Joan Guggenheimer
CIK 1230247 · View on SEC EDGAR ↗
Insider
First SEC filing: Sept. 14, 2006 · Latest: Sept. 14, 2006
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 11 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| July 30, 2006 | JPM | None | — | — | — | — | — | (price as of 2026-08-21) | |
| July 1, 2006 | JPM | F | 55,941 | $42.50 | $2,377,492 | 222,489 Direct | -20.09% | Disposed | 736.2% (price as of 2026-08-21) |
| June 2, 2006 | JPM | F | 5,804 | $43.58 | $252,938 | 278,430 Direct | -2.04% | Disposed | 715.5% (price as of 2026-08-21) |
| Jan. 19, 2006 | JPM | A | 41,523 | — | — | 284,234 Direct | +17.11% | Acquired | (price as of 2026-08-21) |
| Oct. 20, 2005 | JPM | A | 250,000 | — | — | 250,000 Direct | — | Acquired | (price as of 2026-08-21) |
| June 2, 2005 | JPM | F | 5,917 | $35.76 | $211,592 | 242,711 Direct | -2.38% | Disposed | 893.8% (price as of 2026-08-21) |
| Jan. 20, 2005 | JPM | A | 42,034 | — | — | 248,628 Direct | +20.35% | Acquired | (price as of 2026-08-21) |
| July 1, 2004 | JPM | A | 396,000 | — | — | 396,000 Direct | — | Acquired | (price as of 2026-08-21) |
| July 1, 2004 | JPM | A | 132,000 | — | — | 132,000 Direct | — | Acquired | (price as of 2026-08-21) |
| July 1, 2004 | JPM | A | 78,275 | — | — | 206,594 Direct | +61.00% | Acquired | (price as of 2026-08-21) |
| July 1, 2004 | JPM | A | 127,719 | — | — | 128,319 Direct | +21286.50% | Acquired | (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Oct. 20, 2005 | JPM | Stock Appreciation Rights | Common Stock (250,000) | $34.78 | Oct. 20, 2015 | 250,000 | Acquired |
| July 1, 2004 | JPM | Employee Stock Option (right to buy) | Common Stock (396,000) | $28.30 | June 2, 2009 | 396,000 | Acquired |
| July 1, 2004 | JPM | Employee Stock Option (right to buy) | Common Stock (132,000) | $29.96 | Aug. 15, 2009 | 132,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 3 holdings
Securities held when first becoming an insider, per SEC Form 3.