Joan O'Neil
Insider
First SEC filing: Nov. 30, 2015 · Latest: Nov. 30, 2015
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 23, 2017 | WLY | M | 1,550 | $39.53 | $61,272 | 3,723 Direct | +71.33% | Acquired | 22.8% (price as of 2026-10-05) |
| June 23, 2017 | WLY | S | 2,656 | $51.50 | $136,784 | 1,067 Direct | -71.34% | Disposed | -5.7% (price as of 2026-10-05) |
| June 23, 2017 | WLY | M | 1,550 | · | · | 1,550 Direct | -50.00% | Disposed | (price as of 2026-10-05) |
| June 21, 2017 | WLY | A | 2,466 | · | · | 4,259 Direct | +137.53% | Acquired | (price as of 2026-10-05) |
| April 30, 2017 | WLY | M | 748 | · | · | 1,815 Direct | +70.10% | Acquired | (price as of 2026-10-05) |
| April 30, 2017 | WLY | M | 597 | · | · | 2,412 Direct | +32.89% | Acquired | (price as of 2026-10-05) |
| April 30, 2017 | WLY | M | 250 | · | · | 2,662 Direct | +10.36% | Acquired | (price as of 2026-10-05) |
| April 30, 2017 | WLY | M | 200 | · | · | 2,862 Direct | +7.51% | Acquired | (price as of 2026-10-05) |
| April 30, 2017 | WLY | M | 118 | · | · | 2,980 Direct | +4.12% | Acquired | (price as of 2026-10-05) |
| April 30, 2017 | WLY | F | 807 | $52.70 | $42,529 | 2,173 Direct | -27.08% | Disposed | -7.9% (price as of 2026-10-05) |
| April 30, 2017 | WLY | M | 748 | · | · | 749 Direct | -49.97% | Disposed | (price as of 2026-10-05) |
| April 30, 2017 | WLY | M | 200 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| April 30, 2017 | WLY | M | 118 | · | · | 1,235 Direct | -8.72% | Disposed | (price as of 2026-10-05) |
| April 30, 2017 | WLY | M | 250 | · | · | 985 Direct | -20.24% | Disposed | (price as of 2026-10-05) |
| April 30, 2017 | WLY | M | 597 | · | · | 1,793 Direct | -24.98% | Disposed | (price as of 2026-10-05) |
| June 22, 2016 | WLY | A | 1,497 | · | · | 1,497 Direct | · | Acquired | (price as of 2026-10-05) |
| June 22, 2016 | WLY | A | 2,386 | · | · | 2,386 Direct | · | Acquired | (price as of 2026-10-05) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 23, 2017 | WLY | Non-Qualified Stock Options | Class A Common | $39.53 | June 24, 2023 | 1,550 | Disposed |
| June 21, 2017 | WLY | Restricted Stock Units | Class A Common | · | · | 2,466 | Acquired |
| April 30, 2017 | WLY | Restricted Performance Units | Class A Common | · | · | 748 | Disposed |
| April 30, 2017 | WLY | Restricted Performance Units | Class A Common | · | June 26, 2022 | 200 | Disposed |
| April 30, 2017 | WLY | Restricted Stock Units | Class A Common | · | · | 118 | Disposed |
| April 30, 2017 | WLY | Restricted Stock Units | Class A Common | · | · | 250 | Disposed |
| April 30, 2017 | WLY | Restricted Stock Units | Class A Common | · | · | 597 | Disposed |
| June 22, 2016 | WLY | Restricted Performance Units | Class A Common | · | · | 1,497 | Acquired |
| June 22, 2016 | WLY | Restricted Stock Units | Class A Common | · | · | 2,386 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 5 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Nov. 30, 2015 | WLY | Class A Common [F1] | 750 | Direct |
| Nov. 30, 2015 | WLY | Non-Qualified Stock Options | 3,100 | Direct |
| Nov. 30, 2015 | WLY | Non-Qualified Stock Options | 2,680 | Direct |
| Nov. 30, 2015 | WLY | Non-Qualified Stock Options | 2,400 | Direct |
| Nov. 30, 2015 | WLY | Restricted Stock Units | 1,470 | Direct |