Jeffrey A Dowdle

Insider

First SEC filing: Dec. 20, 2012 · Latest: Oct. 31, 2013

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

RJF selling Nov. 8, 2023

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 91 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

91 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Jan. 2, 2024	RJF	F	913	$111.50	$101,800	50,829 Direct	-1.76%	Disposed	58.2% (price as of 2026-08-20)
Dec. 15, 2023	RJF	M	2,768	—	—	52,766 Direct	+5.54%	Acquired	(price as of 2026-08-20)
Dec. 15, 2023	RJF	F	1,024	$110.88	$113,541	51,742 Direct	-1.94%	Disposed	59.1% (price as of 2026-08-20)
Dec. 15, 2023	RJF	A	5,411	—	—	5,411 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 15, 2023	RJF	M	2,768	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 15, 2023	RJF	A	3,044	—	—	3,044 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 30, 2023	RJF	M	4,500	—	—	51,262 Direct	+9.62%	Acquired	(price as of 2026-08-20)
Nov. 30, 2023	RJF	F	1,497	$103.75	$155,314	49,765 Direct	-2.92%	Disposed	70.0% (price as of 2026-08-20)
Nov. 30, 2023	RJF	M	4,500	—	—	3,000 Direct	-60.00%	Disposed	(price as of 2026-08-20)
Nov. 29, 2023	RJF	M	1,500	—	—	47,092 Direct	+3.29%	Acquired	(price as of 2026-08-20)
Nov. 29, 2023	RJF	F	330	$102.73	$33,901	46,762 Direct	-0.70%	Disposed	71.7% (price as of 2026-08-20)
Nov. 29, 2023	RJF	M	1,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 22, 2023	RJF	M	1,500	—	—	41,770 Direct	+3.72%	Acquired	(price as of 2026-08-20)
Nov. 22, 2023	RJF	F	330	$104.27	$34,409	41,440 Direct	-0.79%	Disposed	69.2% (price as of 2026-08-20)
Nov. 22, 2023	RJF	M	1,500	—	—	1,500 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Nov. 20, 2023	RJF	A	4,152	—	—	44,422 Direct	+10.31%	Acquired	(price as of 2026-08-20)
Nov. 8, 2023	RJF	S	8,044	$99.41	$799,654	40,270 Direct	-16.65%	Disposed	77.4% (price as of 2026-08-20)
June 7, 2023	RJF	S	5,281	$96.36	$508,877	48,314 Direct	-9.85%	Disposed	83.1% (price as of 2026-08-20)
Jan. 3, 2023	RJF	F	1,039	$106.11	$110,248	53,595 Direct	-1.90%	Disposed	66.2% (price as of 2026-08-20)
Dec. 15, 2022	RJF	A	5,440	—	—	5,440 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 15, 2022	RJF	A	2,834	—	—	2,834 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 13, 2022	RJF	M	3,606	—	—	55,968 Direct	+6.89%	Acquired	(price as of 2026-08-20)
Dec. 13, 2022	RJF	F	1,334	$111.52	$148,768	54,634 Direct	-2.38%	Disposed	58.2% (price as of 2026-08-20)
Dec. 13, 2022	RJF	M	3,606	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 30, 2022	RJF	A	4,723	—	—	51,452 Direct	+10.11%	Acquired	(price as of 2026-08-20)
Nov. 30, 2022	RJF	M	1,500	—	—	52,952 Direct	+2.92%	Acquired	(price as of 2026-08-20)
Nov. 30, 2022	RJF	F	590	$116.90	$68,971	52,362 Direct	-1.11%	Disposed	50.9% (price as of 2026-08-20)
Nov. 30, 2022	RJF	M	1,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 29, 2022	RJF	M	1,500	—	—	47,284 Direct	+3.28%	Acquired	(price as of 2026-08-20)
Nov. 29, 2022	RJF	F	555	$115.37	$64,030	46,729 Direct	-1.17%	Disposed	52.9% (price as of 2026-08-20)
Nov. 29, 2022	RJF	M	1,500	—	—	1,500 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Nov. 28, 2022	RJF	G	1,320	—	—	45,784 Direct	-2.80%	Disposed	(price as of 2026-08-20)
Nov. 22, 2022	RJF	M	4,500	—	—	48,178 Direct	+10.30%	Acquired	(price as of 2026-08-20)
Nov. 22, 2022	RJF	F	1,074	$123.52	$132,660	47,104 Direct	-2.23%	Disposed	42.8% (price as of 2026-08-20)
Nov. 22, 2022	RJF	M	4,500	—	—	3,000 Direct	-60.00%	Disposed	(price as of 2026-08-20)
Feb. 7, 2022	RJF	S	18,972	$112.73	$2,138,714	43,437 Direct	-30.40%	Disposed	56.5% (price as of 2026-08-20)
Jan. 3, 2022	RJF	F	1,074	$102.86	$110,472	62,409 Direct	-1.69%	Disposed	71.5% (price as of 2026-08-20)
Dec. 15, 2021	RJF	A	2,593	—	—	2,593 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 14, 2021	RJF	M	3,846	—	—	64,906 Direct	+6.30%	Acquired	(price as of 2026-08-20)
Dec. 14, 2021	RJF	F	1,423	$96.40	$137,177	63,483 Direct	-2.19%	Disposed	83.0% (price as of 2026-08-20)
Dec. 14, 2021	RJF	M	3,846	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 2, 2021	RJF	A	6,321	—	—	6,321 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 1, 2021	RJF	A	4,884	—	—	61,060 Direct	+8.69%	Acquired	(price as of 2026-08-20)
Nov. 30, 2021	RJF	M	1,500	—	—	55,460 Direct	+2.78%	Acquired	(price as of 2026-08-20)
Nov. 30, 2021	RJF	M	1,500	—	—	56,960 Direct	+2.70%	Acquired	(price as of 2026-08-20)
Nov. 30, 2021	RJF	F	392	$98.29	$38,530	56,568 Direct	-0.69%	Disposed	79.5% (price as of 2026-08-20)
Nov. 30, 2021	RJF	F	392	$98.29	$38,530	56,176 Direct	-0.69%	Disposed	79.5% (price as of 2026-08-20)
Nov. 30, 2021	RJF	M	1,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 30, 2021	RJF	M	1,500	—	—	1,500 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Nov. 29, 2021	RJF	M	4,500	—	—	55,055 Direct	+8.90%	Acquired	(price as of 2026-08-20)
Nov. 29, 2021	RJF	F	1,095	$100.57	$110,124	53,960 Direct	-1.99%	Disposed	75.4% (price as of 2026-08-20)
Nov. 29, 2021	RJF	M	4,500	—	—	3,000 Direct	-60.00%	Disposed	(price as of 2026-08-20)
March 3, 2021	RJF	S	9,596	$118.72	$1,139,237	33,525 Direct	-22.25%	Disposed	122.9% (price as of 2026-08-20)
March 3, 2021	RJF	S	750	$119.12	$89,340	750 Indirect	-50.00%	Disposed	122.1% (price as of 2026-08-20)
March 3, 2021	RJF	S	750	$119.10	$89,325	750 Indirect	-50.00%	Disposed	122.2% (price as of 2026-08-20)
Jan. 4, 2021	RJF	F	495	$94.03	$46,545	43,121 Direct	-1.13%	Disposed	181.4% (price as of 2026-08-20)
Dec. 15, 2020	RJF	M	1,803	—	—	44,283 Direct	+4.24%	Acquired	(price as of 2026-08-20)
Dec. 15, 2020	RJF	F	667	$93.49	$62,358	43,616 Direct	-1.51%	Disposed	183.0% (price as of 2026-08-20)
Dec. 15, 2020	RJF	M	1,803	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 15, 2020	RJF	A	1,845	—	—	1,845 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 4, 2020	RJF	M	12,500	$55.49	$693,625	51,489 Direct	+32.06%	Acquired	376.8% (price as of 2026-08-20)
Dec. 4, 2020	RJF	F	9,009	$95.83	$863,332	42,480 Direct	-17.50%	Disposed	176.1% (price as of 2026-08-20)
Dec. 4, 2020	RJF	M	12,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 3, 2020	RJF	A	5,000	—	—	5,000 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 2, 2020	RJF	A	2,254	—	—	38,989 Direct	+6.14%	Acquired	(price as of 2026-08-20)
Nov. 30, 2020	RJF	M	3,000	—	—	36,881 Direct	+8.85%	Acquired	(price as of 2026-08-20)
Nov. 30, 2020	RJF	M	1,000	—	—	37,881 Direct	+2.71%	Acquired	(price as of 2026-08-20)
Nov. 30, 2020	RJF	F	286	$90.95	$26,012	37,595 Direct	-0.75%	Disposed	190.9% (price as of 2026-08-20)
Nov. 30, 2020	RJF	F	860	$90.95	$78,217	36,735 Direct	-2.29%	Disposed	190.9% (price as of 2026-08-20)
Nov. 30, 2020	RJF	M	1,000	—	—	1,000 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Nov. 30, 2020	RJF	M	3,000	—	—	2,000 Direct	-60.00%	Disposed	(price as of 2026-08-20)
Nov. 18, 2020	RJF	M	1,000	—	—	34,124 Direct	+3.02%	Acquired	(price as of 2026-08-20)
Nov. 18, 2020	RJF	F	243	$89.08	$21,646	33,881 Direct	-0.71%	Disposed	197.0% (price as of 2026-08-20)
Nov. 18, 2020	RJF	M	1,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 17, 2020	RJF	S	9,200	$88.29	$812,268	33,124 Direct	-21.74%	Disposed	199.7% (price as of 2026-08-20)
Nov. 9, 2020	RJF	M	12,500	$48.20	$602,500	50,459 Direct	+32.93%	Acquired	448.9% (price as of 2026-08-20)
Nov. 9, 2020	RJF	F	8,135	$85.59	$696,275	42,324 Direct	-16.12%	Disposed	209.1% (price as of 2026-08-20)
Nov. 9, 2020	RJF	M	12,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 20, 2020	RJF	S	8,692	$100.52	$873,720	37,959 Direct	-18.63%	Disposed	163.2% (price as of 2026-08-20)
Jan. 2, 2020	RJF	F	677	$90.78	$61,458	46,651 Direct	-1.43%	Disposed	191.5% (price as of 2026-08-20)
Dec. 15, 2019	RJF	M	1,793	—	—	48,033 Direct	+3.88%	Acquired	(price as of 2026-08-20)
Dec. 15, 2019	RJF	F	705	$90.88	$64,070	47,328 Direct	-1.47%	Disposed	191.1% (price as of 2026-08-20)
Dec. 15, 2019	RJF	M	1,793	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 13, 2019	RJF	A	2,404	—	—	2,404 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 30, 2019	RJF	M	3,000	—	—	46,723 Direct	+6.86%	Acquired	(price as of 2026-08-20)
Nov. 30, 2019	RJF	F	763	$89.82	$68,533	45,960 Direct	-1.63%	Disposed	194.6% (price as of 2026-08-20)
Nov. 30, 2019	RJF	M	3,000	—	—	2,000 Direct	-60.00%	Disposed	(price as of 2026-08-20)
Nov. 22, 2019	RJF	A	5,000	—	—	5,000 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 21, 2019	RJF	A	2,491	—	—	43,723 Direct	+6.04%	Acquired	(price as of 2026-08-20)
Nov. 18, 2019	RJF	M	1,000	—	—	41,475 Direct	+2.47%	Acquired	(price as of 2026-08-20)
Nov. 18, 2019	RJF	F	243	$89.44	$21,734	41,232 Direct	-0.59%	Disposed	195.8% (price as of 2026-08-20)
Nov. 18, 2019	RJF	M	1,000	—	—	1,000 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Nov. 8, 2019	RJF	M	12,500	$37.87	$473,375	46,838 Direct	+36.40%	Acquired	598.7% (price as of 2026-08-20)
Nov. 8, 2019	RJF	F	6,363	$89.29	$568,152	40,475 Direct	-13.59%	Disposed	196.3% (price as of 2026-08-20)
Nov. 8, 2019	RJF	M	12,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Sept. 12, 2019	RJF	S	8,398	$84.91	$713,074	34,338 Direct	-19.65%	Disposed	211.6% (price as of 2026-08-20)
Dec. 15, 2018	RJF	M	2,240	—	—	42,736 Direct	+5.53%	Acquired	(price as of 2026-08-20)
Dec. 15, 2018	RJF	M	2,240	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 14, 2018	RJF	A	2,564	—	—	2,564 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 28, 2018	RJF	A	2,822	—	—	40,185 Direct	+7.55%	Acquired	(price as of 2026-08-20)

Showing latest 100 of 160 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Dec. 15, 2023	RJF	Restricted Stock Units	Common Stock (5,411)	—	Dec. 15, 2028	5,411	Acquired
Dec. 15, 2023	RJF	Restricted Stock Units	Common Stock (2,768)	—	Dec. 15, 2023	2,768	Disposed
Dec. 15, 2023	RJF	Restricted Stock Units	Common Stock (3,044)	—	Dec. 15, 2026	3,044	Acquired
Nov. 30, 2023	RJF	Restricted Stock Units	Common Stock (4,500)	—	Nov. 30, 2025	4,500	Disposed
Nov. 29, 2023	RJF	Restricted Stock Units	Common Stock (1,500)	—	Nov. 29, 2023	1,500	Disposed
Nov. 22, 2023	RJF	Restricted Stock Units	Common Stock (1,500)	—	Nov. 22, 2024	1,500	Disposed
Dec. 15, 2022	RJF	Restricted Stock Units	Common Stock (5,440)	—	Dec. 15, 2027	5,440	Acquired
Dec. 15, 2022	RJF	Restricted Stock Units	Common Stock (2,834)	—	Dec. 15, 2025	2,834	Acquired
Dec. 13, 2022	RJF	Restricted Stock Units	Common Stock (3,606)	—	Dec. 13, 2022	3,606	Disposed
Nov. 30, 2022	RJF	Restricted Stock Units	Common Stock (1,500)	—	Nov. 30, 2022	1,500	Disposed
Nov. 29, 2022	RJF	Restricted Stock Units	Common Stock (1,500)	—	Nov. 29, 2023	1,500	Disposed
Nov. 22, 2022	RJF	Restricted Stock Units	Common Stock (4,500)	—	Nov. 22, 2024	4,500	Disposed
Dec. 15, 2021	RJF	Restricted Stock Units	Common Stock (2,593)	—	Dec. 15, 2024	2,593	Acquired
Dec. 14, 2021	RJF	Restricted Stock Units	Common Stock (3,846)	—	Dec. 14, 2021	3,846	Disposed
Dec. 2, 2021	RJF	Restricted Stock Units	Common Stock (6,321)	—	Nov. 30, 2026	6,321	Acquired
Nov. 30, 2021	RJF	Restricted Stock Units	Common Stock (1,500)	—	Nov. 30, 2021	1,500	Disposed
Nov. 30, 2021	RJF	Restricted Stock Units	Common Stock (1,500)	—	Nov. 30, 2022	1,500	Disposed
Nov. 29, 2021	RJF	Restricted Stock Units	Common Stock (4,500)	—	Nov. 29, 2023	4,500	Disposed
Dec. 15, 2020	RJF	Restricted Stock Units	Common Stock (1,803)	—	Dec. 15, 2020	1,803	Disposed
Dec. 15, 2020	RJF	Restricted Stock Units	Common Stock (1,845)	—	Dec. 15, 2023	1,845	Acquired
Dec. 4, 2020	RJF	Employee Stock Option (right to buy)	Common Stock (12,500)	$55.49	Nov. 20, 2021	12,500	Disposed
Dec. 3, 2020	RJF	Restricted Stock Units	Common Stock (5,000)	—	Nov. 30, 2025	5,000	Acquired
Nov. 30, 2020	RJF	Restricted Stock Units	Common Stock (1,000)	—	Nov. 30, 2021	1,000	Disposed
Nov. 30, 2020	RJF	Restricted Stock Units	Common Stock (3,000)	—	Nov. 30, 2022	3,000	Disposed
Nov. 18, 2020	RJF	Restricted Stock Units	Common Stock (1,000)	—	Nov. 18, 2020	1,000	Disposed
Nov. 9, 2020	RJF	Employee Stock Option (right to buy)	Common Stock (12,500)	$48.20	Nov. 21, 2020	12,500	Disposed
Dec. 15, 2019	RJF	Restricted Stock Units	Common Stock (1,793)	—	Dec. 15, 2019	1,793	Disposed
Dec. 13, 2019	RJF	Restricted Stock Units	Common Stock (2,404)	—	Dec. 13, 2022	2,404	Acquired
Nov. 30, 2019	RJF	Restricted Stock Units	Common Stock (3,000)	—	Nov. 30, 2021	3,000	Disposed
Nov. 22, 2019	RJF	Restricted Stock Units	Common Stock (5,000)	—	Nov. 22, 2024	5,000	Acquired
Nov. 18, 2019	RJF	Restricted Stock Units	Common Stock (1,000)	—	Nov. 18, 2020	1,000	Disposed
Nov. 8, 2019	RJF	Employee Stock Option (right to buy)	Common Stock (12,500)	$37.87	Nov. 29, 2019	12,500	Disposed
Dec. 15, 2018	RJF	Restricted Stock Units	Common Stock (2,240)	—	Dec. 15, 2018	2,240	Disposed
Dec. 14, 2018	RJF	Restricted Stock Units	Common Stock (2,564)	—	Dec. 14, 2021	2,564	Acquired
Nov. 29, 2018	RJF	Restricted Stock Units	Common Stock (5,000)	—	Nov. 29, 2023	5,000	Acquired
Nov. 18, 2018	RJF	Restricted Stock Units	Common Stock (3,000)	—	Nov. 18, 2020	3,000	Disposed
Dec. 15, 2017	RJF	Restricted Stock Units	Common Stock (2,099)	—	Dec. 15, 2017	2,099	Disposed
Dec. 15, 2017	RJF	Restricted Stock Units	Common Stock (1,803)	—	Dec. 15, 2020	1,803	Acquired
Nov. 30, 2017	RJF	Restricted Stock Units	Common Stock (5,000)	—	Nov. 30, 2022	5,000	Acquired
Dec. 15, 2016	RJF	Restricted Stock Units	Common Stock (1,793)	—	Dec. 15, 2019	1,793	Acquired
Dec. 13, 2016	RJF	Restricted Stock Units	Common Stock (2,048)	—	Dec. 13, 2016	2,048	Disposed
Nov. 30, 2016	RJF	Restricted Stock Units	Common Stock (5,000)	—	Nov. 30, 2021	5,000	Acquired
Nov. 22, 2016	RJF	Employee Stock Option (right to buy)	Common Stock (10,000)	$27.10	Jan. 22, 2017	10,000	Disposed
Dec. 15, 2015	RJF	Restricted Stock Units	Common Stock (2,240)	—	Dec. 15, 2018	2,240	Acquired
Dec. 14, 2015	RJF	Restricted Stock Units	Common Stock (2,269)	—	Dec. 14, 2015	2,269	Disposed
Nov. 18, 2015	RJF	Restricted Stock Units	Common Stock (5,000)	—	Nov. 18, 2020	5,000	Acquired
Oct. 16, 2015	RJF	Employee Stock Option (right to buy)	Common Stock (8,000)	$25.28	Nov. 24, 2015	8,000	Disposed
Dec. 15, 2014	RJF	Restricted Stock Units	Common Stock (2,099)	—	Dec. 15, 2017	2,099	Acquired
Dec. 15, 2014	RJF	Restricted Stock Units	Common Stock (6,111)	—	Dec. 15, 2014	6,111	Disposed
Nov. 20, 2014	RJF	Employee Stock Option (right to buy)	Common Stock (12,500)	$55.49	Nov. 20, 2021	12,500	Acquired
Dec. 15, 2013	RJF	Restricted Stock Units	Common Stock (4,317)	—	Dec. 15, 2013	4,317	Disposed
Dec. 13, 2013	RJF	Restricted Stock Units	Common Stock (2,048)	—	Dec. 13, 2016	2,048	Acquired
Nov. 21, 2013	RJF	Employee Stock Option (right to buy)	Common Stock (12,500)	$48.20	Nov. 21, 2020	12,500	Acquired
Dec. 14, 2012	RJF	Restricted Stock Units	Common Stock (2,269)	—	Dec. 14, 2015	2,269	Acquired
Dec. 14, 2012	RJF	Performance Restricted Stock Units	Common Stock (2,269)	—	March 15, 2016	2,269	Acquired
Nov. 30, 2012	RJF	Employee Stock Option (right to buy)	Common Stock (7,500)	$30.44	Jan. 27, 2013	7,500	Disposed
Nov. 29, 2012	RJF	Employee Stock Option (right to buy)	Common Stock (12,500)	$37.87	Nov. 29, 2019	12,500	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 26 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Dec. 20, 2012	RJF	Common Stock	900	Indirect
April 11, 2012	RJF	Common Stock	34,530	Direct
April 11, 2012	RJF	Common Stock	2,400	Indirect
April 11, 2012	RJF	Common Stock	6,820	Indirect
April 11, 2012	RJF	Common Stock	10,000	Indirect
April 11, 2012	RJF	Common Stock	1,500	Indirect
April 11, 2012	RJF	Common Stock	1,500	Indirect
April 11, 2012	RJF	Common Stock	3,000	Indirect
April 11, 2012	RJF	Common Stock	3,000	Indirect
April 11, 2012	RJF	Employee Stock Option (right to buy)→ Common Stock (8,000)	8,000	Direct
April 11, 2012	RJF	Employee Stock Option (right to buy)→ Common Stock (10,000)	10,000	Direct
April 11, 2012	RJF	Employee Stock Option (right to buy)→ Common Stock (7,500)	7,500	Direct
April 11, 2012	RJF	Restricted Stock Units→ Common Stock (4,317)	4,317	Direct
April 11, 2012	RJF	Restricted Stock Units→ Common Stock (6,111)	6,111	Direct
Feb. 6, 2012	RJF	Common Stock	34,530	Direct
Feb. 6, 2012	RJF	Common Stock	2,400	Indirect
Feb. 6, 2012	RJF	Common Stock	6,820	Indirect
Feb. 6, 2012	RJF	Common Stock	1,500	Indirect
Feb. 6, 2012	RJF	Common Stock	1,500	Indirect
Feb. 6, 2012	RJF	Common Stock	3,000	Indirect
Feb. 6, 2012	RJF	Common Stock	3,000	Indirect
Feb. 6, 2012	RJF	Employee Stock Option (right to buy)→ Common Stock (8,000)	8,000	Direct
Feb. 6, 2012	RJF	Employee Stock Option (right to buy)→ Common Stock (10,000)	10,000	Direct
Feb. 6, 2012	RJF	Employee Stock Option (right to buy)→ Common Stock (7,500)	7,500	Direct
Feb. 6, 2012	RJF	Restricted Stock Units→ Common Stock (4,317)	4,317	Direct
Feb. 6, 2012	RJF	Restricted Stock Units→ Common Stock (6,111)	6,111	Direct