Jay R Gerken

Insider

First SEC filing: March 17, 2026 · Latest: March 17, 2026

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 98 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

98 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 16, 2026	ASBA	A	340	$24.59	$8,361	45,178 Direct	+0.76%	Acquired	0.0% (price as of 2026-08-20)
March 16, 2026	ASBA	A	44	$24.59	$1,082	44,838 Direct	+0.10%	Acquired	0.0% (price as of 2026-08-20)
Feb. 1, 2026	ASBA	A	4,585	$27.26	$124,987	44,794 Direct	+11.40%	Acquired	-9.8% (price as of 2026-08-20)
Dec. 15, 2025	ASBA	A	307	$26.94	$8,271	45,372 Direct	+0.68%	Acquired	-8.7% (price as of 2026-08-20)
Dec. 15, 2025	ASBA	A	45	$26.94	$1,212	45,065 Direct	+0.10%	Acquired	-8.7% (price as of 2026-08-20)
Sept. 15, 2025	ASBA	A	303	$25.92	$7,854	45,020 Direct	+0.68%	Acquired	-5.1% (price as of 2026-08-20)
Sept. 15, 2025	ASBA	A	45	$25.92	$1,166	44,717 Direct	+0.10%	Acquired	-5.1% (price as of 2026-08-20)
June 16, 2025	ASBA	A	340	$22.96	$7,806	44,672 Direct	+0.77%	Acquired	7.1% (price as of 2026-08-20)
June 16, 2025	ASBA	A	50	$22.96	$1,148	44,332 Direct	+0.11%	Acquired	7.1% (price as of 2026-08-20)
March 17, 2025	ASBA	A	348	$22.22	$7,733	44,282 Direct	+0.79%	Acquired	10.7% (price as of 2026-08-20)
March 17, 2025	ASBA	A	51	$22.22	$1,133	43,934 Direct	+0.12%	Acquired	10.7% (price as of 2026-08-20)
Feb. 1, 2025	ASBA	A	4,972	$25.14	$124,996	50,129 Direct	+11.01%	Acquired	-2.1% (price as of 2026-08-20)
Dec. 16, 2024	ASBA	A	298	$25.72	$7,665	45,157 Direct	+0.66%	Acquired	-4.4% (price as of 2026-08-20)
Dec. 16, 2024	ASBA	A	55	$25.72	$1,415	44,859 Direct	+0.12%	Acquired	-4.4% (price as of 2026-08-20)
Sept. 16, 2024	ASBA	A	339	$21.36	$7,241	44,804 Direct	+0.76%	Acquired	15.2% (price as of 2026-08-20)
Sept. 16, 2024	ASBA	A	63	$21.36	$1,346	44,465 Direct	+0.14%	Acquired	15.2% (price as of 2026-08-20)
June 17, 2024	ASBA	A	355	$20.25	$7,189	44,402 Direct	+0.81%	Acquired	21.5% (price as of 2026-08-20)
June 17, 2024	ASBA	A	65	$20.25	$1,316	44,047 Direct	+0.15%	Acquired	21.5% (price as of 2026-08-20)
March 15, 2024	ASBA	A	352	$20.25	$7,128	43,982 Direct	+0.81%	Acquired	21.5% (price as of 2026-08-20)
March 15, 2024	ASBA	A	65	$20.25	$1,316	43,630 Direct	+0.15%	Acquired	21.5% (price as of 2026-08-20)
Feb. 1, 2024	ASBA	A	5,998	$20.84	$124,998	49,316 Direct	+13.85%	Acquired	18.0% (price as of 2026-08-20)
Dec. 15, 2023	ASBA	A	59	$21.19	$1,250	43,318 Direct	+0.14%	Acquired	16.1% (price as of 2026-08-20)
Dec. 15, 2023	ASBA	A	332	$21.19	$7,035	43,259 Direct	+0.77%	Acquired	16.1% (price as of 2026-08-20)
Sept. 15, 2023	ASBA	A	377	$17.66	$6,658	42,994 Direct	+0.88%	Acquired	39.3% (price as of 2026-08-20)
Sept. 15, 2023	ASBA	A	66	$17.66	$1,166	42,617 Direct	+0.16%	Acquired	39.3% (price as of 2026-08-20)
Sept. 15, 2023	ASBA	A	377	$17.66	$6,658	42,927 Direct	+0.89%	Acquired	39.3% (price as of 2026-08-20)
Sept. 15, 2023	ASBA	A	66	$17.66	$1,166	42,550 Direct	+0.16%	Acquired	39.3% (price as of 2026-08-20)
June 15, 2023	ASBA	A	448	$17.27	$7,737	42,551 Direct	+1.06%	Acquired	42.4% (price as of 2026-08-20)
June 15, 2023	ASBA	A	67	$17.27	$1,157	42,103 Direct	+0.16%	Acquired	42.4% (price as of 2026-08-20)
May 2, 2023	ASBA	P	3,000	$16.07	$48,210	42,036 Direct	+7.69%	Acquired	53.1% (price as of 2026-08-20)
March 15, 2023	ASBA	A	60	$19.19	$1,151	39,036 Direct	+0.15%	Acquired	28.2% (price as of 2026-08-20)
March 15, 2023	ASBA	A	338	$19.19	$6,486	38,976 Direct	+0.87%	Acquired	28.2% (price as of 2026-08-20)
Feb. 1, 2023	ASBA	A	5,499	$22.73	$124,992	43,714 Direct	+14.39%	Acquired	8.2% (price as of 2026-08-20)
Dec. 15, 2022	ASBA	A	47	$22.10	$1,039	38,215 Direct	+0.12%	Acquired	11.3% (price as of 2026-08-20)
Dec. 15, 2022	ASBA	A	290	$22.10	$6,409	38,168 Direct	+0.77%	Acquired	11.3% (price as of 2026-08-20)
Sept. 15, 2022	ASBA	A	47	$21.12	$993	37,878 Direct	+0.12%	Acquired	16.5% (price as of 2026-08-20)
Sept. 15, 2022	ASBA	A	286	$21.12	$6,040	37,831 Direct	+0.76%	Acquired	16.5% (price as of 2026-08-20)
June 15, 2022	ASBA	A	315	$19.06	$6,004	37,545 Direct	+0.85%	Acquired	29.1% (price as of 2026-08-20)
June 15, 2022	ASBA	A	51	$19.06	$972	37,230 Direct	+0.14%	Acquired	29.1% (price as of 2026-08-20)
March 15, 2022	ASBA	A	257	$23.12	$5,942	37,179 Direct	+0.70%	Acquired	6.4% (price as of 2026-08-20)
March 15, 2022	ASBA	A	42	$23.12	$971	36,922 Direct	+0.11%	Acquired	6.4% (price as of 2026-08-20)
Feb. 1, 2022	ASBA	A	4,889	$24.54	$119,976	36,880 Direct	+15.28%	Acquired	0.2% (price as of 2026-08-20)
Dec. 15, 2021	ASBA	A	60	$22.60	$1,356	38,866 Direct	+0.15%	Acquired	8.8% (price as of 2026-08-20)
Dec. 15, 2021	ASBA	A	47	$22.60	$1,062	38,806 Direct	+0.12%	Acquired	8.8% (price as of 2026-08-20)
Dec. 15, 2021	ASBA	A	213	$22.60	$4,814	38,759 Direct	+0.55%	Acquired	8.8% (price as of 2026-08-20)
Sept. 15, 2021	ASBA	A	65	$20.73	$1,347	38,546 Direct	+0.17%	Acquired	18.7% (price as of 2026-08-20)
Sept. 15, 2021	ASBA	A	59	$20.73	$1,223	38,481 Direct	+0.15%	Acquired	18.7% (price as of 2026-08-20)
Sept. 15, 2021	ASBA	A	223	$20.73	$4,623	38,422 Direct	+0.58%	Acquired	18.7% (price as of 2026-08-20)
June 15, 2021	ASBA	J	4,000	$25.38	$101,520	0 Direct	-100.00%	Disposed	-3.1% (price as of 2026-08-20)
June 15, 2021	ASBA	A	54	$22.17	$1,197	38,199 Direct	+0.14%	Acquired	11.0% (price as of 2026-08-20)
June 15, 2021	ASBA	A	49	$22.17	$1,086	38,145 Direct	+0.13%	Acquired	11.0% (price as of 2026-08-20)
June 15, 2021	ASBA	A	185	$22.17	$4,101	38,096 Direct	+0.49%	Acquired	11.0% (price as of 2026-08-20)
March 15, 2021	ASBA	A	52	$22.92	$1,192	37,911 Direct	+0.14%	Acquired	7.3% (price as of 2026-08-20)
March 15, 2021	ASBA	A	47	$22.92	$1,077	37,859 Direct	+0.12%	Acquired	7.3% (price as of 2026-08-20)
March 15, 2021	ASBA	A	178	$22.92	$4,080	37,812 Direct	+0.47%	Acquired	7.3% (price as of 2026-08-20)
Feb. 1, 2021	ASBA	A	6,644	$18.06	$119,991	43,966 Direct	+17.80%	Acquired	36.2% (price as of 2026-08-20)
Dec. 15, 2020	ASBA	A	112	$16.79	$1,880	37,322 Direct	+0.30%	Acquired	46.5% (price as of 2026-08-20)
Dec. 15, 2020	ASBA	A	192	$16.79	$3,224	37,210 Direct	+0.52%	Acquired	46.5% (price as of 2026-08-20)
Dec. 15, 2020	ASBA	A	67	$16.79	$1,125	37,018 Direct	+0.18%	Acquired	46.5% (price as of 2026-08-20)
Sept. 15, 2020	ASBA	A	140	$13.27	$1,858	36,951 Direct	+0.38%	Acquired	85.4% (price as of 2026-08-20)
Sept. 15, 2020	ASBA	A	241	$13.27	$3,198	36,811 Direct	+0.66%	Acquired	85.4% (price as of 2026-08-20)
Sept. 15, 2020	ASBA	A	83	$13.27	$1,101	36,570 Direct	+0.23%	Acquired	85.4% (price as of 2026-08-20)
June 15, 2020	ASBA	A	75	$14.65	$1,099	36,487 Direct	+0.21%	Acquired	67.9% (price as of 2026-08-20)
June 15, 2020	ASBA	A	125	$14.65	$1,831	36,412 Direct	+0.34%	Acquired	67.9% (price as of 2026-08-20)
June 15, 2020	ASBA	A	216	$14.65	$3,164	36,287 Direct	+0.60%	Acquired	67.9% (price as of 2026-08-20)
June 9, 2020	ASBA	P	2,000	$25.00	$50,000	2,000 Direct	—	Acquired	-1.6% (price as of 2026-08-20)
March 16, 2020	ASBA	A	86	$12.52	$1,077	36,071 Direct	+0.24%	Acquired	96.5% (price as of 2026-08-20)
March 16, 2020	ASBA	A	144	$12.52	$1,803	35,985 Direct	+0.40%	Acquired	96.5% (price as of 2026-08-20)
March 16, 2020	ASBA	A	249	$12.52	$3,117	35,841 Direct	+0.70%	Acquired	96.5% (price as of 2026-08-20)
Feb. 1, 2020	ASBA	A	6,021	$19.93	$119,999	41,266 Direct	+17.08%	Acquired	23.4% (price as of 2026-08-20)
Dec. 16, 2019	ASBA	A	45	$22.39	$1,008	35,245 Direct	+0.13%	Acquired	9.9% (price as of 2026-08-20)
Dec. 16, 2019	ASBA	A	130	$22.39	$2,911	35,200 Direct	+0.37%	Acquired	9.9% (price as of 2026-08-20)
Dec. 16, 2019	ASBA	A	87	$22.39	$1,948	35,070 Direct	+0.25%	Acquired	9.9% (price as of 2026-08-20)
Sept. 16, 2019	ASBA	A	45	$20.66	$930	34,983 Direct	+0.13%	Acquired	19.1% (price as of 2026-08-20)
Sept. 16, 2019	ASBA	A	132	$20.66	$2,727	34,938 Direct	+0.38%	Acquired	19.1% (price as of 2026-08-20)
Sept. 16, 2019	ASBA	A	89	$20.66	$1,839	34,806 Direct	+0.26%	Acquired	19.1% (price as of 2026-08-20)
June 17, 2019	ASBA	A	45	$20.58	$926	34,717 Direct	+0.13%	Acquired	19.5% (price as of 2026-08-20)
June 17, 2019	ASBA	A	131	$20.58	$2,696	34,672 Direct	+0.38%	Acquired	19.5% (price as of 2026-08-20)
June 17, 2019	ASBA	A	89	$20.58	$1,832	34,541 Direct	+0.26%	Acquired	19.5% (price as of 2026-08-20)
March 15, 2019	ASBA	A	40	$23.18	$927	34,452 Direct	+0.12%	Acquired	6.1% (price as of 2026-08-20)
March 15, 2019	ASBA	A	116	$23.18	$2,689	34,412 Direct	+0.34%	Acquired	6.1% (price as of 2026-08-20)
March 15, 2019	ASBA	A	78	$23.18	$1,808	34,296 Direct	+0.23%	Acquired	6.1% (price as of 2026-08-20)
Feb. 1, 2019	ASBA	A	5,499	$21.82	$119,988	34,218 Direct	+19.15%	Acquired	12.7% (price as of 2026-08-20)
Dec. 17, 2018	ASBA	A	183	$20.39	$3,731	28,719 Direct	+0.64%	Acquired	20.6% (price as of 2026-08-20)
Dec. 17, 2018	ASBA	A	35	$20.39	$714	28,536 Direct	+0.12%	Acquired	20.6% (price as of 2026-08-20)
Sept. 17, 2018	ASBA	A	147	$26.15	$3,844	28,501 Direct	+0.52%	Acquired	-5.9% (price as of 2026-08-20)
June 15, 2018	ASBA	A	139	$27.95	$3,885	28,354 Direct	+0.49%	Acquired	-12.0% (price as of 2026-08-20)
March 15, 2018	ASBA	A	143	$26.90	$3,847	28,215 Direct	+0.51%	Acquired	-8.6% (price as of 2026-08-20)
Feb. 1, 2018	ASBA	A	4,669	$25.70	$119,993	28,072 Direct	+19.95%	Acquired	-4.3% (price as of 2026-08-20)
Dec. 15, 2017	ASBA	A	114	$25.35	$2,890	23,403 Direct	+0.49%	Acquired	-3.0% (price as of 2026-08-20)
Sept. 15, 2017	ASBA	A	109	$22.90	$2,496	23,289 Direct	+0.47%	Acquired	7.4% (price as of 2026-08-20)
Aug. 1, 2017	ASBA	A	835	$23.95	$19,998	23,180 Direct	+3.74%	Acquired	2.7% (price as of 2026-08-20)
June 15, 2017	ASBA	A	95	$25.25	$2,399	22,345 Direct	+0.43%	Acquired	-2.6% (price as of 2026-08-20)
March 15, 2017	ASBA	A	95	$24.95	$2,370	22,250 Direct	+0.43%	Acquired	-1.4% (price as of 2026-08-20)
Feb. 1, 2017	ASBA	A	4,008	$24.95	$100,000	22,155 Direct	+22.09%	Acquired	-1.4% (price as of 2026-08-20)
Dec. 15, 2016	ASBA	A	75	$25.10	$1,882	18,147 Direct	+0.42%	Acquired	-2.0% (price as of 2026-08-20)
Sept. 15, 2016	ASBA	A	88	$19.47	$1,713	18,072 Direct	+0.49%	Acquired	26.3% (price as of 2026-08-20)
June 15, 2016	ASBA	A	99	$17.50	$1,732	17,984 Direct	+0.55%	Acquired	40.6% (price as of 2026-08-20)
March 15, 2016	ASBA	A	93	$18.30	$1,702	17,885 Direct	+0.52%	Acquired	34.4% (price as of 2026-08-20)
Feb. 1, 2016	ASBA	A	5,754	$17.38	$100,005	17,792 Direct	+47.80%	Acquired	41.5% (price as of 2026-08-20)

Showing latest 100 of 127 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Initial ownership (Form 3) 14 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Oct. 29, 2014	ASBA	Common Stock $0.01 Par Value	2,000	Direct
March 27, 2012	BWG	Common Stock	—	Indirect
June 9, 2011	EMO	Common Stock	0	Indirect
Oct. 22, 2010	HYI	Common Stock	0	Indirect
Feb. 24, 2010	DMO	Common Stock	0	Indirect
Nov. 20, 2009	GDO	Common Stock	0	Indirect
June 12, 2009	IGI	Common Stock	0	Indirect
March 9, 2007	WIA	Common Shares [F1]	0	Direct
March 9, 2007	WIW	Common Shares [F1]	0	Direct
Sept. 22, 2006	PAI	Common Stock, $.01 par value	0	Direct
Sept. 22, 2006	WEA	Common Stock, $.01 par value	0	Direct
Feb. 24, 2004	SCD	Common Stock	1,000	Direct
Dec. 3, 2003	EMD	Common Stock	0	Direct
July 28, 2003	EHI	Common Stock	—	Direct