Jay H Sarles

CIK 1195078 · View on SEC EDGAR ↗

Insider

First SEC filing: April 4, 2005 · Latest: April 4, 2005

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 81 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

81 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 19, 2020	AVB	A	1,099	—	—	17,752 Direct	+6.60%	Acquired
May 23, 2019	AVB	A	785	—	—	18,603 Direct	+4.41%	Acquired
May 31, 2018	AVB	A	846	—	—	20,955 Direct	+4.21%	Acquired
Oct. 27, 2017	AMP	A	113	$160.62	$18,150	1,232 Direct	+10.10%	Acquired	246.8% (price as of 2026-08-20)
Oct. 26, 2017	AMP	G	2,000	—	—	6,609 Indirect	-23.23%	Disposed	(price as of 2026-08-20)
July 28, 2017	AMP	A	125	$144.45	$18,056	1,113 Direct	+12.65%	Acquired	285.6% (price as of 2026-08-20)
May 25, 2017	AVB	A	703	—	—	20,109 Direct	+3.62%	Acquired
April 27, 2017	AMP	A	141	$128.46	$18,113	981 Direct	+16.79%	Acquired	333.6% (price as of 2026-08-20)
April 26, 2017	AMP	A	1,163	—	—	27,556 Direct	+4.41%	Acquired	(price as of 2026-08-20)
Feb. 28, 2017	AMP	G	2,000	—	—	8,609 Indirect	-18.85%	Disposed	(price as of 2026-08-20)
Feb. 6, 2017	AMP	A	147	$123.37	$18,135	835 Direct	+21.37%	Acquired	351.5% (price as of 2026-08-20)
Nov. 14, 2016	AMP	G	2,000	—	—	8,609 Direct	-18.85%	Disposed	(price as of 2026-08-20)
Oct. 28, 2016	AMP	A	175	$89.23	$15,615	684 Direct	+34.38%	Acquired	524.3% (price as of 2026-08-20)
July 29, 2016	AMP	A	163	$95.84	$15,622	505 Direct	+47.66%	Acquired	481.2% (price as of 2026-08-20)
May 26, 2016	AVB	A	722	—	—	19,406 Direct	+3.86%	Acquired
May 2, 2016	AMP	A	160	$97.82	$15,651	339 Direct	+89.39%	Acquired	469.5% (price as of 2026-08-20)
April 27, 2016	AMP	A	1,237	—	—	25,673 Direct	+5.06%	Acquired	(price as of 2026-08-20)
Feb. 1, 2016	AMP	A	178	$87.79	$15,627	178 Direct	—	Acquired	534.5% (price as of 2026-08-20)
Feb. 1, 2016	AMP	P	2,000	$89.52	$179,040	12,609 Indirect	+18.85%	Acquired	522.3% (price as of 2026-08-20)
May 29, 2015	AVB	A	781	—	—	18,684 Direct	+4.36%	Acquired
April 29, 2015	AMP	A	980	—	—	23,850 Direct	+4.29%	Acquired	(price as of 2026-08-20)
Nov. 13, 2014	AMP	G	400	—	—	10,609 Indirect	-3.63%	Disposed	(price as of 2026-08-20)
May 29, 2014	AVB	A	891	—	—	17,903 Direct	+5.24%	Acquired
April 30, 2014	AMP	A	1,182	—	—	22,447 Direct	+5.56%	Acquired	(price as of 2026-08-20)
Dec. 4, 2013	AMP	G	2,000	—	—	11,009 Indirect	-15.37%	Disposed	(price as of 2026-08-20)
Nov. 26, 2013	AMP	G	1,500	—	—	13,009 Indirect	-10.34%	Disposed	(price as of 2026-08-20)
Aug. 29, 2013	AVB	P	2,000	$123.97	$247,940	17,012 Direct	+13.32%	Acquired
May 30, 2013	AVB	A	937	—	—	15,012 Direct	+6.66%	Acquired
April 24, 2013	AMP	A	1,601	—	—	20,806 Direct	+8.34%	Acquired	(price as of 2026-08-20)
Feb. 5, 2013	AVB	P	1,000	$125.12	$125,120	14,075 Direct	+7.65%	Acquired
May 31, 2012	AVB	A	894	—	—	13,075 Direct	+7.34%	Acquired
May 17, 2012	AMP	P	2,000	$47.51	$95,020	14,509 Indirect	+15.99%	Acquired	1072.5% (price as of 2026-08-20)
April 25, 2012	AMP	A	2,160	—	—	18,673 Direct	+13.08%	Acquired	(price as of 2026-08-20)
Aug. 22, 2011	AMP	P	2,500	$39.95	$99,875	12,509 Indirect	+24.98%	Acquired	1294.3% (price as of 2026-08-20)
Aug. 3, 2011	AMP	A	285	—	—	16,254 Direct	+1.78%	Acquired	(price as of 2026-08-20)
May 18, 2011	AVB	A	976	—	—	12,181 Direct	+8.71%	Acquired
April 27, 2011	AMP	A	1,610	—	—	15,911 Direct	+11.26%	Acquired	(price as of 2026-08-20)
May 26, 2010	AVB	A	1,318	—	—	11,205 Direct	+13.33%	Acquired
May 25, 2010	AMP	P	2,000	$37.23	$74,460	10,009 Indirect	+24.97%	Acquired	1396.2% (price as of 2026-08-20)
April 28, 2010	AMP	A	2,088	—	—	14,087 Direct	+17.40%	Acquired	(price as of 2026-08-20)
Aug. 11, 2009	AVB	S	0	$66.61	—	9,887 Direct	0.00%	Disposed
May 29, 2009	AVB	A	2,033	—	—	9,887 Direct	+25.88%	Acquired
April 22, 2009	AMP	A	4,134	—	—	11,749 Direct	+54.29%	Acquired	(price as of 2026-08-20)
Nov. 5, 2008	AMP	P	2,000	$23.05	$46,100	8,009 Indirect	+33.28%	Acquired	2316.7% (price as of 2026-08-20)
Nov. 4, 2008	AMP	P	2,000	$23.50	$47,000	6,009 Indirect	+49.89%	Acquired	2270.4% (price as of 2026-08-20)
May 29, 2008	AVB	A	1,218	—	—	7,472 Direct	+19.48%	Acquired
April 23, 2008	AMP	A	1,947	—	—	7,389 Direct	+35.78%	Acquired	(price as of 2026-08-20)
March 3, 2008	AMP	P	1,900	$50.33	$95,627	4,009 Indirect	+90.09%	Acquired	1006.8% (price as of 2026-08-20)
March 3, 2008	AMP	P	100	$50.32	$5,032	2,109 Indirect	+4.98%	Acquired	1007.0% (price as of 2026-08-20)
Nov. 8, 2007	AVB	P	500	$106.59	$53,295	6,253 Direct	+8.69%	Acquired
Oct. 31, 2007	AMP	A	295	—	—	5,413 Direct	+5.76%	Acquired	(price as of 2026-08-20)
May 23, 2007	AVB	A	845	—	—	5,752 Direct	+17.22%	Acquired
May 17, 2007	AVB	P	100	$118.83	$11,883	4,892 Direct	+2.09%	Acquired
May 17, 2007	AVB	P	200	$118.81	$23,762	4,792 Direct	+4.36%	Acquired
May 17, 2007	AVB	P	200	$118.80	$23,760	4,592 Direct	+4.55%	Acquired
April 27, 2007	AMP	A	1,244	—	—	5,093 Direct	+32.32%	Acquired	(price as of 2026-08-20)
Nov. 17, 2006	AMP	A	8	—	—	3,842 Direct	+0.21%	Acquired	(price as of 2026-08-20)
Aug. 18, 2006	AMP	A	9	—	—	3,834 Direct	+0.24%	Acquired	(price as of 2026-08-20)
May 24, 2006	AVB	A	1,327	—	—	4,325 Direct	+44.26%	Acquired
May 19, 2006	AMP	L	5	$47.88	$239	2,005 Direct	+0.25%	Acquired	1063.4% (price as of 2026-08-20)
April 26, 2006	AMP	A	1,588	—	—	3,816 Direct	+71.27%	Acquired	(price as of 2026-08-20)
Feb. 17, 2006	AMP	A	6	$43.84	$263	2,228 Direct	+0.27%	Acquired	1170.6% (price as of 2026-08-20)
Jan. 31, 2006	AVB	P	1,000	$98.56	$98,560	2,998 Direct	+50.05%	Acquired
Jan. 31, 2006	AMP	P	2,000	$40.85	$81,700	4,216 Direct	+90.25%	Acquired	1263.6% (price as of 2026-08-20)
Oct. 7, 2005	AMP	A	2,216	$33.84	$74,989	2,216 Direct	—	Acquired	1546.1% (price as of 2026-08-20)
Oct. 7, 2005	AMP	A	2,216	—	—	2,216 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 1, 2005	AVB	A	1,998	—	—	1,998 Direct	—	Acquired
May 19, 2005	AMP	A	9	—	—	3,825 Direct	+0.24%	Acquired	(price as of 2026-08-20)
March 31, 2005	BAC	M	85,558	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 31, 2005	BAC	M	90,832	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 31, 2005	BAC	F	36,606	$44.10	$1,614,325	571,852 Direct	-6.02%	Disposed	42.6% (price as of 2026-08-20)
March 31, 2005	BAC	F	35,721	$44.10	$1,575,296	608,458 Direct	-5.55%	Disposed	42.6% (price as of 2026-08-20)
March 31, 2005	BAC	M	90,832	$44.10	$4,005,691	644,179 Direct	+16.42%	Acquired	42.6% (price as of 2026-08-20)
March 31, 2005	BAC	M	85,558	$44.10	$3,773,108	553,347 Direct	+18.29%	Acquired	42.6% (price as of 2026-08-20)
Feb. 17, 2005	BAC	M	42,778	—	—	85,558 Direct	-33.33%	Disposed	(price as of 2026-08-20)
Feb. 17, 2005	BAC	F	17,860	$46.36	$827,990	467,789 Direct	-3.68%	Disposed	35.7% (price as of 2026-08-20)
Feb. 17, 2005	BAC	M	42,778	$46.36	$1,983,188	485,649 Direct	+9.66%	Acquired	35.7% (price as of 2026-08-20)
Feb. 15, 2005	BAC	A	25,139	$47.06	$1,183,041	25,139 Direct	—	Acquired	33.6% (price as of 2026-08-20)
Feb. 1, 2005	BAC	A	200,000	$46.68	$9,336,000	200,000 Direct	—	Acquired	34.7% (price as of 2026-08-20)
Dec. 22, 2004	BAC	J	16,158	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 22, 2004	BAC	J	222	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 22, 2004	BAC	G	45,512	—	—	435,321 Direct	-9.47%	Disposed	(price as of 2026-08-20)
Dec. 22, 2004	BAC	G	15,502	—	—	480,833 Direct	-3.12%	Disposed	(price as of 2026-08-20)
Dec. 22, 2004	BAC	G	16,769	—	—	496,335 Direct	-3.27%	Disposed	(price as of 2026-08-20)
Nov. 4, 2004	BAC	G	1,000	—	—	513,104 Direct	-0.19%	Disposed	(price as of 2026-08-20)
Nov. 3, 2004	BAC	G	956	—	—	514,104 Direct	-0.19%	Disposed	(price as of 2026-08-20)
Sept. 13, 2004	BAC	G	29,432	—	—	515,060 Direct	-5.41%	Disposed	(price as of 2026-08-20)
July 21, 2004	BAC	M	66,636	$41.60	$2,772,058	0 Direct	-100.00%	Disposed	202.4% (price as of 2026-08-20)
July 21, 2004	BAC	M	66,636	$37.26	$2,482,857	0 Direct	-100.00%	Disposed	237.6% (price as of 2026-08-20)
July 21, 2004	BAC	S	172	$85.48	$14,703	272,246 Direct	-0.06%	Disposed	47.2% (price as of 2026-08-20)
July 21, 2004	BAC	S	133,100	$85.35	$11,360,085	272,418 Direct	-32.82%	Disposed	47.4% (price as of 2026-08-20)
July 21, 2004	BAC	M	66,636	$41.60	$2,772,058	405,518 Direct	+19.66%	Acquired	202.4% (price as of 2026-08-20)
July 21, 2004	BAC	M	66,636	$37.26	$2,482,857	338,882 Direct	+24.48%	Acquired	237.6% (price as of 2026-08-20)
June 15, 2004	BAC	G	400	—	—	272,246 Direct	-0.15%	Disposed	(price as of 2026-08-20)
May 27, 2004	BAC	G	300	—	—	272,646 Direct	-0.11%	Disposed	(price as of 2026-08-20)
May 26, 2004	BAC	G	800	—	—	272,946 Direct	-0.29%	Disposed	(price as of 2026-08-20)
May 21, 2004	BAC	G	200	—	—	273,746 Direct	-0.07%	Disposed	(price as of 2026-08-20)
April 1, 2004	BAC	A	64,168	—	—	64,168 Direct	—	Acquired	(price as of 2026-08-20)
April 1, 2004	BAC	M	69,413	$81.47	$5,655,077	0 Direct	-100.00%	Disposed	54.4% (price as of 2026-08-20)
April 1, 2004	BAC	A	69,413	—	—	69,413 Direct	—	Acquired	(price as of 2026-08-20)

Showing latest 100 of 140 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Oct. 27, 2017	AMP	Phantom Stock (Retainer Deferral) [F1]	Common Stock (113)	—	—	113	Acquired
July 28, 2017	AMP	Phantom Stock (Retainer Deferral)	Common Stock (125)	—	—	125	Acquired
April 27, 2017	AMP	Phantom Stock (Retainer Deferral)	Common Stock (141)	—	—	141	Acquired
April 26, 2017	AMP	Phantom Stock (Annual)	Common Stock (1,163)	—	—	1,163	Acquired
Feb. 6, 2017	AMP	Phantom Stock (Retainer Deferral)	Common Stock (147)	—	—	147	Acquired
Oct. 28, 2016	AMP	Phantom Stock (Retainer Deferral)	Common Stock (175)	—	—	175	Acquired
July 29, 2016	AMP	Phantom Stock (Retainer Deferral)	Common Stock (163)	—	—	163	Acquired
May 2, 2016	AMP	Phantom Stock (Retainer Deferral)	Common Stock (160)	—	—	160	Acquired
April 27, 2016	AMP	Phantom Stock (Annual)	Common Stock (1,237)	—	—	1,237	Acquired
Feb. 1, 2016	AMP	Phantom Stock (Retainer Deferral)	Common Stock (178)	—	—	178	Acquired
April 29, 2015	AMP	Phantom Stock (Annual)	Common Stock (980)	—	—	980	Acquired
April 30, 2014	AMP	Phantom Stock (Annual)	Common Stock (1,182)	—	—	1,182	Acquired
April 24, 2013	AMP	Phantom Stock (Annual)	Common Stock (1,601)	—	—	1,601	Acquired
April 25, 2012	AMP	Phantom Stock (Annual)	Common Stock (2,160)	—	—	2,160	Acquired
Aug. 3, 2011	AMP	Phantom Stock (Annual) [F1]	Common Stock (285)	—	—	285	Acquired
April 27, 2011	AMP	Phantom Stock (Annual)	Common Stock (1,610)	—	—	1,610	Acquired
April 28, 2010	AMP	Phantom Stock (Annual)	Common Stock (2,088)	—	—	2,088	Acquired
April 22, 2009	AMP	Phantom Stock (Annual)	Common Stock (4,134)	—	—	4,134	Acquired
April 23, 2008	AMP	Phantom Stock (Annual)	Common Stock (1,947)	—	—	1,947	Acquired
Oct. 31, 2007	AMP	Phantom Stock (Annual)	Common Stock (295)	—	—	295	Acquired
April 27, 2007	AMP	Phantom Stock (Annual)	Common Stock (1,244)	—	—	1,244	Acquired
Nov. 17, 2006	AMP	Phantom Stock (Quarterly Dividend on Annual Grant)	Common Stock (8)	—	—	8	Acquired
Aug. 18, 2006	AMP	Phantom Stock (Quarterly Dividend on Annual Grant)	Common Stock (9)	—	—	9	Acquired
April 26, 2006	AMP	Phantom Stock (Annual)	Common Stock (1,588)	—	—	1,588	Acquired
Feb. 17, 2006	AMP	Phantom Stock	Common Stock (6)	—	—	6	Acquired
Oct. 7, 2005	AMP	Phantom Stock [F1]	Common Stock (2,216)	—	—	2,216	Acquired
May 19, 2005	AMP	Phantom Stock (Quarterly Dividend on Annual Grant)	Common Stock (9)	—	—	9	Acquired
March 31, 2005	BAC	Restricted Stock Units	Common Stock (85,558)	$40.52	Feb. 17, 2007	85,558	Disposed
March 31, 2005	BAC	Restricted Stock Units	Common Stock (90,832)	$40.74	April 1, 2007	90,832	Disposed
Feb. 17, 2005	BAC	Restricted Stock Units	Common Stock (42,778)	$42.31	Feb. 17, 2007	42,778	Disposed
Feb. 15, 2005	BAC	Restricted Stock Units	Common Stock (25,139)	$47.06	Feb. 15, 2008	25,139	Acquired
Feb. 1, 2005	BAC	Option, Right to Buy	Common Stock (200,000)	$46.68	Feb. 1, 2015	200,000	Acquired
July 21, 2004	BAC	Option, Right to Buy	Common Stock (66,636)	$41.60	Oct. 15, 2006	66,636	Disposed
July 21, 2004	BAC	Option, Right to Buy	Common Stock (66,636)	$37.26	Nov. 29, 2005	66,636	Disposed
April 1, 2004	BAC	Restricted Stock Units	Common Stock (64,168)	—	—	64,168	Acquired
April 1, 2004	BAC	Performance Restricted Stock Units	Common Stock (69,413)	—	—	69,413	Disposed
April 1, 2004	BAC	Performance Restricted Stock Units	Common Stock (69,413)	—	—	69,413	Acquired
April 1, 2004	BAC	Option, Right to Buy	Common Stock (111,060)	$38.27	Oct. 14, 2012	111,060	Acquired
April 1, 2004	BAC	Option, Right to Buy	Common Stock (111,060)	$59.36	Oct. 15, 2011	111,060	Acquired
April 1, 2004	BAC	Option, Right to Buy	Common Stock (111,060)	$62.58	Oct. 16, 2010	111,060	Acquired
April 1, 2004	BAC	Option, Right to Buy	Common Stock (97,178)	$66.68	Oct. 18, 2009	97,178	Acquired
April 1, 2004	BAC	Option, Right to Buy	Common Stock (88,848)	$70.34	Oct. 20, 2008	88,848	Acquired
April 1, 2004	BAC	Option, Right to Buy	Common Stock (49,977)	$59.27	Oct. 14, 2007	49,977	Acquired
April 1, 2004	BAC	Option, Right to Buy	Common Stock (66,636)	$41.60	Oct. 15, 2006	66,636	Acquired
April 1, 2004	BAC	Option, Right to Buy	Common Stock (66,636)	$37.26	Nov. 29, 2005	66,636	Acquired
April 1, 2004	BAC	Restricted Stock Units	Common Stock (45,416)	$81.47	April 1, 2007	45,416	Acquired
April 1, 2004	50341	Emp Stk Option [F5]	Common Stk (200,000)	$21.25	Oct. 14, 2012	200,000	Disposed
April 1, 2004	50341	Emp Stk Option [F5]	Common Stk (200,000)	$32.96	Oct. 15, 2011	200,000	Disposed
April 1, 2004	50341	Emp Stk Option [F5]	Common Stk (200,000)	$34.75	Oct. 16, 2010	200,000	Disposed
April 1, 2004	50341	Emp Stk Option [F5]	Common Stk (175,000)	$37.03	Oct. 18, 2009	175,000	Disposed
April 1, 2004	50341	Emp Stk Option [F5]	Common Stk (160,000)	$39.06	Oct. 20, 2008	160,000	Disposed
April 1, 2004	50341	Emp Stk Option [F5]	Common Stk (90,000)	$32.91	Oct. 14, 2007	90,000	Disposed
April 1, 2004	50341	Emp Stk Option [F5]	Common Stk (120,000)	$23.10	Oct. 15, 2006	120,000	Disposed
April 1, 2004	50341	Emp Stk Option [F5]	Common Stk (120,000)	$20.69	Nov. 29, 2005	120,000	Disposed
April 1, 2004	50341	Restricted Stk Units [F4]	Common Stk (115,556)	—	—	115,556	Disposed
April 1, 2004	50341	Performance Restricted Stk Units [F3]	Common Stk (125,000)	—	—	125,000	Disposed
Feb. 17, 2004	50341	Restricted Stock Units	Common Stock (115,556)	—	—	115,556	Acquired
Jan. 23, 2004	50341	Employee Stock Option (Right to Buy)	Common Stock (90,000)	$18.47	Sept. 20, 2004	90,000	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Oct. 6, 2005	AMP	Common Stock	0	Direct
Sept. 1, 2005	AVB	No Securities Beneficially Owned	0	Direct