Jeffrey R. Kay

CIK 1581143 · View on SEC EDGAR ↗

Insider

First SEC filing: May 8, 2026 · Latest: May 8, 2026

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Insider transactions

2 buys (P) 0 sells (S) Net: $50,400 + 2 non-open-market transactions below Avg return of open purchases vs now: -100.0% last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

2 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Sept. 30, 2025 SHFSW P 63 $800.00 $50,400 63 Direct Acquired -100.0% (price as of 2026-08-24)
Sept. 30, 2025 SHFSW P 4,057 4,057 Direct Acquired (price as of 2026-08-24)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Dec. 31, 2025 SHFSW Series B Convertible Preferred Stock Common Stock (7,858) $7.76 1 Disposed
Dec. 10, 2025 SHFSW Series B Convertible Preferred Stock Common Stock (7,986) $7.76 1 Disposed
Sept. 30, 2025 SHFSW Series B Convertible Preferred Stock Common Stock (8,114) $7.76 63 Acquired
Sept. 30, 2025 SHFSW Series B Warrant to Purchase Common Stock (Right to Buy) Common Stock (4,057) $7.76 May 10, 2029 4,057 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
May 8, 2026 SHFSW Stock Option (Right to Buy)→ Common Stock (23,781) 23,781 Direct
May 8, 2026 SHFSW Stock Option (Right to Buy)→ Common Stock (25,824) 25,824 Direct