Jeffrey M Lyons

CIK 1296453 · View on SEC EDGAR ↗

Insider

First SEC filing: July 7, 2004 · Latest: July 7, 2004

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 6 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

6 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Dec. 16, 2004 SCHW S 10b5-1 25,000 $11.90 $297,500 369,501 Indirect -6.34% Disposed 833.4% (price as of 2026-08-20)
Nov. 30, 2004 SCHW S 5,100 $10.85 $55,335 414,715 Indirect -1.21% Disposed 923.7% (price as of 2026-08-20)
Nov. 30, 2004 SCHW S 500 $10.76 $5,380 414,215 Indirect -0.12% Disposed 932.3% (price as of 2026-08-20)
Nov. 30, 2004 SCHW S 10,700 $10.75 $115,025 403,515 Indirect -2.58% Disposed 933.3% (price as of 2026-08-20)
Nov. 30, 2004 SCHW S 9,014 $10.74 $96,810 394,501 Indirect -2.23% Disposed 934.2% (price as of 2026-08-20)
Nov. 29, 2004 SCHW S 10,500 $10.95 $114,975 382,001 Indirect -2.68% Disposed 914.4% (price as of 2026-08-20)
Nov. 29, 2004 SCHW S 14,500 $10.96 $158,920 367,501 Indirect -3.80% Disposed 913.5% (price as of 2026-08-20)
Nov. 16, 2004 SCHW S 1,100 $10.37 $11,407 416,401 Indirect -0.26% Disposed 971.1% (price as of 2026-08-20)
Nov. 16, 2004 SCHW S 400 $10.39 $4,156 416,001 Indirect -0.10% Disposed 969.1% (price as of 2026-08-20)
Nov. 16, 2004 SCHW S 2,400 $10.40 $24,960 413,601 Indirect -0.58% Disposed 968.0% (price as of 2026-08-20)
Nov. 16, 2004 SCHW S 800 $10.41 $8,328 412,801 Indirect -0.19% Disposed 967.0% (price as of 2026-08-20)
Nov. 16, 2004 SCHW S 3,300 $10.42 $34,386 409,501 Indirect -0.80% Disposed 966.0% (price as of 2026-08-20)
Nov. 16, 2004 SCHW S 2,800 $10.43 $29,204 406,701 Indirect -0.68% Disposed 965.0% (price as of 2026-08-20)
Nov. 16, 2004 SCHW S 2,200 $10.44 $22,968 404,501 Indirect -0.54% Disposed 963.9% (price as of 2026-08-20)
Nov. 16, 2004 SCHW S 3,000 $10.45 $31,350 401,501 Indirect -0.74% Disposed 962.9% (price as of 2026-08-20)
Nov. 16, 2004 SCHW S 2,600 $10.46 $27,196 398,901 Indirect -0.65% Disposed 961.9% (price as of 2026-08-20)
Nov. 16, 2004 SCHW S 500 $10.47 $5,235 398,401 Indirect -0.13% Disposed 960.9% (price as of 2026-08-20)
Nov. 16, 2004 SCHW S 1,600 $10.48 $16,768 396,801 Indirect -0.40% Disposed 959.9% (price as of 2026-08-20)
Nov. 16, 2004 SCHW S 900 $10.49 $9,441 395,901 Indirect -0.23% Disposed 958.9% (price as of 2026-08-20)
Nov. 16, 2004 SCHW S 1,100 $10.50 $11,550 394,801 Indirect -0.28% Disposed 957.9% (price as of 2026-08-20)
Nov. 16, 2004 SCHW S 1,700 $10.52 $17,884 393,101 Indirect -0.43% Disposed 955.8% (price as of 2026-08-20)
Nov. 16, 2004 SCHW S 600 $10.53 $6,318 392,501 Indirect -0.15% Disposed 954.8% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Nov. 30, 2004 SCHW Non-Qualified Stock Option (Right to Buy) Common Stock (25,314) $3.35 Dec. 17, 2005 25,314 Disposed
Nov. 30, 2004 SCHW Incentive Stock Option (Right to Buy) Common Stock (27,000) $5.80 Feb. 26, 2007 27,000 Disposed
Sept. 30, 2004 SCHW Non-Qualified Stock Option (Right to Buy) Common Stock (228,103) $9.19 Sept. 30, 2011 228,103 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 26 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
July 7, 2004 SCHW Common Stock 21,040 Direct
July 7, 2004 SCHW Common Stock 417,501 Indirect
July 7, 2004 SCHW Common Stock 22,348 Indirect
July 7, 2004 SCHW Common Stock 234,405 Indirect
July 7, 2004 SCHW Common Stock 9,531 Indirect
July 7, 2004 SCHW Non-Qualified Stock Options→ Common Stock (25,314) 25,314 Direct
July 7, 2004 SCHW Incentive Stock Options→ Common Stock (27,000) 27,000 Direct
July 7, 2004 SCHW Non-Qualified Stock Options→ Common Stock (27,000) 27,000 Direct
July 7, 2004 SCHW Non-Qualified Stock Options→ Common Stock (20,250) 20,250 Direct
July 7, 2004 SCHW Incentive Stock Options→ Common Stock (20,250) 20,250 Direct
July 7, 2004 SCHW Incentive Stock Options→ Common Stock (7,917) 7,917 Direct
July 7, 2004 SCHW Non-Qualified Stock Options→ Common Stock (13,083) 13,083 Direct
July 7, 2004 SCHW Non-Qualified Stock Options→ Common Stock (7,500) 7,500 Direct
July 7, 2004 SCHW Non-Qualified Stock Options→ Common Stock (16,500) 16,500 Direct
July 7, 2004 SCHW Non-Qualified Stock Options→ Common Stock (8,000) 8,000 Direct
July 7, 2004 SCHW Non-Qualified Stock Options→ Common Stock (50,000) 50,000 Direct
July 7, 2004 SCHW Incentive Stock Options→ Common Stock (5,500) 5,500 Direct
July 7, 2004 SCHW Non-Qualified Stock Options→ Common Stock (5,500) 5,500 Direct
July 7, 2004 SCHW Non-Qualified Stock Options→ Common Stock (4,000) 4,000 Direct
July 7, 2004 SCHW Non-Qualified Stock Options→ Common Stock (85,000) 85,000 Direct
July 7, 2004 SCHW Incentive Stock Options→ Common Stock (5,662) 5,662 Direct
July 7, 2004 SCHW Non-Qualified Stock Options→ Common Stock (26,338) 26,338 Direct
July 7, 2004 SCHW Non-Qualified Stock Options→ Common Stock (23,400) 23,400 Direct
July 7, 2004 SCHW Non-Qualified Stock Options→ Common Stock (18,750) 18,750 Direct
July 7, 2004 SCHW Incentive Stock Options→ Common Stock (6,250) 6,250 Direct
July 7, 2004 SCHW Non-Qualified Stock Options→ Common Stock (22,500) 22,500 Direct