Jefferies Financial Group Inc.

CIK 96223 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 5, 2021 · Latest: March 24, 2021

On this page

Institution

View 13F portfolio

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 21 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

21 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
July 14, 2021 HLMN P 501,066 — — 501,066 Indirect -50.00% Disposed (price as of 2026-08-21)
Jan. 12, 2021 JEF P 82,800 $10.00 $828,000 250,000 Indirect +49.52% Acquired 448.5% (price as of 2026-08-21)
Jan. 12, 2021 JEF P 167,200 $10.00 $1,672,000 167,200 Indirect — Acquired 448.5% (price as of 2026-08-21)
Oct. 15, 2020 HLMN P 3,200 $9.96 $31,872 3,200 Indirect — Acquired -16.1% (price as of 2026-08-21)
July 1, 2019 JEF P 4,648,123 — — 15,500,246 Direct +42.83% Acquired (price as of 2026-08-21)
June 5, 2019 JEF P 93,257 $14.00 $1,305,598 5,262,189 Direct +1.80% Acquired 318.4% (price as of 2026-08-21)
June 3, 2019 JEF P 10,000 $13.99 $139,900 5,168,932 Direct +0.19% Acquired 318.7% (price as of 2026-08-21)
May 31, 2019 JEF P 60,000 $13.93 $835,800 5,158,932 Direct +1.18% Acquired 320.5% (price as of 2026-08-21)
May 30, 2019 JEF P 65,597 $13.99 $917,702 5,098,932 Direct +1.30% Acquired 318.7% (price as of 2026-08-21)
May 29, 2019 JEF P 265,277 $13.63 $3,615,726 5,033,335 Direct +5.56% Acquired 329.8% (price as of 2026-08-21)
May 28, 2019 JEF P 98,515 $13.89 $1,368,373 4,768,058 Direct +2.11% Acquired 321.7% (price as of 2026-08-21)
May 24, 2019 JEF P 77,908 $13.70 $1,067,340 4,669,543 Direct +1.70% Acquired 327.6% (price as of 2026-08-21)
May 23, 2019 JEF P 148,649 $13.63 $2,026,086 4,591,635 Direct +3.35% Acquired 329.8% (price as of 2026-08-21)
May 22, 2019 JEF P 15,000 $13.98 $209,700 4,442,986 Direct +0.34% Acquired 319.0% (price as of 2026-08-21)
May 21, 2019 JEF P 100 $14.00 $1,400 4,427,986 Direct 0.00% Acquired 318.4% (price as of 2026-08-21)
May 20, 2019 JEF P 3,817 $13.90 $53,056 4,427,886 Direct +0.09% Acquired 321.4% (price as of 2026-08-21)
May 17, 2019 JEF P 50,000 $13.95 $697,500 4,424,069 Direct +1.14% Acquired 319.9% (price as of 2026-08-21)
May 16, 2019 JEF P 53,347 $13.96 $744,724 4,374,069 Direct +1.23% Acquired 319.6% (price as of 2026-08-21)
May 15, 2019 JEF P 148,948 $13.96 $2,079,314 4,320,722 Direct +3.57% Acquired 319.6% (price as of 2026-08-21)
May 13, 2019 JEF P 138,571 $13.56 $1,879,023 4,171,774 Direct +3.44% Acquired 332.0% (price as of 2026-08-21)
May 10, 2019 JEF P 78,773 $13.48 $1,061,860 4,033,203 Direct +1.99% Acquired 334.6% (price as of 2026-08-21)
May 9, 2019 JEF P 167,809 $13.03 $2,186,551 3,954,430 Direct +4.43% Acquired 349.6% (price as of 2026-08-21)
Nov. 27, 2018 JEF P 193,000 $18.74 $3,616,820 3,786,621 Direct +5.37% Acquired 212.6% (price as of 2026-08-21)
Nov. 26, 2018 JEF P 60,333 $18.37 $1,108,317 3,593,621 Direct +1.71% Acquired 218.9% (price as of 2026-08-21)
Nov. 8, 2018 JEF P 262,710 $19.33 $5,078,184 3,533,288 Direct +8.03% Acquired 203.1% (price as of 2026-08-21)
Nov. 5, 2018 JEF S 1,779 $66.02 $117,450 7,525,666 Direct -0.02% Disposed -11.3% (price as of 2026-08-21)
March 9, 2018 JEF P 7,000 $18.39 $128,730 3,270,578 Direct +0.21% Acquired 218.5% (price as of 2026-08-21)
March 2, 2018 JEF P 188,195 $17.87 $3,363,045 3,263,578 Direct +6.12% Acquired 227.8% (price as of 2026-08-21)
March 1, 2018 JEF P 176,814 $16.59 $2,933,344 3,075,383 Direct +6.10% Acquired 253.1% (price as of 2026-08-21)
Aug. 29, 2017 JEF P 14,008 $43.00 $602,344 10,852,123 Direct +0.13% Acquired 36.2% (price as of 2026-08-21)
March 29, 2017 JEF P 14,008 $43.00 $602,344 10,852,123 Direct +0.13% Acquired 36.2% (price as of 2026-08-21)
March 23, 2017 JEF P 783,889 $39.95 $31,316,366 10,838,115 Direct +7.80% Acquired 46.6% (price as of 2026-08-21)
Dec. 22, 2016 JEF P 3,478,261 $5.75 $20,000,001 3,978,488 Direct +695.34% Acquired 918.8% (price as of 2026-08-21)
Oct. 3, 2016 JEF P 80,000 $37.00 $2,960,000 10,054,226 Direct +0.80% Acquired 58.3% (price as of 2026-08-21)
June 1, 2016 JEF P 7,000,000 $0.50 $3,500,000 7,000,000 Direct — Acquired 11616.0% (price as of 2026-08-21)
Nov. 25, 2014 JEF P 5,000,000 $12.90 $64,500,000 46,632,180 Direct +12.01% Acquired 354.1% (price as of 2026-08-21)
Sept. 23, 2014 JEF P 513,663 — — 9,974,226 Direct +5.43% Acquired (price as of 2026-08-21)
March 28, 2014 JEF P 6,986,337 — — 9,460,563 Direct +282.36% Acquired (price as of 2026-08-21)
March 18, 2014 JEF P 23,000,000 $11.00 $253,000,000 41,632,180 Indirect +123.44% Acquired 432.5% (price as of 2026-08-21)
May 5, 2008 JEF P 685,251 $19.93 $13,657,052 42,352,196 Indirect +1.64% Acquired 201.9% (price as of 2026-08-21)
May 2, 2008 JEF P 1,167,841 $19.98 $23,333,463 41,666,945 Indirect +2.88% Acquired 201.1% (price as of 2026-08-21)
May 1, 2008 JEF P 300,000 $19.59 $5,877,000 40,499,104 Indirect +0.75% Acquired 207.1% (price as of 2026-08-21)
April 30, 2008 JEF P 1,000,000 $18.82 $18,820,000 40,199,104 Indirect +2.55% Acquired 219.7% (price as of 2026-08-21)
April 29, 2008 JEF P 1,497,300 $18.82 $28,179,186 39,199,104 Indirect +3.97% Acquired 219.7% (price as of 2026-08-21)
April 28, 2008 JEF P 1,378,271 $18.78 $25,883,929 37,701,804 Indirect +3.79% Acquired 220.3% (price as of 2026-08-21)
April 25, 2008 JEF P 2,444,416 $17.59 $42,997,277 36,323,533 Indirect +7.22% Acquired 242.0% (price as of 2026-08-21)
April 24, 2008 JEF P 2,161,280 $16.30 $35,228,864 33,879,117 Indirect +6.81% Acquired 269.1% (price as of 2026-08-21)
April 23, 2008 JEF P 866,727 $14.82 $12,844,894 31,717,837 Indirect +2.81% Acquired 305.9% (price as of 2026-08-21)
Jan. 24, 2006 JEF P 75,000 $8.50 $637,500 1,384,985 Direct +5.73% Acquired 1315.6% (price as of 2026-08-21)
Jan. 7, 2005 JEF P 113,320 $7.00 $793,240 1,309,985 Direct +9.47% Acquired 1618.9% (price as of 2026-08-21)
Aug. 20, 2004 JEF P 150,000 $8.25 $1,237,500 1,196,665 Direct +14.33% Acquired 2087.7% (price as of 2026-08-21)
June 14, 2004 JEF P 177,100 $7.71 $1,365,441 177,100 Direct — Acquired 2240.9% (price as of 2026-08-21)
Nov. 12, 2003 JEF P 307,206 $2.75 $844,816 619,817 Direct +98.27% Acquired 6463.1% (price as of 2026-08-21)
Nov. 6, 2003 JEF P 2,752,577 — — 0 Direct — Acquired (price as of 2026-08-21)
Nov. 6, 2003 JEF P 23,547,423 — — 47,247,423 Indirect +99.36% Acquired (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Oct. 2, 2023 JEF Class B Common Stock Class A Common Stock (6,250,000) — — 6,250,000 Disposed
July 14, 2021 HLMN Warrants to purchase Common Stock Common Stock (501,066) $11.50 Oct. 14, 2026 501,066 Disposed
July 14, 2021 HLMN Warrants to purchase Common Stock Common Stock (4,000,000) $11.50 Oct. 14, 2026 4,000,000 Disposed
July 14, 2021 HLMN Class B Common Stock Class A Common Stock (4,671,576) — — 4,671,576 Disposed
July 14, 2021 HLMN Class B Common Stock Class A Common Stock (1,365,924) — — 1,365,924 Disposed
May 10, 2021 JEF Class B Common Stock Class A Common Stock (937,500) — — 937,500 Disposed
Nov. 22, 2020 HLMN Class B Common Stock Class A Common Stock (905,625) — — 905,625 Disposed
Nov. 15, 2018 JEF Sponsor Warrants Class A common stock (3,500,000) $11.50 — 7,000,000 Disposed
June 1, 2016 JEF Sponsor Warrants Class A common stock (3,500,000) — — 7,000,000 Acquired
Aug. 13, 2004 JEF 7% Convertible Subordinated Notes due 2014 Common Stock (869,565) $5.75 Dec. 31, 2014 — Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 17 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
March 24, 2021 JEF Class B common stock→ Class A common stock — Direct
Jan. 8, 2021 JEF Class B common stock→ Class A common stock — Direct
Oct. 8, 2020 HLMN Class B common stock→ Class A common stock — Direct
May 6, 2019 JEF Class B Common Stock→ Class A Common Stock (3,815,625) 3,815,625 Direct
March 2, 2018 JEF Common Stock 2,898,569 Direct
Aug. 19, 2016 JEF Class A Common Stock 500,227 Indirect
Aug. 19, 2016 JEF Warrant to Purchase→ Class A Common Stock (200,000) 200,000 Indirect
Aug. 19, 2016 JEF Warrant to Purchase→ Class A Common Stock (40,000) 40,000 Indirect
Aug. 19, 2016 JEF Warrant to Purchase→ Class A Common Stock (260,000) 260,000 Indirect
May 26, 2016 JEF Class B Common Stock→ Class A Common Stock — Direct
Sept. 27, 2013 JEF Common Stock 18,632,180 Indirect
Feb. 5, 2013 JEF Common Stock 1,000 Direct
April 24, 2008 JEF Common Stock 26,585,310 Direct
April 24, 2008 JEF Common Stock 4,265,800 Indirect
April 23, 2008 JEF Common Stock 26,585,310 Direct
April 23, 2008 JEF Common Stock 4,265,800 Indirect
March 12, 2004 JEF 7% Convertible Subordinated Notes due 2014→ Common Stock (869,565) 869,565 Direct