Jim Brian Lain

Insider

First SEC filing: Aug. 30, 2022 · Latest: Aug. 30, 2022

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

RGS selling June 10, 2021

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 31 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

31 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Aug. 26, 2022	RGS	A	112,500	—	—	112,500 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 26, 2022	RGS	A	112,500	—	—	112,500 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 30, 2021	RGS	F	5,848	$2.72	$15,907	75,763 Direct	-7.17%	Disposed	-50.4% (price as of 2026-08-20)
Nov. 5, 2021	RGS	A	100,000	—	—	100,000 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 5, 2021	RGS	A	100,000	—	—	100,000 Direct	—	Acquired	(price as of 2026-08-20)
June 10, 2021	RGS	S	1,650	$10.08	$16,632	81,611 Direct	-1.98%	Disposed	-86.6% (price as of 2026-08-20)
Nov. 30, 2020	RGS	A	11,012	—	—	83,261 Direct	+15.24%	Acquired	(price as of 2026-08-20)
Aug. 31, 2019	RGS	F	3,940	$16.17	$63,710	155,554 Direct	-2.47%	Disposed	-91.7% (price as of 2026-08-20)
Aug. 12, 2019	RGS	F	18,177	$17.96	$326,459	159,494 Direct	-10.23%	Disposed	-92.5% (price as of 2026-08-20)
Aug. 12, 2019	RGS	A	38,186	—	—	177,671 Direct	+27.38%	Acquired	(price as of 2026-08-20)
Nov. 13, 2018	RGS	S	143	$17.80	$2,545	139,485 Direct	-0.10%	Disposed	-92.4% (price as of 2026-08-20)
Nov. 12, 2018	RGS	M	2,173	—	—	4,346 Direct	-33.33%	Disposed	(price as of 2026-08-20)
Nov. 12, 2018	RGS	F	139	$17.82	$2,477	139,628 Direct	-0.10%	Disposed	-92.4% (price as of 2026-08-20)
Nov. 12, 2018	RGS	M	2,173	$15.50	$33,682	139,767 Direct	+1.58%	Acquired	-91.3% (price as of 2026-08-20)
Nov. 12, 2018	RGS	S	9,177	$17.88	$164,085	137,594 Direct	-6.25%	Disposed	-92.4% (price as of 2026-08-20)
Nov. 11, 2018	RGS	F	17,776	$17.97	$319,435	146,771 Direct	-10.80%	Disposed	-92.5% (price as of 2026-08-20)
Aug. 31, 2018	RGS	A	49,088	—	—	164,547 Direct	+42.52%	Acquired	(price as of 2026-08-20)
Aug. 31, 2018	RGS	A	16,362	—	—	115,459 Direct	+16.51%	Acquired	(price as of 2026-08-20)
Aug. 31, 2018	RGS	A	1,402	—	—	99,097 Direct	+1.44%	Acquired	(price as of 2026-08-20)
Aug. 31, 2018	RGS	A	1,481	$21.39	$31,679	97,695 Direct	+1.54%	Acquired	-93.7% (price as of 2026-08-20)
Aug. 31, 2018	RGS	F	13,784	$21.39	$294,840	96,214 Direct	-12.53%	Disposed	-93.7% (price as of 2026-08-20)
Aug. 31, 2017	RGS	F	2,380	$13.28	$31,606	91,926 Direct	-2.52%	Disposed	-89.8% (price as of 2026-08-20)
Aug. 31, 2017	RGS	A	12,048	—	—	94,306 Direct	+14.65%	Acquired	(price as of 2026-08-20)
Aug. 29, 2017	RGS	F	7,749	$12.60	$97,637	82,258 Direct	-8.61%	Disposed	-89.3% (price as of 2026-08-20)
Nov. 21, 2014	RGS	S	562	$16.67	$9,369	46,372 Direct	-1.20%	Disposed	-91.9% (price as of 2026-08-20)
Nov. 18, 2014	RGS	M	2,173	—	—	8,692 Direct	-20.00%	Disposed	(price as of 2026-08-20)
Nov. 18, 2014	RGS	F	2,028	$17.29	$35,064	46,934 Direct	-4.14%	Disposed	-92.2% (price as of 2026-08-20)
Nov. 18, 2014	RGS	M	2,173	$15.50	$33,682	48,962 Direct	+4.64%	Acquired	-91.3% (price as of 2026-08-20)
Nov. 12, 2014	RGS	M	2,173	—	—	10,865 Direct	-16.67%	Disposed	(price as of 2026-08-20)
Nov. 12, 2014	RGS	F	2,021	$17.38	$35,125	46,789 Direct	-4.14%	Disposed	-92.2% (price as of 2026-08-20)
Nov. 12, 2014	RGS	M	2,173	$15.50	$33,682	48,810 Direct	+4.66%	Acquired	-91.3% (price as of 2026-08-20)
Nov. 12, 2014	RGS	S	265	$17.56	$4,653	46,637 Direct	+0.57%	Acquired	-92.3% (price as of 2026-08-20)
Nov. 11, 2014	RGS	F	289	$17.35	$5,014	46,902 Direct	-0.61%	Disposed	-92.2% (price as of 2026-08-20)
Aug. 29, 2014	RGS	A	20,926	—	—	20,926 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 29, 2014	RGS	A	3,970	—	—	47,191 Direct	+9.19%	Acquired	(price as of 2026-08-20)
Aug. 29, 2014	RGS	A	4,632	—	—	43,221 Direct	+12.00%	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Aug. 26, 2022	RGS	Stock Appreciation Rights	Common Stock (112,500)	$1.52	Aug. 26, 2032	112,500	Acquired
Aug. 26, 2022	RGS	Stock Options	Common Stock (112,500)	$1.52	Aug. 26, 2032	112,500	Acquired
Nov. 5, 2021	RGS	Stock Appreciation Rights	Common Stock (100,000)	$2.76	Nov. 5, 2031	100,000	Acquired
Nov. 5, 2021	RGS	Stock Options	Common Stock (100,000)	$2.76	Nov. 5, 2031	100,000	Acquired
Nov. 12, 2018	RGS	Stock Appreciation Right	Common Stock (2,173)	$15.50	Nov. 11, 2023	2,173	Disposed
Nov. 18, 2014	RGS	Stock Appreciation Right	Common Stock (2,173)	$15.50	Nov. 11, 2023	2,173	Disposed
Nov. 12, 2014	RGS	Stock Appreciation Right	Common Stock (2,173)	$15.50	Nov. 11, 2023	2,173	Disposed
Aug. 29, 2014	RGS	Common Stock	Common Stock (20,926)	$15.11	Aug. 29, 2024	20,926	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Dec. 2, 2020	RGS	Common Stock	72,249	Direct
Nov. 13, 2013	RGS	Common Stock	0	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

RGS

EVP

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2025	—	—	$121,500	—	$359,812	—	$40,183	$946,495
2022	—	—	—	$310,000	$98,735	—	$15,084	$900,138
2018	$432,000	—	$436,860	—	$792,000	—	$6,774	$1,667,634

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.