Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 5 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
July 7, 2009 SWKHL A 100,000 · · 330,000 Direct +43.48% Acquired (price as of 2026-10-05)
Feb. 1, 2007 SWKHL A 625 · · 625 Direct · Acquired (price as of 2026-10-05)
Feb. 1, 2007 SWKHL A 29,375 · · 29,375 Direct · Acquired (price as of 2026-10-05)
Sept. 8, 2006 SWKHL A 64,408 · · 64,408 Direct · Acquired (price as of 2026-10-05)
Sept. 8, 2006 SWKHL A 135,592 · · 135,592 Direct · Acquired (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
July 7, 2009 SWKHL Stock Option (right to buy) Common Stock (100,000) $0.70 July 7, 2019 100,000 Acquired
Feb. 1, 2007 SWKHL Incentive Stock Option (right to buy) Common Stock (625) $3.10 Feb. 1, 2017 625 Acquired
Feb. 1, 2007 SWKHL Non-Qualified Stock Option (right to buy) Common Stock (29,375) $3.10 Feb. 1, 2017 29,375 Acquired
Sept. 8, 2006 SWKHL NON QUALIFIED STOCK OPTION (RIGHT TO BUY) COMMON STOCK (64,408) $2.95 Sept. 7, 2016 64,408 Acquired
Sept. 8, 2006 SWKHL INCENTIVE STOCK OPTION (RIGHT TO BUY) COMMON STOCK (135,592) $2.95 Sept. 7, 2016 135,592 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Compensation (DEF 14A)

08

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2008 $225,000 · · · $33,234 · · $350,623
2006 $68,519 · · · $43,313 · · $435,512

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.