Insider at

04

Insider transactions

05
1 buys (P) 7 sells (S) Net: $-1,336,460 + 33 non-open-market transactions below Avg return of open purchases vs now: -0.5% last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

33 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
May 15, 2026 SHAK P 1,000 $61.30 $61,300 5,470 Direct +22.37% Acquired -0.5% (price as of 2026-10-02)
Dec. 8, 2025 PNNT S 121,533 $5.92 $719,475 32,382 Indirect -78.96% Disposed -45.1% (price as of 2026-10-02)
Dec. 5, 2025 PNNT S 20,000 $5.85 $117,000 153,915 Indirect -11.50% Disposed -44.4% (price as of 2026-10-02)
Dec. 4, 2025 PNNT S 23,303 $5.78 $134,691 173,915 Indirect -11.82% Disposed -43.8% (price as of 2026-10-02)
Dec. 3, 2025 PNNT S 10,000 $5.75 $57,500 197,218 Indirect -4.83% Disposed -43.5% (price as of 2026-10-02)
Dec. 1, 2025 PNNT S 21,100 $6.04 $127,444 207,218 Indirect -9.24% Disposed -46.2% (price as of 2026-10-02)
Nov. 28, 2025 PNNT S 15,000 $6.06 $90,900 228,318 Indirect -6.16% Disposed -46.4% (price as of 2026-10-02)
Nov. 26, 2025 PNNT S 25,000 $6.03 $150,750 243,318 Indirect -9.32% Disposed -46.1% (price as of 2026-10-02)
Aug. 5, 2024 SHAK S 10b5-1 304 $90.39 $27,479 3,347 Direct -8.33% Disposed -32.5% (price as of 2026-10-02)
July 17, 2024 SHAK S 10b5-1 152 $90.08 $13,692 3,651 Direct -4.00% Disposed -32.3% (price as of 2026-10-02)
July 5, 2024 SHAK S 10b5-1 152 $85.26 $12,960 3,803 Direct -3.84% Disposed -28.5% (price as of 2026-10-02)
June 4, 2024 SHAK S 10b5-1 304 $92.10 $27,998 3,146 Direct -8.81% Disposed -33.8% (price as of 2026-10-02)
May 1, 2024 SHAK S 10b5-1 304 $104.55 $31,783 3,450 Direct -8.10% Disposed -41.7% (price as of 2026-10-02)
April 4, 2024 SHAK S 10b5-1 304 $103.01 $31,315 3,754 Direct -7.49% Disposed -40.8% (price as of 2026-10-02)
March 4, 2024 SHAK S 10b5-1 304 $108.05 $32,847 4,058 Direct -6.97% Disposed -43.6% (price as of 2026-10-02)
Feb. 15, 2024 SHAK S 10b5-1 900 $93.36 $84,024 4,536 Direct -16.56% Disposed -34.7% (price as of 2026-10-02)
Feb. 15, 2024 SHAK S 10b5-1 174 $94.67 $16,473 4,362 Direct -3.84% Disposed -35.6% (price as of 2026-10-02)
Feb. 5, 2024 SHAK S 10b5-1 152 $76.05 $11,560 5,436 Direct -2.72% Disposed -19.8% (price as of 2026-10-02)
Jan. 29, 2024 SHAK S 10b5-1 152 $75.09 $11,414 5,588 Direct -2.65% Disposed -18.8% (price as of 2026-10-02)
Dec. 26, 2023 SHAK S 10b5-1 771 $75.07 $57,879 5,740 Direct -11.84% Disposed -18.8% (price as of 2026-10-02)
Aug. 21, 2023 SHAK S 10b5-1 1,987 $69.86 $138,812 6,511 Direct -23.38% Disposed -12.7% (price as of 2026-10-02)
Feb. 2, 2023 SHAK S 10b5-1 1,864 $60.07 $111,970 6,983 Direct -21.07% Disposed 1.5% (price as of 2026-10-02)
March 19, 2020 PFLA P 400 $3.56 $1,424 12,400 Indirect +3.33% Acquired 596.6% (price as of 2026-10-02)
May 23, 2017 SHAK S 3,321 $37.45 $124,371 3,324 Direct -49.98% Disposed 62.8% (price as of 2026-10-02)
Dec. 13, 2016 SHAK S 15,000 $37.91 $568,650 18,240 Direct -45.13% Disposed 60.9% (price as of 2026-10-02)
Dec. 6, 2016 PNNT S 4,708 $7.61 $35,828 172,782 Indirect -2.65% Disposed -57.3% (price as of 2026-10-02)
Aug. 15, 2016 SHAK S 15,772 $37.92 $598,074 199,050 Indirect -7.34% Disposed 60.8% (price as of 2026-10-02)
May 25, 2016 SHAK S 10b5-1 14,300 $35.40 $506,220 275,700 Indirect -4.93% Disposed 72.3% (price as of 2026-10-02)
May 25, 2016 SHAK S 10b5-1 10,700 $36.31 $388,517 265,000 Indirect -3.88% Disposed 67.9% (price as of 2026-10-02)
May 24, 2016 SHAK S 10b5-1 10,000 $35.27 $352,700 290,000 Indirect -3.33% Disposed 72.9% (price as of 2026-10-02)
Dec. 8, 2015 PNNT P 15,000 $6.73 $100,950 177,490 Indirect +9.23% Acquired -51.7% (price as of 2026-10-02)
Dec. 4, 2015 PNNT P 4,708 $7.24 $34,086 162,490 Indirect +2.98% Acquired -55.1% (price as of 2026-10-02)
Nov. 25, 2015 PNNT P 10,000 $7.06 $70,600 147,778 Direct +7.26% Acquired -54.0% (price as of 2026-10-02)
Nov. 23, 2015 PFLA P 500 $11.60 $5,800 3,500 Direct +16.67% Acquired 113.8% (price as of 2026-10-02)
Nov. 19, 2015 PNNT P 17,000 $6.65 $113,050 157,782 Indirect +12.08% Acquired -51.1% (price as of 2026-10-02)
Nov. 16, 2015 PNNT P 10,000 $6.52 $65,200 140,782 Indirect +7.65% Acquired -50.2% (price as of 2026-10-02)
Nov. 12, 2015 PNNT P 7,090 $6.52 $46,227 137,778 Direct +5.43% Acquired -50.2% (price as of 2026-10-02)
Nov. 12, 2015 PNNT P 25,382 $6.50 $164,983 130,782 Indirect +24.08% Acquired -50.0% (price as of 2026-10-02)
Sept. 1, 2015 PFLA P 1,500 $11.58 $17,370 3,000 Direct +100.00% Acquired 114.2% (price as of 2026-10-02)
Sept. 1, 2015 PFLA P 1,500 $12.14 $18,210 1,500 Direct · Acquired 104.3% (price as of 2026-10-02)
Aug. 31, 2015 PFLA P 6,000 $12.10 $72,600 12,000 Indirect +100.00% Acquired 105.0% (price as of 2026-10-02)
Aug. 26, 2015 PFLA P 6,000 $12.11 $72,660 6,000 Indirect · Acquired 104.8% (price as of 2026-10-02)
Aug. 18, 2015 SHAK S 226,978 $57.75 $13,107,980 30,000 Direct -88.33% Disposed 5.6% (price as of 2026-10-02)
Aug. 18, 2015 SHAK S 20,404 $57.75 $1,178,331 0 Indirect -100.00% Disposed 5.6% (price as of 2026-10-02)
Feb. 4, 2015 SHAK P 30,000 $21.00 $630,000 30,000 Direct · Acquired 190.4% (price as of 2026-10-02)
May 13, 2014 PNNT P 2,800 $10.75 $30,100 130,688 Direct +2.19% Acquired -69.8% (price as of 2026-10-02)
May 13, 2014 PNNT P 6,000 $10.77 $64,620 105,400 Indirect +6.04% Acquired -69.8% (price as of 2026-10-02)
Feb. 21, 2013 PNNT P 35,000 $11.39 $398,650 99,400 Indirect +54.35% Acquired -71.5% (price as of 2026-10-02)
Feb. 15, 2013 PNNT P 15,900 $11.44 $181,896 64,400 Indirect +32.78% Acquired -71.6% (price as of 2026-10-02)
Feb. 13, 2013 PNNT P 35,000 $11.30 $395,500 48,500 Indirect +259.26% Acquired -71.2% (price as of 2026-10-02)
Feb. 22, 2012 PNNT P 13,500 $11.00 $148,500 13,500 Indirect · Acquired -70.5% (price as of 2026-10-02)
Feb. 13, 2012 PNNT P 25,530 $10.73 $273,937 127,888 Direct +24.94% Acquired -69.7% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
May 23, 2017 SHAK Stock Option (Right to Buy) CLASS A COMMON STOCK (3,405) $34.62 May 19, 2026 3,405 Disposed
Aug. 12, 2016 SHAK Common Membership Interests CLASS A COMMON STOCK (214,822) · · 214,822 Disposed
Aug. 18, 2015 SHAK Common Membership Interests CLASS A COMMON STOCK (226,978) · · 226,978 Disposed
Aug. 18, 2015 SHAK Common Membership Interests CLASS A COMMON STOCK (20,404) · · 20,404 Disposed
Feb. 4, 2015 SHAK COMMON MEMBERSHIP INTERESTS CLASS A COMMON STOCK (685,226) · · 685,226 Acquired
Feb. 4, 2015 SHAK COMMON MEMBERSHIP INTERESTS CLASS A COMMON STOCK (922,574) · · 922,574 Acquired
Feb. 4, 2015 SHAK COMMON MEMBERSHIP INTERESTS CLASS A COMMON STOCK (226,978) · · 226,978 Acquired
Jan. 29, 2015 SHAK STOCK OPTION (RIGHT TO BUY) CLASS A COMMON STOCK (8,251) $21.00 Jan. 29, 2025 8,251 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
April 15, 2011 PFLA Common Stock 0 Direct
April 19, 2007 PNNT Common Stock 66,666 Direct