Joan Kai Chow
CIK 1390709 · View on SEC EDGAR ↗
Insider
First SEC filing: June 5, 2026 · Latest: June 5, 2026
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 13 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 4, 2026 | ERII | A | 18,094 | $8.29 | $149,999 | 52,116 Direct | +53.18% | Acquired | -7.0% (price as of 2026-08-20) |
| Nov. 19, 2024 | SPB | A | 1,385 | $90.26 | $125,010 | 9,744 Direct | +16.57% | Acquired | -4.0% (price as of 2026-08-20) |
| Nov. 24, 2023 | SPB | A | 1,887 | — | — | 8,359 Direct | +29.16% | Acquired | (price as of 2026-08-20) |
| Nov. 25, 2022 | SPB | A | 4,618 | — | — | 6,472 Direct | +249.08% | Acquired | (price as of 2026-08-20) |
| Dec. 15, 2021 | SPB | A | 1,220 | — | — | 1,854 Direct | +192.43% | Acquired | (price as of 2026-08-20) |
| May 12, 2021 | SPB | A | 634 | — | — | 634 Direct | — | Acquired | (price as of 2026-08-20) |
| Feb. 17, 2015 | MTW | A | 5,046 | $21.80 | $110,003 | 16,936 Direct | +42.44% | Acquired | -4.3% (price as of 2026-08-20) |
| Feb. 14, 2014 | MTW | A | 4,230 | $29.07 | $122,966 | 11,890 Direct | +55.22% | Acquired | -28.2% (price as of 2026-08-20) |
| Feb. 26, 2013 | MTW | A | 5,410 | $18.14 | $98,137 | 7,660 Direct | +240.44% | Acquired | 15.0% (price as of 2026-08-20) |
| Nov. 1, 2012 | MTW | A | 2,250 | $14.85 | $33,412 | 2,250 Direct | — | Acquired | 40.5% (price as of 2026-08-20) |
| July 17, 2007 | CAG | A | 120,000 | — | — | 120,000 Direct | — | Acquired | (price as of 2026-08-20) |
| March 1, 2007 | CAG | A | 6,000 | — | — | 6,000 Direct | — | Acquired | (price as of 2026-08-20) |
| March 1, 2007 | CAG | A | 30,000 | — | — | 30,000 Direct | — | Acquired | (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| July 17, 2007 | CAG | Options (right to buy) | Common Stock (120,000) | $26.80 | July 16, 2014 | 120,000 | Acquired |
| March 1, 2007 | CAG | Share Equivalent Units | Common Stock (6,000) | — | March 1, 2010 | 6,000 | Acquired |
| March 1, 2007 | CAG | Options (right to buy) | Common Stock (30,000) | $25.14 | Feb. 28, 2014 | 30,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Feb. 26, 2007 | CAG | Common Stock | 0 | Direct |