Jaswinder Chadha

CIK 1614407 · View on SEC EDGAR ↗

Insider

First SEC filing: July 24, 2014 · Latest: July 24, 2014

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 8 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
June 14, 2018 OCUL A 18,000 18,000 Direct Acquired (price as of 2026-08-20)
June 1, 2017 OCUL A 13,500 13,500 Direct Acquired (price as of 2026-08-20)
June 2, 2016 OCUL A 13,500 13,500 Direct Acquired (price as of 2026-08-20)
June 11, 2015 OCUL A 5,681 5,681 Direct Acquired (price as of 2026-08-20)
July 30, 2014 OCUL C 117,243 0 Indirect -100.00% Disposed (price as of 2026-08-20)
July 30, 2014 OCUL C 27,144 0 Indirect -100.00% Disposed (price as of 2026-08-20)
July 30, 2014 OCUL C 100,000 0 Indirect -100.00% Disposed (price as of 2026-08-20)
July 30, 2014 OCUL C 92,570 130,448 Indirect +244.39% Acquired (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 14, 2018 OCUL Stock Option (Right to Buy) Common Stock (18,000) $8.14 June 13, 2028 18,000 Acquired
June 1, 2017 OCUL Stock Option (Right to Buy) Common Stock (13,500) $10.71 May 31, 2027 13,500 Acquired
June 2, 2016 OCUL Stock Option (Right to Buy) Common Stock (13,500) $12.05 June 1, 2026 13,500 Acquired
June 11, 2015 OCUL Stock Option (Right to Buy) Common Stock (5,681) $22.54 June 10, 2025 5,681 Acquired
July 30, 2014 OCUL Series C Preferred Stock Common Stock (44,410) 117,243 Disposed
July 30, 2014 OCUL Series B Preferred Stock Common Stock (10,282) 27,144 Disposed
July 30, 2014 OCUL Series A Preferred Stock Common Stock (37,878) 100,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 7 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
July 24, 2014 OCUL Common Stock 37,878 Indirect
July 24, 2014 OCUL Series A Preferred Stock→ Common Stock (37,878) 37,878 Indirect
July 24, 2014 OCUL Series B Preferred Stock→ Common Stock (10,282) 10,282 Indirect
July 24, 2014 OCUL Series C Preferred Stock→ Common Stock (44,410) 44,410 Indirect
July 24, 2014 OCUL Stock Option (right to buy)→ Common Stock (9,469) 9,469 Direct
July 24, 2014 OCUL Stock Option (right to buy)→ Common Stock (18,939) 18,939 Direct
July 24, 2014 OCUL Stock Option (right to buy)→ Common Stock (11,363) 11,363 Direct