Joan E Spero
First SEC filing: June 13, 2011 · Latest: June 13, 2011
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| April 1, 2017 | C | A | 64 | $61.11 | $3,911 | 24,586 Indirect | +0.26% | Acquired | 110.3% (price as of 2026-10-02) |
| April 1, 2017 | C | A | 11 | $61.11 | $672 | 5,726 Direct | +0.19% | Acquired | 110.3% (price as of 2026-10-02) |
| March 31, 2017 | IBM | A | 259 | $174.14 | $45,102 | 24,041 Direct | +1.09% | Acquired | 33.7% (price as of 2026-10-02) |
| Feb. 16, 2017 | C | A | 637 | · | · | 5,715 Direct | +12.54% | Acquired | (price as of 2026-10-02) |
| Jan. 3, 2017 | C | A | 19 | $58.65 | $1,114 | 8,077 Direct | +0.24% | Acquired | 119.1% (price as of 2026-10-02) |
| Jan. 3, 2017 | C | A | 57 | $58.65 | $3,343 | 21,523 Indirect | +0.27% | Acquired | 119.1% (price as of 2026-10-02) |
| Jan. 3, 2017 | C | A | 597 | $58.65 | $35,014 | 21,466 Indirect | +2.86% | Acquired | 119.1% (price as of 2026-10-02) |
| Dec. 30, 2016 | IBM | A | 452 | $165.99 | $75,027 | 23,597 Direct | +1.95% | Acquired | 40.3% (price as of 2026-10-02) |
| Oct. 1, 2016 | C | A | 24 | $47.31 | $1,135 | 8,058 Direct | +0.30% | Acquired | 171.6% (price as of 2026-10-02) |
| Oct. 1, 2016 | C | A | 68 | $47.31 | $3,217 | 20,869 Indirect | +0.33% | Acquired | 171.6% (price as of 2026-10-02) |
| Oct. 1, 2016 | C | A | 740 | $47.31 | $35,009 | 20,801 Indirect | +3.69% | Acquired | 171.6% (price as of 2026-10-02) |
| Sept. 30, 2016 | IBM | A | 473 | $158.85 | $75,136 | 22,951 Direct | +2.10% | Acquired | 46.6% (price as of 2026-10-02) |
| July 1, 2016 | C | A | 21 | $45.02 | $945 | 20,061 Indirect | +0.10% | Acquired | 185.4% (price as of 2026-10-02) |
| July 1, 2016 | C | A | 8 | $45.02 | $360 | 8,034 Direct | +0.10% | Acquired | 185.4% (price as of 2026-10-02) |
| July 1, 2016 | C | A | 777 | $45.02 | $34,981 | 20,040 Indirect | +4.03% | Acquired | 185.4% (price as of 2026-10-02) |
| June 30, 2016 | IBM | A | 495 | $151.78 | $75,131 | 22,282 Direct | +2.27% | Acquired | 53.4% (price as of 2026-10-02) |
| May 10, 2016 | IP | A | 6,551 | · | · | 40,220 Indirect | +19.46% | Acquired | (price as of 2026-10-02) |
| April 1, 2016 | C | A | 4 | $42.10 | $168 | 8,027 Direct | +0.05% | Acquired | 205.2% (price as of 2026-10-02) |
| April 1, 2016 | C | A | 22 | $42.10 | $926 | 19,262 Indirect | +0.11% | Acquired | 205.2% (price as of 2026-10-02) |
| April 1, 2016 | C | A | 950 | $42.10 | $39,995 | 19,241 Indirect | +5.19% | Acquired | 205.2% (price as of 2026-10-02) |
| March 31, 2016 | IBM | A | 496 | $151.45 | $75,119 | 21,589 Direct | +2.35% | Acquired | 53.8% (price as of 2026-10-02) |
| Feb. 16, 2016 | C | A | 4,048 | · | · | 8,023 Direct | +101.84% | Acquired | (price as of 2026-10-02) |
| Feb. 9, 2016 | IBM | M | 4,000 | $82.70 | $330,800 | 5,000 Direct | +400.00% | Acquired | 181.6% (price as of 2026-10-02) |
| Feb. 9, 2016 | IBM | S | 100 | $125.10 | $12,510 | 4,900 Direct | -2.00% | Disposed | 86.2% (price as of 2026-10-02) |
| Feb. 9, 2016 | IBM | S | 2,085 | $125.10 | $260,834 | 2,815 Direct | -42.55% | Disposed | 86.2% (price as of 2026-10-02) |
| Feb. 9, 2016 | IBM | S | 1,600 | $125.12 | $200,192 | 1,215 Direct | -56.84% | Disposed | 86.1% (price as of 2026-10-02) |
| Feb. 9, 2016 | IBM | S | 15 | $125.13 | $1,877 | 1,200 Direct | -1.23% | Disposed | 86.1% (price as of 2026-10-02) |
| Feb. 9, 2016 | IBM | S | 200 | $125.14 | $25,028 | 1,000 Direct | -16.67% | Disposed | 86.1% (price as of 2026-10-02) |
| Feb. 9, 2016 | IBM | M | 4,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Jan. 1, 2016 | C | A | 6 | $53.31 | $320 | 7,006 Direct | +0.09% | Acquired | 141.0% (price as of 2026-10-02) |
| Jan. 1, 2016 | C | A | 14 | $53.31 | $746 | 15,258 Indirect | +0.09% | Acquired | 141.0% (price as of 2026-10-02) |
| Jan. 1, 2016 | C | A | 750 | $53.31 | $39,982 | 15,245 Indirect | +5.17% | Acquired | 141.0% (price as of 2026-10-02) |
| Dec. 31, 2015 | IBM | A | 545 | $137.62 | $75,003 | 20,900 Direct | +2.68% | Acquired | 69.2% (price as of 2026-10-02) |
| Oct. 1, 2015 | C | A | 6 | $51.28 | $308 | 7,000 Direct | +0.09% | Acquired | 150.6% (price as of 2026-10-02) |
| Oct. 1, 2015 | C | A | 13 | $51.28 | $667 | 14,495 Indirect | +0.09% | Acquired | 150.6% (price as of 2026-10-02) |
| Oct. 1, 2015 | C | A | 780 | $51.28 | $39,998 | 14,481 Indirect | +5.69% | Acquired | 150.6% (price as of 2026-10-02) |
| Sept. 30, 2015 | IBM | A | 518 | $144.97 | $75,094 | 20,164 Direct | +2.64% | Acquired | 60.6% (price as of 2026-10-02) |
| July 1, 2015 | C | A | 5 | $55.94 | $280 | 6,995 Direct | +0.07% | Acquired | 129.7% (price as of 2026-10-02) |
| July 1, 2015 | C | A | 12 | $55.94 | $671 | 13,701 Indirect | +0.09% | Acquired | 129.7% (price as of 2026-10-02) |
| July 1, 2015 | C | A | 447 | $55.94 | $25,005 | 13,690 Indirect | +3.38% | Acquired | 129.7% (price as of 2026-10-02) |
| June 30, 2015 | IBM | A | 462 | $162.66 | $75,149 | 19,473 Direct | +2.43% | Acquired | 43.2% (price as of 2026-10-02) |
| May 12, 2015 | IP | A | 5,218 | $52.86 | $275,823 | 32,350 Indirect | +19.23% | Acquired | -36.1% (price as of 2026-10-02) |
| April 1, 2015 | C | A | 1 | $53.16 | $53 | 6,989 Direct | +0.01% | Acquired | 141.7% (price as of 2026-10-02) |
| April 1, 2015 | C | A | 2 | $53.16 | $106 | 13,243 Indirect | +0.02% | Acquired | 141.7% (price as of 2026-10-02) |
| April 1, 2015 | C | A | 470 | $53.16 | $24,985 | 13,240 Indirect | +3.68% | Acquired | 141.7% (price as of 2026-10-02) |
| March 31, 2015 | IBM | A | 468 | $160.50 | $75,114 | 18,867 Direct | +2.54% | Acquired | 45.1% (price as of 2026-10-02) |
| Feb. 24, 2015 | IBM | M | 4,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Feb. 24, 2015 | IBM | S | 900 | $164.42 | $147,978 | 1,000 Direct | -47.37% | Disposed | 41.6% (price as of 2026-10-02) |
| Feb. 24, 2015 | IBM | S | 100 | $164.42 | $16,442 | 1,900 Direct | -5.00% | Disposed | 41.6% (price as of 2026-10-02) |
| Feb. 24, 2015 | IBM | S | 2,997 | $164.41 | $492,737 | 2,000 Direct | -59.98% | Disposed | 41.6% (price as of 2026-10-02) |
| Feb. 24, 2015 | IBM | S | 3 | $164.40 | $493 | 4,997 Direct | -0.06% | Disposed | 41.7% (price as of 2026-10-02) |
| Feb. 24, 2015 | IBM | M | 4,000 | $76.48 | $305,920 | 5,000 Direct | +400.00% | Acquired | 204.5% (price as of 2026-10-02) |
| Feb. 18, 2015 | C | A | 2,966 | · | · | 6,989 Direct | +73.73% | Acquired | (price as of 2026-10-02) |
| Jan. 1, 2015 | C | A | 1 | $54.88 | $55 | 7,441 Direct | +0.01% | Acquired | 134.1% (price as of 2026-10-02) |
| Jan. 1, 2015 | C | A | 2 | $54.88 | $110 | 9,350 Indirect | +0.02% | Acquired | 134.1% (price as of 2026-10-02) |
| Jan. 1, 2015 | C | A | 456 | $54.88 | $25,025 | 9,349 Indirect | +5.13% | Acquired | 134.1% (price as of 2026-10-02) |
| Dec. 31, 2014 | IBM | A | 390 | $160.44 | $62,572 | 18,272 Direct | +2.18% | Acquired | 45.2% (price as of 2026-10-02) |
| Oct. 1, 2014 | C | A | 1 | $52.10 | $52 | 7,740 Direct | +0.01% | Acquired | 146.6% (price as of 2026-10-02) |
| Oct. 1, 2014 | C | A | 2 | $52.10 | $104 | 8,893 Indirect | +0.02% | Acquired | 146.6% (price as of 2026-10-02) |
| Oct. 1, 2014 | C | A | 480 | $52.10 | $25,008 | 8,892 Indirect | +5.71% | Acquired | 146.6% (price as of 2026-10-02) |
| Sept. 30, 2014 | IBM | A | 330 | $189.83 | $62,644 | 17,761 Direct | +1.89% | Acquired | 22.7% (price as of 2026-10-02) |
| July 1, 2014 | C | A | 1 | $48.50 | $48 | 7,439 Direct | +0.01% | Acquired | 164.9% (price as of 2026-10-02) |
| July 1, 2014 | C | A | 2 | $48.50 | $97 | 8,412 Indirect | +0.02% | Acquired | 164.9% (price as of 2026-10-02) |
| July 1, 2014 | C | A | 515 | $48.50 | $24,978 | 8,410 Indirect | +6.52% | Acquired | 164.9% (price as of 2026-10-02) |
| June 30, 2014 | IBM | A | 345 | $181.27 | $62,538 | 17,332 Direct | +2.03% | Acquired | 28.5% (price as of 2026-10-02) |
| May 13, 2014 | IP | A | 5,323 | $46.74 | $248,797 | 25,984 Indirect | +25.76% | Acquired | -26.8% (price as of 2026-10-02) |
| April 1, 2014 | C | A | 2 | $48.54 | $97 | 11,630 Direct | +0.02% | Acquired | 164.7% (price as of 2026-10-02) |
| April 1, 2014 | C | A | 1 | $48.54 | $49 | 3,702 Indirect | +0.03% | Acquired | 164.7% (price as of 2026-10-02) |
| April 1, 2014 | C | A | 386 | $48.54 | $18,736 | 3,702 Indirect | +11.64% | Acquired | 164.7% (price as of 2026-10-02) |
| March 31, 2014 | IBM | A | 325 | $192.49 | $62,559 | 16,886 Direct | +1.96% | Acquired | 21.0% (price as of 2026-10-02) |
| Feb. 18, 2014 | C | A | 3,020 | · | · | 11,628 Direct | +35.08% | Acquired | (price as of 2026-10-02) |
| Feb. 6, 2014 | IBM | S | 100 | $174.76 | $17,476 | 1,000 Direct | -9.09% | Disposed | 33.3% (price as of 2026-10-02) |
| Feb. 6, 2014 | IBM | S | 400 | $174.75 | $69,900 | 1,100 Direct | -26.67% | Disposed | 33.3% (price as of 2026-10-02) |
| Feb. 6, 2014 | IBM | S | 198 | $174.73 | $34,597 | 1,500 Direct | -11.66% | Disposed | 33.3% (price as of 2026-10-02) |
| Feb. 6, 2014 | IBM | M | 4,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Feb. 6, 2014 | IBM | S | 100 | $174.70 | $17,470 | 1,698 Direct | -5.56% | Disposed | 33.3% (price as of 2026-10-02) |
| Feb. 6, 2014 | IBM | S | 200 | $174.68 | $34,936 | 1,798 Direct | -10.01% | Disposed | 33.3% (price as of 2026-10-02) |
| Feb. 6, 2014 | IBM | S | 300 | $174.65 | $52,395 | 1,998 Direct | -13.05% | Disposed | 33.3% (price as of 2026-10-02) |
| Feb. 6, 2014 | IBM | S | 100 | $174.63 | $17,463 | 2,298 Direct | -4.17% | Disposed | 33.4% (price as of 2026-10-02) |
| Feb. 6, 2014 | IBM | S | 100 | $174.61 | $17,461 | 2,398 Direct | -4.00% | Disposed | 33.4% (price as of 2026-10-02) |
| Feb. 6, 2014 | IBM | S | 400 | $174.58 | $69,832 | 2,498 Direct | -13.80% | Disposed | 33.4% (price as of 2026-10-02) |
| Feb. 6, 2014 | IBM | S | 200 | $174.57 | $34,914 | 2,898 Direct | -6.46% | Disposed | 33.4% (price as of 2026-10-02) |
| Feb. 6, 2014 | IBM | S | 100 | $174.56 | $17,456 | 3,098 Direct | -3.13% | Disposed | 33.4% (price as of 2026-10-02) |
| Feb. 6, 2014 | IBM | S | 200 | $174.55 | $34,910 | 3,198 Direct | -5.89% | Disposed | 33.4% (price as of 2026-10-02) |
| Feb. 6, 2014 | IBM | S | 2 | $174.53 | $349 | 3,398 Direct | -0.06% | Disposed | 33.4% (price as of 2026-10-02) |
| Feb. 6, 2014 | IBM | S | 200 | $174.51 | $34,902 | 3,400 Direct | -5.56% | Disposed | 33.4% (price as of 2026-10-02) |
| Feb. 6, 2014 | IBM | S | 300 | $174.49 | $52,347 | 3,600 Direct | -7.69% | Disposed | 33.5% (price as of 2026-10-02) |
| Feb. 6, 2014 | IBM | S | 100 | $174.47 | $17,447 | 3,900 Direct | -2.50% | Disposed | 33.5% (price as of 2026-10-02) |
| Feb. 6, 2014 | IBM | S | 100 | $174.46 | $17,446 | 4,000 Direct | -2.44% | Disposed | 33.5% (price as of 2026-10-02) |
| Feb. 6, 2014 | IBM | S | 400 | $174.45 | $69,780 | 4,100 Direct | -8.89% | Disposed | 33.5% (price as of 2026-10-02) |
| Feb. 6, 2014 | IBM | S | 200 | $174.42 | $34,884 | 4,500 Direct | -4.26% | Disposed | 33.5% (price as of 2026-10-02) |
| Feb. 6, 2014 | IBM | S | 100 | $174.40 | $17,440 | 4,700 Direct | -2.08% | Disposed | 33.5% (price as of 2026-10-02) |
| Feb. 6, 2014 | IBM | S | 100 | $174.39 | $17,439 | 4,800 Direct | -2.04% | Disposed | 33.5% (price as of 2026-10-02) |
| Feb. 6, 2014 | IBM | S | 100 | $174.37 | $17,437 | 4,900 Direct | -2.00% | Disposed | 33.6% (price as of 2026-10-02) |
| Feb. 6, 2014 | IBM | M | 4,000 | $88.60 | $354,400 | 5,000 Direct | +400.00% | Acquired | 162.8% (price as of 2026-10-02) |
| Jan. 1, 2014 | C | A | 1 | $51.58 | $52 | 8,608 Direct | +0.01% | Acquired | 149.1% (price as of 2026-10-02) |
| Jan. 1, 2014 | C | A | 1 | $51.58 | $52 | 3,316 Indirect | +0.03% | Acquired | 149.1% (price as of 2026-10-02) |
| Jan. 1, 2014 | C | A | 364 | $51.58 | $18,775 | 3,315 Indirect | +12.33% | Acquired | 149.1% (price as of 2026-10-02) |
| Dec. 31, 2013 | IBM | A | 335 | $187.04 | $62,658 | 16,478 Direct | +2.08% | Acquired | 24.5% (price as of 2026-10-02) |
| Oct. 1, 2013 | C | A | 2 | $50.17 | $100 | 8,606 Direct | +0.02% | Acquired | 156.1% (price as of 2026-10-02) |
Showing latest 100 of 173 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 31, 2017 | IBM | Promised Fee Share | Common Stock | · | · | 259 | Acquired |
| Dec. 30, 2016 | IBM | Promised Fee Share | Common Stock | · | · | 452 | Acquired |
| Sept. 30, 2016 | IBM | Promised Fee Share | Common Stock | · | · | 473 | Acquired |
| June 30, 2016 | IBM | Promised Fee Share | Common Stock | · | · | 495 | Acquired |
| May 10, 2016 | IP | Restricted Stock Units | Common Stock | · | · | 6,551 | Acquired |
| March 31, 2016 | IBM | Promised Fee Share | Common Stock | · | · | 496 | Acquired |
| Feb. 9, 2016 | IBM | BOD Stock Option (right to buy) | Common Stock | $82.70 | April 30, 2016 | 4,000 | Disposed |
| Dec. 31, 2015 | IBM | Promised Fee Share | Common Stock | · | · | 545 | Acquired |
| Sept. 30, 2015 | IBM | Promised Fee Share | Common Stock | · | · | 518 | Acquired |
| June 30, 2015 | IBM | Promised Fee Share | Common Stock | · | · | 462 | Acquired |
| May 12, 2015 | IP | Restricted Stock Units | Common Stock | · | · | 5,218 | Acquired |
| March 31, 2015 | IBM | Promised Fee Share | Common Stock | · | · | 468 | Acquired |
| Feb. 24, 2015 | IBM | BOD Stock Option (right to buy) | Common Stock | $76.48 | April 30, 2015 | 4,000 | Disposed |
| Dec. 31, 2014 | IBM | Promised Fee Share | Common Stock | · | · | 390 | Acquired |
| Sept. 30, 2014 | IBM | Promised Fee Share | Common Stock | · | · | 330 | Acquired |
| June 30, 2014 | IBM | Promised Fee Share | Common Stock | · | · | 345 | Acquired |
| May 13, 2014 | IP | Restricted Stock Units | Common Stock | · | · | 5,323 | Acquired |
| March 31, 2014 | IBM | Promised Fee Share | Common Stock | · | · | 325 | Acquired |
| Feb. 6, 2014 | IBM | BOD Stock Option (right to buy) | Common Stock | $88.60 | April 30, 2014 | 4,000 | Disposed |
| Dec. 31, 2013 | IBM | Promised Fee Share | Common Stock | · | · | 335 | Acquired |
| Sept. 30, 2013 | IBM | Promised Fee Share | Common Stock | · | · | 337 | Acquired |
| June 30, 2013 | IBM | Promised Fee Share | Common Stock | · | · | 329 | Acquired |
| May 14, 2013 | IP | Restricted Stock Units | Common Stock | · | · | 5,351 | Acquired |
| March 31, 2013 | IBM | Promised Fee Share | Common Stock | · | · | 296 | Acquired |
| Dec. 31, 2012 | IBM | Promised Fee Share | Common Stock | · | · | 329 | Acquired |
| Sept. 30, 2012 | IBM | Promised Fee Share | Common Stock | · | · | 303 | Acquired |
| June 30, 2012 | IBM | Promised Fee Share | Common Stock | · | · | 322 | Acquired |
| May 8, 2012 | IP | Restricted Stock Units | Common Stock | · | · | 7,407 | Acquired |
| March 31, 2012 | IBM | Promised Fee Share | Common Stock | · | · | 300 | Acquired |
| Dec. 31, 2011 | IBM | Promised Fee Share | Common Stock | · | · | 338 | Acquired |
| Sept. 30, 2011 | IBM | Promised Fee Share | Common Stock | · | · | 355 | Acquired |
| June 30, 2011 | IBM | Promised Fee Share | Common Stock | · | · | 365 | Acquired |
| June 10, 2011 | IP | Restricted Stock Units | Common Stock | $0.00 | · | 6,774 | Acquired |
| March 31, 2011 | IBM | Promised Fee Share | Common Stock | · | · | 383 | Acquired |
| Dec. 31, 2010 | IBM | Promised Fee Share | Common Stock | · | · | 427 | Acquired |
| Sept. 30, 2010 | IBM | Promised Fee Share | Common Stock | · | · | 464 | Acquired |
| June 30, 2010 | IBM | Promised Fee Share | Common Stock | · | · | 504 | Acquired |
| March 31, 2010 | IBM | Promised Fee Share | Common Stock | · | · | 488 | Acquired |
| Dec. 31, 2009 | IBM | Promised Fee Share | Common Stock | · | · | 475 | Acquired |
| Sept. 30, 2009 | IBM | Promised Fee Share | Common Stock | · | · | 527 | Acquired |
| June 30, 2009 | IBM | Promised Fee Share | Common Stock | · | · | 596 | Acquired |
| March 31, 2009 | IBM | Promised Fee Share | Common Stock | · | · | 646 | Acquired |
| Dec. 31, 2008 | IBM | Promised Fee Share | Common Stock | · | · | 693 | Acquired |
| Sept. 30, 2008 | IBM | Promised Fee Share | Common Stock | · | · | 438 | Acquired |
| June 30, 2008 | IBM | Promised Fee Share | Common Stock | · | · | 420 | Acquired |
| March 31, 2008 | IBM | Promised Fee Share | Common Stock | · | · | 437 | Acquired |
| Dec. 31, 2007 | IBM | Promised Fee Share | Common Stock | · | · | 459 | Acquired |
| Sept. 30, 2007 | IBM | Promised Fee Share | Common Stock | · | · | 425 | Acquired |
| June 30, 2007 | IBM | Promised Fee Share | Common Stock | · | · | 475 | Acquired |
| March 31, 2007 | IBM | Promised Fee Share | Common Stock | · | · | 532 | Acquired |
| Dec. 31, 2006 | IBM | Promised Fee Share | Common Stock | · | · | 257 | Acquired |
| Sept. 30, 2006 | IBM | Promised Fee Share | Common Stock | · | · | 304 | Acquired |
| June 30, 2006 | IBM | Promised Fee Share | Common Stock | · | · | 324 | Acquired |
| May 1, 2006 | IBM | BOD Stock Option (right to buy) [F1] | Common Stock | $82.70 | April 30, 2016 | 4,000 | Acquired |
| March 31, 2006 | IBM | Promised Fee Share | Common Stock | · | · | 302 | Acquired |
| Dec. 31, 2005 | IBM | Promised Fee Share | Common Stock | · | · | 305 | Acquired |
| Sept. 30, 2005 | IBM | Promised Fee Share | Common Stock | · | · | 312 | Acquired |
| July 1, 2005 | DAL | Phantom Stock Units | Common Stock | · | · | 1,694 | Acquired |
| June 30, 2005 | IBM | Promised Fee Share | Common Stock | · | · | 335 | Acquired |
| May 1, 2005 | IBM | BOD Stock Option (right to buy) [F1] | Common Stock | $76.48 | April 30, 2015 | 4,000 | Acquired |
| March 31, 2005 | IBM | Promised Fee Share | Common Stock | · | · | 276 | Acquired |
| Dec. 31, 2004 | IBM | Promised Fee Share | Common Stock | · | · | 178 | Acquired |
| Sept. 30, 2004 | IBM | Promised Fee Share | Common Stock | · | · | 205 | Acquired |
| July 1, 2004 | DAL | Phantom Stock Units | Common Stock | · | · | 1,273 | Acquired |
| June 30, 2004 | IBM | Promised Fee Share | Common Stock | · | · | 199 | Acquired |
| May 1, 2004 | IBM | BOD Stock Option (right to buy) [F1] | Common Stock | $88.60 | April 30, 2014 | 4,000 | Acquired |
| March 31, 2004 | IBM | Promised Fee Share | Common Stock | · | · | 191 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.