (price as of 2026-08-21)
Nov. 9, 2016	CAT	M	5,408	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Nov. 9, 2016	CAT	M	3,886	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Nov. 9, 2016	CAT	S	4,093	$91.22	$373,363	2,504 Direct	-62.04%	Disposed	803.2% (price as of 2026-08-21)
Nov. 9, 2016	CAT	D	1,315	$91.17	$119,889	6,597 Direct	-16.62%	Disposed	803.7% (price as of 2026-08-21)
Nov. 9, 2016	CAT	M	5,408	$22.17	$119,895	7,912 Direct	+215.97%	Acquired	3616.4% (price as of 2026-08-21)
Nov. 9, 2016	CAT	S	766	$91.22	$69,875	2,504 Direct	-23.43%	Disposed	803.2% (price as of 2026-08-21)
Nov. 9, 2016	CAT	D	3,120	$91.17	$284,450	3,270 Direct	-48.83%	Disposed	803.7% (price as of 2026-08-21)
Nov. 9, 2016	CAT	M	3,886	$73.20	$284,455	6,390 Direct	+155.19%	Acquired	1025.6% (price as of 2026-08-21)
Oct. 31, 2016	CAT	A	31	$83.46	$2,587	2,699 Direct	+1.16%	Acquired	887.2% (price as of 2026-08-21)
Sept. 30, 2016	CAT	A	29	$88.77	$2,574	2,668 Direct	+1.10%	Acquired	828.2% (price as of 2026-08-21)
Aug. 31, 2016	CAT	A	32	$81.95	$2,622	2,639 Direct	+1.23%	Acquired	905.4% (price as of 2026-08-21)
July 29, 2016	CAT	A	31	$82.76	$2,566	2,607 Direct	+1.20%	Acquired	895.6% (price as of 2026-08-21)
July 29, 2016	CAT	M	2,935	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
July 29, 2016	CAT	S	706	$82.95	$58,563	2,504 Direct	-21.99%	Disposed	893.3% (price as of 2026-08-21)
July 29, 2016	CAT	D	2,229	$82.97	$184,940	3,210 Direct	-40.98%	Disposed	893.0% (price as of 2026-08-21)
July 29, 2016	CAT	M	2,935	$63.04	$185,022	5,439 Direct	+117.21%	Acquired	1207.0% (price as of 2026-08-21)
June 30, 2016	CAT	A	34	$75.81	$2,578	2,576 Direct	+1.34%	Acquired	986.8% (price as of 2026-08-21)
May 31, 2016	CAT	A	36	$72.51	$2,610	2,542 Direct	+1.44%	Acquired	1036.3% (price as of 2026-08-21)
April 29, 2016	CAT	A	5	$77.72	$389	2,506 Direct	+0.20%	Acquired	960.1% (price as of 2026-08-21)
March 7, 2016	CAT	A	11,421	—	—	11,421 Direct	—	Acquired	(price as of 2026-08-21)
Dec. 31, 2015	CAT	A	38	$67.96	$2,582	2,501 Direct	+1.54%	Acquired	1112.4% (price as of 2026-08-21)
Nov. 30, 2015	CAT	A	36	$72.65	$2,615	2,463 Direct	+1.48%	Acquired	1034.1% (price as of 2026-08-21)
Oct. 30, 2015	CAT	A	36	$72.99	$2,628	2,427 Direct	+1.51%	Acquired	1028.8% (price as of 2026-08-21)
Sept. 30, 2015	CAT	A	39	$65.36	$2,549	2,391 Direct	+1.66%	Acquired	1160.6% (price as of 2026-08-21)
Aug. 31, 2015	CAT	A	34	$76.44	$2,599	2,352 Direct	+1.47%	Acquired	977.9% (price as of 2026-08-21)
July 31, 2015	CAT	A	37	$78.63	$2,909	2,318 Direct	+1.62%	Acquired	947.8% (price as of 2026-08-21)
June 30, 2015	CAT	A	30	$84.82	$2,545	2,281 Direct	+1.33%	Acquired	871.4% (price as of 2026-08-21)
May 29, 2015	CAT	A	29	$85.32	$2,474	2,251 Direct	+1.31%	Acquired	865.7% (price as of 2026-08-21)
May 19, 2015	CAT	G	568	—	—	2,504 Direct	-18.49%	Disposed	(price as of 2026-08-21)
April 30, 2015	CAT	A	29	$86.88	$2,520	2,222 Direct	+1.32%	Acquired	848.3% (price as of 2026-08-21)
March 31, 2015	CAT	A	31	$80.03	$2,481	2,110 Direct	+1.49%	Acquired	929.5% (price as of 2026-08-21)
March 2, 2015	CAT	A	11,735	—	—	11,735 Direct	—	Acquired	(price as of 2026-08-21)
Dec. 31, 2014	CAT	A	27	$92.59	$2,500	2,079 Direct	+1.32%	Acquired	789.9% (price as of 2026-08-21)
Nov. 28, 2014	CAT	A	25	$100.60	$2,515	2,052 Direct	+1.23%	Acquired	719.0% (price as of 2026-08-21)
Oct. 31, 2014	CAT	A	25	$101.41	$2,535	2,027 Direct	+1.25%	Acquired	712.5% (price as of 2026-08-21)
Sept. 30, 2014	CAT	A	25	$99.03	$2,476	2,002 Direct	+1.26%	Acquired	732.0% (price as of 2026-08-21)
Aug. 29, 2014	CAT	A	23	$109.07	$2,509	1,977 Direct	+1.18%	Acquired	655.4% (price as of 2026-08-21)
July 31, 2014	CAT	A	17	$100.75	$1,713	1,954 Direct	-0.86%	Disposed	717.8% (price as of 2026-08-21)
May 1, 2014	CAT	A	875	—	—	3,379 Direct	+34.94%	Acquired	(price as of 2026-08-21)
May 1, 2014	CAT	M	7,900	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
April 30, 2014	CAT	S	1,210	$105.36	$127,486	6,869 Direct	-14.98%	Disposed	682.0% (price as of 2026-08-21)
April 30, 2014	CAT	S	7,900	$105.41	$832,739	8,079 Direct	-49.44%	Disposed	681.6% (price as of 2026-08-21)
April 30, 2014	CAT	M	7,900	$45.64	$360,556	15,979 Direct	+97.78%	Acquired	1705.3% (price as of 2026-08-21)
March 3, 2014	CAT	A	4,886	—	—	4,886 Direct	—	Acquired	(price as of 2026-08-21)
Dec. 31, 2013	CAT	A	27	$90.81	$2,452	1,937 Direct	+1.41%	Acquired	807.3% (price as of 2026-08-21)
Nov. 29, 2013	CAT	A	29	$84.60	$2,453	1,910 Direct	+1.54%	Acquired	873.9% (price as of 2026-08-21)
Oct. 31, 2013	CAT	A	29	$83.36	$2,417	1,881 Direct	+1.57%	Acquired	888.4% (price as of 2026-08-21)
Sept. 30, 2013	CAT	A	29	$83.40	$2,419	1,831 Direct	+1.61%	Acquired	887.9% (price as of 2026-08-21)
Aug. 30, 2013	CAT	A	30	$82.54	$2,476	1,802 Direct	+1.69%	Acquired	898.2% (price as of 2026-08-21)
July 31, 2013	CAT	A	30	$82.06	$2,462	1,772 Direct	+1.72%	Acquired	904.0% (price as of 2026-08-21)
June 28, 2013	CAT	A	30	$82.49	$2,475	1,742 Direct	+1.75%	Acquired	898.8% (price as of 2026-08-21)
May 31, 2013	CAT	A	28	$85.80	$2,402	1,712 Direct	+1.66%	Acquired	860.3% (price as of 2026-08-21)
May 7, 2013	CAT	M	3,720	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
May 7, 2013	CAT	S 10b5-1	3,720	$89.49	$332,903	8,024 Direct	-31.68%	Disposed	820.7% (price as of 2026-08-21)
May 7, 2013	CAT	M	3,720	$38.63	$143,704	11,744 Direct	+46.36%	Acquired	2032.9% (price as of 2026-08-21)
April 30, 2013	CAT	A	29	$84.67	$2,455	1,684 Direct	+1.75%	Acquired	873.1% (price as of 2026-08-21)
March 28, 2013	CAT	A	28	$86.97	$2,435	1,655 Direct	+1.72%	Acquired	847.4% (price as of 2026-08-21)
March 4, 2013	CAT	F	170	$91.04	$15,477	8,024 Direct	-2.07%	Disposed	805.0% (price as of 2026-08-21)
March 4, 2013	CAT	A	6,476	—	—	6,476 Direct	—	Acquired	(price as of 2026-08-21)
March 1, 2013	CAT	M	523	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
March 1, 2013	CAT	M	523	—	—	8,194 Direct	+6.82%	Acquired	(price as of 2026-08-21)
Jan. 7, 2013	CAT	M	3,700	—	—	3,720 Direct	-49.87%	Disposed	(price as of 2026-08-21)
Jan. 7, 2013	CAT	S 10b5-1	3,700	$95.00	$351,500	7,630 Direct	-32.66%	Disposed	767.3% (price as of 2026-08-21)
Jan. 7, 2013	CAT	M	3,700	$38.63	$142,931	11,330 Direct	+48.49%	Acquired	2032.9% (price as of 2026-08-21)
Jan. 3, 2013	CAT	A	28	—	—	1,610 Direct	+1.77%	Acquired	(price as of 2026-08-21)
Dec. 11, 2012	CAT	G	297	—	—	7,630 Direct	-3.75%	Disposed	(price as of 2026-08-21)
Nov. 30, 2012	CAT	A	28	—	—	1,582 Direct	+1.80%	Acquired	(price as of 2026-08-21)
Oct. 31, 2012	CAT	A	64	—	—	1,554 Direct	+4.30%	Acquired	(price as of 2026-08-21)
Sept. 28, 2012	CAT	A	28	—	—	1,490 Direct	+1.92%	Acquired	(price as of 2026-08-21)
Aug. 31, 2012	CAT	A	28	—	—	1,462 Direct	+1.95%	Acquired	(price as of 2026-08-21)
Aug. 17, 2012	CAT	M	3,700	—	—	7,420 Direct	-33.27%	Disposed	(price as of 2026-08-21)
Aug. 17, 2012	CAT	S	3,700	$90.00	$333,000	7,907 Direct	-31.88%	Disposed	815.5% (price as of 2026-08-21)
Aug. 17, 2012	CAT	M	3,700	$38.63	$142,931	11,607 Direct	+46.79%	Acquired	2032.9% (price as of 2026-08-21)
July 31, 2012	CAT	A	28	—	—	1,462 Direct	+1.95%	Acquired	(price as of 2026-08-21)
June 29, 2012	CAT	A	28	—	—	1,422 Direct	+2.01%	Acquired	(price as of 2026-08-21)
May 31, 2012	CAT	A	27	—	—	1,394 Direct	+1.98%	Acquired	(price as of 2026-08-21)
April 30, 2012	CAT	A	23	—	—	1,367 Direct	+1.71%	Acquired	(price as of 2026-08-21)

Showing latest 100 of 143 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Dec. 26, 2018	CAT	Phantom Stock Units	Common Stock (23)	—	—	23	Acquired
Nov. 26, 2018	CAT	Phantom Stock Units	Common Stock (23)	—	—	23	Acquired
Oct. 26, 2018	CAT	Phantom Stock Units	Common Stock (25)	—	—	25	Acquired
Sept. 26, 2018	CAT	Phantom Stock Units	Common Stock (6)	—	—	6	Acquired
March 12, 2018	CAT	Phantom Stock Units	Common Stock (268)	—	—	268	Acquired
March 5, 2018	CAT	Employee Stock Option	Common Stock (3,518)	$151.12	March 5, 2028	3,518	Acquired
Feb. 23, 2018	CAT	Phantom Stock Units	Common Stock (53)	—	—	53	Acquired
Dec. 26, 2017	CAT	Phantom Stock Units	Common Stock (18)	—	—	18	Acquired
Nov. 24, 2017	CAT	Phantom Stock Units	Common Stock (20)	—	—	20	Acquired
Nov. 24, 2017	CAT	Stock Appreciation Right	Common Stock (5,620)	$57.85	March 1, 2020	5,620	Acquired
Oct. 26, 2017	CAT	Phantom Stock Units	Common Stock (20)	—	—	20	Acquired
March 10, 2017	CAT	Phantom Stock Units	Common Stock (40)	—	—	40	Acquired
March 6, 2017	CAT	Employee Stock Option	Common Stock (7,983)	$95.66	March 6, 2027	7,983	Acquired
Feb. 24, 2017	CAT	Phantom Stock Units	Common Stock (41)	—	—	41	Acquired
Dec. 30, 2016	CAT	Phantom Stock Units	Common Stock (28)	—	—	28	Acquired
Nov. 30, 2016	CAT	Phantom Stock Units	Common Stock (27)	—	—	27	Acquired
Nov. 9, 2016	CAT	Stock Appreciation Right	Common Stock (5,408)	$22.17	March 2, 2019	5,408	Disposed
Nov. 9, 2016	CAT	Stock Appreciation Right	Common Stock (3,886)	$73.20	March 3, 2018	3,886	Disposed
Oct. 31, 2016	CAT	Phantom Stock Units	Common Stock (31)	—	—	31	Acquired
Sept. 30, 2016	CAT	Phantom Stock Units	Common Stock (29)	—	—	29	Acquired
Aug. 31, 2016	CAT	Phantom Stock Units	Common Stock (32)	—	—	32	Acquired
July 29, 2016	CAT	Phantom Stock Units	Common Stock (31)	—	—	31	Acquired
July 29, 2016	CAT	Stock Appreciation Right	Common Stock (2,935)	$63.04	March 2, 2017	2,935	Disposed
June 30, 2016	CAT	Phantom Stock Units	Common Stock (34)	—	—	34	Acquired
May 31, 2016	CAT	Phantom Stock Units	Common Stock (36)	—	—	36	Acquired
April 29, 2016	CAT	Phantom Stock Units	Common Stock (5)	—	—	5	Acquired
March 7, 2016	CAT	Employee Stock Option	Common Stock (11,421)	$74.77	March 7, 2026	11,421	Acquired
Dec. 31, 2015	CAT	Phantom Stock Units	Common Stock (38)	—	—	38	Acquired
Nov. 30, 2015	CAT	Phantom Stock Units	Common Stock (36)	—	—	36	Acquired
Oct. 30, 2015	CAT	Phantom Stock Units	Common Stock (36)	—	—	36	Acquired
Sept. 30, 2015	CAT	Phantom Stock Units	Common Stock (39)	—	—	39	Acquired
Aug. 31, 2015	CAT	Phantom Stock Units	Common Stock (34)	—	—	34	Acquired
July 31, 2015	CAT	Phantom Stock Units	Common Stock (37)	—	—	37	Acquired
June 30, 2015	CAT	Phantom Stock Units	Common Stock (30)	—	—	30	Acquired
May 29, 2015	CAT	Phantom Stock Units	Common Stock (29)	—	—	29	Acquired
April 30, 2015	CAT	Phantom Stock Units	Common Stock (29)	—	—	29	Acquired
March 31, 2015	CAT	Phantom Stock Units	Common Stock (31)	—	—	31	Acquired
March 2, 2015	CAT	Employee Stock Option	Common Stock (11,735)	$83.00	March 2, 2025	11,735	Acquired
Dec. 31, 2014	CAT	Phantom Stock Units	Common Stock (27)	—	—	27	Acquired
Nov. 28, 2014	CAT	Phantom Stock Units	Common Stock (25)	—	—	25	Acquired
Oct. 31, 2014	CAT	Phantom Stock Units	Common Stock (25)	—	—	25	Acquired
Sept. 30, 2014	CAT	Phantom Stock Units	Common Stock (25)	—	—	25	Acquired
Aug. 29, 2014	CAT	Phantom Stock Units	Common Stock (23)	—	—	23	Acquired
July 31, 2014	CAT	Phantom Stock Units	Common Stock (17)	—	—	17	Disposed
May 1, 2014	CAT	Employee Stock Options	Common Stock (7,900)	$45.64	Feb. 18, 2015	7,900	Disposed
March 3, 2014	CAT	Employee Stock Options	Common Stock (4,886)	$96.31	March 3, 2024	4,886	Acquired
Dec. 31, 2013	CAT	Phantom Stock Units	Common Stock (27)	—	—	27	Acquired
Nov. 29, 2013	CAT	Phantom Stock Units	Common Stock (29)	—	—	29	Acquired
Oct. 31, 2013	CAT	Phantom Stock Units	Common Stock (29)	—	—	29	Acquired
Sept. 30, 2013	CAT	Phantom Stock Units	Common Stock (29)	—	—	29	Acquired
Aug. 30, 2013	CAT	Phantom Stock Units	Common Stock (30)	—	—	30	Acquired
July 31, 2013	CAT	Phantom Stock Units	Common Stock (30)	—	—	30	Acquired
June 28, 2013	CAT	Phantom Stock Units	Common Stock (30)	—	—	30	Acquired
May 31, 2013	CAT	Phantom Stock Units	Common Stock (28)	—	—	28	Acquired
May 7, 2013	CAT	Employee Stock Option	Common Stock (3,720)	$38.63	June 8, 2014	3,720	Disposed
April 30, 2013	CAT	Phantom Stock Units	Common Stock (29)	—	—	29	Acquired
March 28, 2013	CAT	Phantom Stock Units	Common Stock (28)	—	—	28	Acquired
March 4, 2013	CAT	Employee Stock Option (right to buy)	Common Stock (6,476)	$89.75	March 4, 2023	6,476	Acquired
March 1, 2013	CAT	Restricted Stock Units	Common Stock (523)	—	March 1, 2013	523	Disposed
Jan. 7, 2013	CAT	Employee Stock Option	Common Stock (3,700)	$38.63	June 8, 2014	3,700	Disposed
Jan. 3, 2013	CAT	Phantom Stock Units	Common Stock (28)	—	—	28	Acquired
Nov. 30, 2012	CAT	Phantom Stock Units	Common (28)	—	—	28	Acquired
Oct. 31, 2012	CAT	Phantom Stock Units	Common (64)	—	—	64	Acquired
Sept. 28, 2012	CAT	Phantom Stock Units	Common (28)	—	—	28	Acquired
Aug. 31, 2012	CAT	Phantom Stock Units	Common (28)	—	—	28	Acquired
Aug. 17, 2012	CAT	Employee Stock Option [F4]	Common (3,700)	$38.63	June 8, 2014	3,700	Disposed
July 31, 2012	CAT	Phantom Stock Units	Common (28)	—	—	28	Acquired
June 29, 2012	CAT	Phantom Stock Units	Common (28)	—	—	28	Acquired
May 31, 2012	CAT	Phantom Stock Units	Common (27)	—	—	27	Acquired
April 30, 2012	CAT	Phantom Stock Units	Common (23)	—	—	23	Acquired
March 30, 2012	CAT	Phantom Stock Units	Common (21)	—	—	21	Acquired
March 5, 2012	CAT	Employee Stock Option (right to buy)	Common (5,777)	$110.09	March 5, 2022	5,777	Acquired
March 2, 2012	CAT	Restricted Stock Units	Common (728)	—	March 2, 2012	728	Disposed
Dec. 30, 2011	CAT	Phantom Stock Units	Common (24)	—	—	24	Acquired
Nov. 30, 2011	CAT	Phantom Stock Units	Common (22)	—	—	22	Acquired
Oct. 31, 2011	CAT	Phantom Stock Units	Common (23)	—	—	23	Acquired
Sept. 30, 2011	CAT	Phantom Stock Units	Common (30)	—	—	30	Acquired
Aug. 31, 2011	CAT	Phantom Stock Units	Common (24)	—	—	24	Acquired
July 29, 2011	CAT	Phantom Stock Units	Common (29)	—	—	29	Acquired
June 30, 2011	CAT	Phantom Stock Units	Common (20)	—	—	20	Acquired
May 31, 2011	CAT	Phantom Stock Units	Common (22)	—	—	22	Acquired
April 29, 2011	CAT	Phantom Stock Units	Common (19)	—	—	19	Acquired
March 31, 2011	CAT	Phantom Stock Units	Common (19)	—	—	19	Acquired
March 7, 2011	CAT	Stock Appreciation Rights	Common (3,841)	$102.13	March 7, 2021	3,841	Acquired
March 3, 2011	CAT	Restricted Stock Units	Common (523)	—	March 3, 2011	523	Disposed
Dec. 31, 2010	CAT	Phantom Stock Units	Common (34)	—	—	34	Acquired
Nov. 30, 2010	CAT	Phantom Stock Units	Common (24)	—	—	24	Acquired
March 2, 2010	CAT	Restricted Stock Units	Common (489)	—	March 2, 2010	489	Disposed
March 1, 2010	CAT	Restricted Stock Units	Common (523)	—	—	523	Acquired
March 1, 2010	CAT	Stock Appreciation Rights	Common (5,620)	$57.85	March 1, 2020	5,620	Acquired
Dec. 31, 2009	CAT	Phantom Stock Units	Common (52)	—	—	52	Acquired
Nov. 30, 2009	CAT	Phantom Stock Units	Common (960)	—	—	17	Acquired
March 2, 2009	CAT	Restricted Stock Units	Common (728)	—	—	728	Acquired
March 2, 2009	CAT	Stock Appreciation Rights	Common (5,408)	$22.17	March 2, 2019	5,408	Acquired
Feb. 6, 2009	CAT	Phantom Stock Units	Common (943)	$33.28	—	943	Acquired
Aug. 7, 2008	CAT	Employee Stock Option [F1]	Common (5,202)	$19.20	June 12, 2010	5,202	Disposed
Aug. 7, 2008	CAT	Employee Stock Option [F1]	Common (928)	$31.17	June 8, 2009	928	Disposed
March 3, 2008	CAT	Restricted Stock Units	Common (523)	—	—	523	Acquired
March 3, 2008	CAT	Stock Appreciation Rights	Common (3,886)	$73.20	March 3, 2018	3,886	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 8 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Dec. 3, 2007	CAT	Common	3,915	Direct
Dec. 3, 2007	CAT	Option (ISO)→ Common (928)	928	Direct
Dec. 3, 2007	CAT	Option (ISO)→ Common (5,202)	5,202	Direct
Dec. 3, 2007	CAT	Option (NQ)→ Common (11,120)	11,120	Direct
Dec. 3, 2007	CAT	Option (NQ)→ Common (7,900)	7,900	Direct
Dec. 3, 2007	CAT	Option (NSAR)→ Common (6,300)	6,300	Direct
Dec. 3, 2007	CAT	Option (NSAR)→ Common (2,935)	2,935	Direct
Dec. 3, 2007	CAT	Option (RSU)→ Common (489)	489	Direct