Janette Mah

CIK 1681505 · View on SEC EDGAR ↗

Insider

First SEC filing: Sept. 20, 2016 · Latest: Sept. 20, 2016

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 3 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
June 12, 2017 HOPE M 3,517 $7.53 $26,483 0 Direct -100.00% Disposed 84.7% (price as of 2026-08-20)
June 12, 2017 HOPE M 3,517 $7.53 $26,483 7,693 Direct +84.22% Acquired 84.7% (price as of 2026-08-20)
Sept. 1, 2016 HOPE A 20,000 20,000 Direct Acquired (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 12, 2017 HOPE Employee Incentive Stock Option (right to buy) Common Stock (3,517) $7.53 June 27, 2017 3,517 Disposed
Sept. 1, 2016 HOPE Incentive Stock Option (right to buy) Common stock (20,000) $17.18 Sept. 1, 2026 20,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Sept. 20, 2016 HOPE Common stock 2,599 Direct
Sept. 20, 2016 HOPE Common stock (Restricted stock) 3,578 Direct
Sept. 20, 2016 HOPE Employee Incentive Stock Option (Right to buy)→ Common stock Direct
Aug. 11, 2016 HOPE Common Stock 3,695 Direct
Aug. 11, 2016 HOPE Common Stock (Restricted Stock) 5,088 Direct
Aug. 11, 2016 HOPE Employee Incentive Stock Option (Right to Buy)→ Common Stock (3,517) 3,517 Direct