Jerome T Upton

CIK 1509299 · View on SEC EDGAR ↗

Insider

First SEC filing: March 2, 2023 · Latest: March 2, 2023

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 64 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 3, 2025 GNW F 14,013 $6.96 $97,530 427,988 Direct -3.17% Disposed 44.7% (price as of 2026-08-19)
March 3, 2025 GNW A 31,761 442,001 Direct +7.74% Acquired (price as of 2026-08-19)
Feb. 26, 2025 GNW A 112,518 112,518 Direct Acquired (price as of 2026-08-19)
Feb. 26, 2025 GNW M 43,431 86,862 Direct -33.33% Disposed (price as of 2026-08-19)
Feb. 26, 2025 GNW F 11,627 $6.65 $77,320 410,240 Direct -2.76% Disposed 51.4% (price as of 2026-08-19)
Feb. 26, 2025 GNW M 43,431 421,867 Direct +11.48% Acquired (price as of 2026-08-19)
Feb. 14, 2025 GNW M 20,576 0 Direct -100.00% Disposed (price as of 2026-08-19)
Feb. 14, 2025 GNW M 36,486 36,486 Direct -50.00% Disposed (price as of 2026-08-19)
Feb. 14, 2025 GNW F 5,509 $7.30 $40,216 378,436 Direct -1.43% Disposed 37.9% (price as of 2026-08-19)
Feb. 14, 2025 GNW M 20,576 383,945 Direct +5.66% Acquired (price as of 2026-08-19)
Feb. 14, 2025 GNW F 9,768 $7.30 $71,306 363,369 Direct -2.62% Disposed 37.9% (price as of 2026-08-19)
Feb. 14, 2025 GNW M 36,486 373,137 Direct +10.84% Acquired (price as of 2026-08-19)
March 25, 2024 GNW M 24,802 0 Direct -100.00% Disposed (price as of 2026-08-19)
March 25, 2024 GNW F 10,318 $6.34 $65,416 336,651 Direct -2.97% Disposed 58.8% (price as of 2026-08-19)
March 25, 2024 GNW M 24,802 346,969 Direct +7.70% Acquired (price as of 2026-08-19)
March 1, 2024 GNW F 62,685 $6.15 $385,513 322,167 Direct -16.29% Disposed 63.7% (price as of 2026-08-19)
March 1, 2024 GNW A 142,626 384,852 Direct +58.88% Acquired (price as of 2026-08-19)
Feb. 26, 2024 GNW A 130,293 130,293 Direct Acquired (price as of 2026-08-19)
Feb. 16, 2024 GNW M 36,485 236,830 Direct +18.21% Acquired (price as of 2026-08-19)
Feb. 16, 2024 GNW F 9,706 $6.19 $60,080 227,124 Direct -4.10% Disposed 62.7% (price as of 2026-08-19)
Feb. 16, 2024 GNW M 20,576 247,700 Direct +9.06% Acquired (price as of 2026-08-19)
Feb. 16, 2024 GNW F 5,474 $6.19 $33,884 242,226 Direct -2.21% Disposed 62.7% (price as of 2026-08-19)
Feb. 16, 2024 GNW M 36,485 72,972 Direct -33.33% Disposed (price as of 2026-08-19)
Feb. 16, 2024 GNW M 20,576 20,576 Direct -50.00% Disposed (price as of 2026-08-19)
April 6, 2023 GNW M 13,405 0 Direct -100.00% Disposed (price as of 2026-08-19)
April 6, 2023 GNW F 5,926 $5.26 $31,171 200,345 Direct -2.87% Disposed 91.4% (price as of 2026-08-19)
April 6, 2023 GNW M 13,405 206,271 Direct +6.95% Acquired (price as of 2026-08-19)
March 24, 2023 GNW M 24,802 24,802 Direct -50.00% Disposed (price as of 2026-08-19)
March 24, 2023 GNW F 10,963 $4.70 $51,526 192,866 Direct -5.38% Disposed 114.3% (price as of 2026-08-19)
March 24, 2023 GNW M 24,802 203,829 Direct +13.85% Acquired (price as of 2026-08-19)
March 1, 2023 GNW F 33,240 $6.15 $204,426 179,027 Direct -15.66% Disposed 63.7% (price as of 2026-08-19)
March 1, 2023 GNW A 75,202 212,267 Direct +54.87% Acquired (price as of 2026-08-19)
Feb. 17, 2023 GNW M 20,576 41,152 Direct -33.33% Disposed (price as of 2026-08-19)
Feb. 17, 2023 GNW F 6,660 $6.23 $41,492 137,065 Direct -4.63% Disposed 61.6% (price as of 2026-08-19)
Feb. 17, 2023 GNW M 20,576 143,725 Direct +16.71% Acquired (price as of 2026-08-19)
Feb. 16, 2023 GNW A 109,457 109,457 Direct Acquired (price as of 2026-08-19)
May 16, 2022 GNW M 13,514 0 Direct -100.00% Disposed (price as of 2026-08-19)
May 16, 2022 GNW F 6,006 $3.95 $23,724 123,149 Direct -4.65% Disposed 154.9% (price as of 2026-08-19)
May 16, 2022 GNW M 13,514 129,155 Direct +11.69% Acquired (price as of 2026-08-19)
Feb. 14, 2012 GNW A 7,333 7,333 Direct Acquired (price as of 2026-08-19)
Feb. 14, 2012 GNW A 33,000 33,000 Direct Acquired (price as of 2026-08-19)
Feb. 12, 2012 GNW M 1,111 0 Direct -100.00% Disposed (price as of 2026-08-19)
Feb. 12, 2012 GNW F 408 $8.72 $3,558 7,128 Direct -5.41% Disposed 15.5% (price as of 2026-08-19)
Feb. 12, 2012 GNW M 1,111 7,536 Direct +17.29% Acquired (price as of 2026-08-19)
Feb. 10, 2012 GNW M 1,000 2,000 Direct -33.33% Disposed (price as of 2026-08-19)
Feb. 10, 2012 GNW F 367 $8.72 $3,200 6,425 Direct -5.40% Disposed 15.5% (price as of 2026-08-19)
Feb. 10, 2012 GNW M 1,000 6,792 Direct +17.27% Acquired (price as of 2026-08-19)
Feb. 9, 2012 GNW M 1,167 3,500 Direct -25.01% Disposed (price as of 2026-08-19)
Feb. 9, 2012 GNW F 428 $8.93 $3,822 5,792 Direct -6.88% Disposed 12.8% (price as of 2026-08-19)
Feb. 9, 2012 GNW M 1,167 6,220 Direct +23.10% Acquired (price as of 2026-08-19)
Aug. 9, 2011 GNW M 600 0 Direct -100.00% Disposed (price as of 2026-08-19)
Aug. 9, 2011 GNW F 195 $6.04 $1,178 5,053 Direct -3.72% Disposed 66.7% (price as of 2026-08-19)
Aug. 9, 2011 GNW M 600 5,248 Direct +12.91% Acquired (price as of 2026-08-19)
Feb. 13, 2011 GNW M 1,333 1,334 Direct -49.98% Disposed (price as of 2026-08-19)
Feb. 13, 2011 GNW F 489 $13.51 $6,606 4,648 Direct -9.52% Disposed -25.5% (price as of 2026-08-19)
Feb. 13, 2011 GNW M 1,333 5,137 Direct +35.04% Acquired (price as of 2026-08-19)
Feb. 12, 2011 GNW M 1,111 1,111 Direct -50.00% Disposed (price as of 2026-08-19)
Feb. 12, 2011 GNW F 408 $13.51 $5,512 3,804 Direct -9.69% Disposed -25.5% (price as of 2026-08-19)
Feb. 12, 2011 GNW M 1,111 4,212 Direct +35.83% Acquired (price as of 2026-08-19)
Feb. 10, 2011 GNW M 1,000 3,468 Direct +40.52% Acquired (price as of 2026-08-19)
Feb. 10, 2011 GNW F 367 $12.90 $4,734 3,101 Direct -10.58% Disposed -21.9% (price as of 2026-08-19)
Feb. 10, 2011 GNW M 1,000 3,000 Direct -25.00% Disposed (price as of 2026-08-19)
Feb. 9, 2011 GNW A 21,000 21,000 Direct Acquired (price as of 2026-08-19)
Feb. 9, 2011 GNW A 4,667 4,667 Direct Acquired (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Feb. 26, 2025 GNW Restricted Stock Units Common Stock (112,518) 112,518 Acquired
Feb. 26, 2025 GNW Restricted Stock Units Common Stock (43,431) 43,431 Disposed
Feb. 14, 2025 GNW Restricted Stock Units Common Stock (20,576) 20,576 Disposed
Feb. 14, 2025 GNW Restricted Stock Units Common Stock (36,486) 36,486 Disposed
March 25, 2024 GNW Restricted Stock Units Class A Common Stock (24,802) 24,802 Disposed
Feb. 26, 2024 GNW Restricted Stock Units Class A Common Stock (130,293) 130,293 Acquired
Feb. 16, 2024 GNW Restricted Stock Units Class A Common Stock (36,485) 36,485 Disposed
Feb. 16, 2024 GNW Restricted Stock Units Class A Common Stock (20,576) 20,576 Disposed
April 6, 2023 GNW Restricted Stock Units Class A Common Stock (13,405) 13,405 Disposed
March 24, 2023 GNW Restricted Stock Units Class A Common Stock (24,802) 24,802 Disposed
Feb. 17, 2023 GNW Restricted Stock Units Class A Common Stock (20,576) 20,576 Disposed
Feb. 16, 2023 GNW Restricted Stock Units Class A Common Stock (109,457) 109,457 Acquired
May 16, 2022 GNW Restricted Stock Units Class A Common Stock (13,514) 13,514 Disposed
Feb. 14, 2012 GNW Restricted Stock Units Class A Common Stock (7,333) 7,333 Acquired
Feb. 14, 2012 GNW Stock Settled SARs Class A Common Stock (33,000) $8.88 Feb. 14, 2022 33,000 Acquired
Feb. 12, 2012 GNW Restricted Stock Units Class A Common Stock (1,111) 1,111 Disposed
Feb. 10, 2012 GNW Restricted Stock Units Class A Common Stock (1,000) 1,000 Disposed
Feb. 9, 2012 GNW Restricted Stock Units Class A Common Stock (1,167) 1,167 Disposed
Aug. 9, 2011 GNW Restricted Stock Units Class A Common Stock (600) 600 Disposed
Feb. 13, 2011 GNW Restricted Stock Units Class A Common Stock (1,333) 1,333 Disposed
Feb. 12, 2011 GNW Restricted Stock Units Class A Common Stock (1,111) 1,111 Disposed
Feb. 10, 2011 GNW Restricted Stock Units Class A Common Stock (1,000) 1,000 Disposed
Feb. 9, 2011 GNW Stock Settled SARs Class A Common Stock (21,000) $12.75 Feb. 9, 2021 21,000 Acquired
Feb. 9, 2011 GNW Restricted Stock Units Class A Common Stock (4,667) 4,667 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 22 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
March 2, 2023 ACT Common Stock 5,000 Direct
April 18, 2022 GNW Class A Common Stock 115,641 Direct
April 18, 2022 GNW Restricted Stock Units (RSUs)→ Class A Common Stock (13,514) 13,514 Direct
April 18, 2022 GNW Restricted Stock Units (RSUs)→ Class A Common Stock (13,405) 13,405 Direct
April 18, 2022 GNW Restricted Stock Units (RSUs)→ Class A Common Stock (49,604) 49,604 Direct
April 18, 2022 GNW Restricted Stock Units (RSUs)→ Class A Common Stock (61,728) 61,728 Direct
April 18, 2022 GNW Stock Settled SARs→ Class A Common Stock (20,000) 20,000 Direct
April 18, 2022 GNW Stock Settled SARs→ Class A Common Stock (14,000) 14,000 Direct
Jan. 7, 2011 GNW Class A Common Stock 2,468 Direct
Jan. 7, 2011 GNW Stock Options (right to buy)→ Class A Common Stock (939) 939 Direct
Jan. 7, 2011 GNW Stock Options (right to buy)→ Class A Common Stock (15,000) 15,000 Direct
Jan. 7, 2011 GNW Stock Options (right to buy)→ Class A Common Stock (4,166) 4,166 Direct
Jan. 7, 2011 GNW Stock Options (right to buy)→ Class A Common Stock (1,600) 1,600 Direct
Jan. 7, 2011 GNW Stock Options (right to buy)→ Class A Common Stock (1,800) 1,800 Direct
Jan. 7, 2011 GNW Stock Options (right to buy)→ Class A Common Stock (2,150) 2,150 Direct
Jan. 7, 2011 GNW Stock Options (right to buy)→ Class A Common Stock (4,000) 4,000 Direct
Jan. 7, 2011 GNW Stock Options (right to buy)→ Class A Common Stock (18,000) 18,000 Direct
Jan. 7, 2011 GNW Restricted Stock Units→ Class A Common Stock (600) 600 Direct
Jan. 7, 2011 GNW Restricted Stock Units→ Class A Common Stock (717) 717 Direct
Jan. 7, 2011 GNW Restricted Stock Units→ Class A Common Stock (2,667) 2,667 Direct
Jan. 7, 2011 GNW Restricted Stock Units→ Class A Common Stock (2,222) 2,222 Direct
Jan. 7, 2011 GNW Restricted Stock Units→ Class A Common Stock (4,000) 4,000 Direct