Joachim Faber
CIK 1579021 · View on SEC EDGAR ↗
First SEC filing: June 14, 2013 · Latest: June 14, 2013
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Nov. 15, 2016 | COTY | S | 993 | $18.14 | $18,013 | 203,068 Direct | -0.49% | Disposed | -85.0% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Nov. 5, 2019 | COTY | Restricted Stock Units | Class A common stock (53,506) | — | — | 53,506 | Disposed |
| Nov. 15, 2018 | COTY | Restricted Stock Units | Class A common stock (10,000) | — | — | 10,000 | Disposed |
| Nov. 15, 2018 | COTY | Restricted Stock Units | Class A common stock (10,000) | — | — | 10,000 | Acquired |
| Nov. 15, 2017 | COTY | Restricted Stock Units | Class A common stock (10,000) | — | — | 10,000 | Acquired |
| Nov. 15, 2017 | COTY | Restricted Stock Units | Class A common stock (10,000) | — | — | 10,000 | Disposed |
| Nov. 15, 2016 | COTY | Restricted Stock Units | Class A common stock (10,000) | — | — | 10,000 | Acquired |
| Nov. 15, 2016 | COTY | Restricted Stock Units | Class A common stock (10,000) | — | — | 10,000 | Disposed |
| Jan. 25, 2016 | COTY | Restricted Stock Units | Class A common stock (4,167) | — | — | 4,167 | Disposed |
| Nov. 15, 2015 | COTY | Restricted Stock Units | Class A common stock (10,000) | — | — | 10,000 | Acquired |
| Nov. 14, 2014 | COTY | Restricted Stock Units | Class A common stock (10,000) | — | — | 10,000 | Acquired |
| Nov. 15, 2013 | COTY | Restricted Stock Units | Class A Common Stock (10,000) | — | — | 10,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 6 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| June 14, 2013 | COTY | Class A common stock | 190,500 | Direct |
| June 14, 2013 | COTY | Restricted Stock Units→ Class A common stock (24,167) | 24,167 | Direct |
| June 13, 2013 | COTY | Class A common stock | 190,500 | Direct |
| June 13, 2013 | COTY | Restricted Stock Units→ Class A common stock (24,167) | 24,167 | Direct |
| June 13, 2013 | COTY | Class B common stock→ Class A common stock [F2] | — | Indirect |
| June 13, 2013 | COTY | Obligation to Sell [F4]→ Class A common stock | — | Indirect |