Jeffrey Chi

CIK 1839163 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 12, 2025 · Latest: Feb. 12, 2025

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 3 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
June 11, 2025 AARD A 61,017 61,017 Direct Acquired (price as of 2026-08-20)
Feb. 14, 2025 AARD C 1,130,135 0 Indirect -100.00% Disposed (price as of 2026-08-20)
Feb. 14, 2025 AARD C 133,364 133,364 Indirect Acquired (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 11, 2025 AARD Stock Option (right to buy) Common Stock (61,017) $11.29 June 11, 2035 61,017 Acquired
Feb. 14, 2025 AARD Series C Convertible Preferred Stock Common Stock (133,364) 1,130,135 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Feb. 12, 2025 AARD Series C Convertible Preferred Stock→ Common Stock (133,364) 133,364 Indirect