Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 27 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

27 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
March 22, 2018 WHLRL P 100 $15.86 $1,586 100 Direct · Acquired 435.9% (price as of 2026-10-06)
March 22, 2018 WHLRL P 900 $15.90 $14,310 1,000 Direct +900.00% Acquired 434.6% (price as of 2026-10-06)
May 18, 2017 WHLRL P 1,000 $9.92 $9,920 39,186 Direct +2.62% Acquired 756.9% (price as of 2026-10-06)
May 18, 2017 WHLRL P 4,000 $9.96 $39,840 43,186 Direct +10.21% Acquired 753.4% (price as of 2026-10-06)
March 13, 2017 WHLRL P 15,000 $1.69 $25,350 305,491 Direct +5.16% Acquired 4929.6% (price as of 2026-10-06)
Dec. 14, 2016 WHLRL P 3,270 $1.60 $5,232 238,790 Direct +1.39% Acquired 5212.5% (price as of 2026-10-06)
Dec. 14, 2016 WHLRL P 7,730 $1.59 $12,291 246,520 Direct +3.24% Acquired 5245.9% (price as of 2026-10-06)
Dec. 12, 2016 WHLRL P 1,900 $23.75 $45,125 3,000 Indirect +172.73% Acquired 257.9% (price as of 2026-10-06)
Dec. 12, 2016 WHLRL P 1,000 $23.69 $23,690 4,000 Indirect +33.33% Acquired 258.8% (price as of 2026-10-06)
Dec. 7, 2016 WHLRL P 1,100 $23.60 $25,960 1,100 Indirect · Acquired 260.2% (price as of 2026-10-06)
Nov. 13, 2015 WHLRL P 9,529 $1.88 $17,915 166,000 Direct +6.09% Acquired 4421.3% (price as of 2026-10-06)
June 18, 2015 WHLRL P 10,000 $2.05 $20,500 147,169 Direct +7.29% Acquired 4046.3% (price as of 2026-10-06)
Feb. 9, 2015 WHLRL P 5,000 $3.60 $18,000 17,188 Indirect +41.02% Acquired 2261.1% (price as of 2026-10-06)
Sept. 24, 2014 WHLRL P 2,400 $0.01 $24 13,200 Indirect +22.22% Acquired 849900.0% (price as of 2026-10-06)
Sept. 12, 2014 WHLRL P 4,500 $24.99 $112,455 11,000 Indirect +69.23% Acquired 240.1% (price as of 2026-10-06)
Sept. 12, 2014 WHLRL P 3,000 $0.01 $30 10,800 Indirect +38.46% Acquired 849900.0% (price as of 2026-10-06)
Sept. 12, 2014 WHLRL P 6,000 $25.00 $150,000 10,000 Direct +150.00% Acquired 240.0% (price as of 2026-10-06)
Sept. 12, 2014 WHLRL P 2,000 $25.00 $50,000 4,000 Indirect +100.00% Acquired 240.0% (price as of 2026-10-06)
Sept. 12, 2014 WHLRL P 7,200 · · 12,000 Direct +150.00% Acquired (price as of 2026-10-06)
Sept. 12, 2014 WHLRL P 2,400 · · 4,800 Indirect +100.00% Acquired (price as of 2026-10-06)
April 29, 2014 WHLRL P 2,400 · · 2,400 Indirect · Acquired (price as of 2026-10-06)
April 29, 2014 WHLRL P 4,800 · · 4,800 Direct · Acquired (price as of 2026-10-06)
April 29, 2014 WHLRL P 2,000 $25.00 $50,000 2,000 Indirect · Acquired 240.0% (price as of 2026-10-06)
April 29, 2014 WHLRL P 4,000 $25.00 $100,000 4,000 Direct · Acquired 240.0% (price as of 2026-10-06)
April 24, 2014 WHLRL P 6,500 $24.99 $162,435 6,500 Indirect · Acquired 240.1% (price as of 2026-10-06)
April 24, 2014 WHLRL P 7,800 $0.01 $78 7,800 Indirect · Acquired 849900.0% (price as of 2026-10-06)
Nov. 18, 2013 WHLRL P 10,000 $3.95 $39,500 135,000 Direct +8.00% Acquired 2051.9% (price as of 2026-10-06)
Aug. 21, 2013 WHLRL P 24,500 $4.30 $105,350 16,563 Indirect · Acquired 1876.7% (price as of 2026-10-06)
Aug. 21, 2013 WHLRL P 200 $4.30 $860 750 Indirect +36.36% Acquired 1876.7% (price as of 2026-10-06)
Nov. 13, 2012 WHLRL P 108,000 $5.25 $567,000 13,500 Indirect · Acquired 1519.0% (price as of 2026-10-06)
Nov. 13, 2012 WHLRL P 5,800 $5.25 $30,450 725 Indirect · Acquired 1519.0% (price as of 2026-10-06)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
March 22, 2018 WHLRL Series D Cumulative Convertible Preferred Stock Common Stock (147) $16.96 · 100 Acquired
March 22, 2018 WHLRL Series D Cumulative Convertible Preferred Stock Common Stock (1,327) $16.96 · 900 Acquired
Dec. 12, 2016 WHLRL Series D Convertible Preferred Stock Common Stock (22,401) $2.12 · 1,900 Acquired
Dec. 12, 2016 WHLRL Series D Convertible Preferred Stock Common Stock (11,790) $2.12 · 1,000 Acquired
Dec. 7, 2016 WHLRL Series D Convertible Preferred Stock Common Stock (12,969) $2.12 · 1,100 Acquired
Sept. 24, 2014 WHLRL Common Stock Warrants Common Stock (300) $44.00 · 2,400 Acquired
Sept. 12, 2014 WHLRL Series B Convertible Preferred Stock Common Stock (2,812) $40.00 · 4,500 Acquired
Sept. 12, 2014 WHLRL Common Stock Warrants Common Stock (375) $44.00 · 3,000 Acquired
Sept. 12, 2014 WHLRL Series B Convertible Preferred Stock Common Stock (30,000) $5.00 · 6,000 Acquired
Sept. 12, 2014 WHLRL Series B Convertible Preferred Stock Common Stock (10,000) $5.00 · 2,000 Acquired
Sept. 12, 2014 WHLRL Common Stock Warrants Common Stock (7,200) $5.50 · 7,200 Acquired
Sept. 12, 2014 WHLRL Common Stock Warrants Common Stock (2,400) $5.50 · 2,400 Acquired
April 29, 2014 WHLRL Common Stock Warrants Common Stock (2,400) $5.50 · 2,400 Acquired
April 29, 2014 WHLRL Common Stock Warrants Common Stock (4,800) $5.50 · 4,800 Acquired
April 29, 2014 WHLRL Series B Convertible Preferred Stock Common Stock (10,000) $5.00 · 2,000 Acquired
April 29, 2014 WHLRL Series B Convertible Preferred Stock Common Stock (20,000) $5.00 · 4,000 Acquired
April 24, 2014 WHLRL Series B Convertible Preferred Stock Common Stock (4,062) $40.00 · 6,500 Acquired
April 24, 2014 WHLRL Common Stock Warrants Common Stock (975) $44.00 · 7,800 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Oct. 3, 2013 WHLRL Common Stock 125,000 Direct
Oct. 3, 2013 WHLRL Common Stock 100,000 Indirect
Oct. 3, 2013 WHLRL Common Stock 6,000 Indirect