Joanne H Raphael

Insider

First SEC filing: Jan. 5, 2016 · Latest: Jan. 5, 2016

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

PPLC selling Feb. 22, 2021

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 73 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

73 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Feb. 22, 2021	PPLC	S 10b5-1	3,002	$27.50	$82,555	46,559 Direct	-6.06%	Disposed	71.2% (price as of 2026-08-20)
Feb. 22, 2021	PPLC	S 10b5-1	2,898	$27.49	$79,666	49,561 Direct	-5.52%	Disposed	71.3% (price as of 2026-08-20)
Feb. 22, 2021	PPLC	S 10b5-1	13,288	$27.48	$365,154	52,459 Direct	-20.21%	Disposed	71.3% (price as of 2026-08-20)
Feb. 18, 2021	PPLC	M	27,018	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 18, 2021	PPLC	F	7,830	$27.77	$217,439	65,747 Direct	-10.64%	Disposed	69.5% (price as of 2026-08-20)
Feb. 18, 2021	PPLC	M	27,018	$27.77	$750,290	73,577 Direct	+58.03%	Acquired	69.5% (price as of 2026-08-20)
Jan. 26, 2021	PPLC	S 10b5-1	4,589	$28.12	$129,043	46,559 Direct	-8.97%	Disposed	67.4% (price as of 2026-08-20)
Jan. 25, 2021	PPLC	M	6,755	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 25, 2021	PPLC	F	2,165	$28.11	$60,858	51,148 Direct	-4.06%	Disposed	67.5% (price as of 2026-08-20)
Jan. 25, 2021	PPLC	M	6,755	$28.11	$189,883	53,313 Direct	+14.51%	Acquired	67.5% (price as of 2026-08-20)
Jan. 21, 2021	PPLC	A	16,237	—	—	16,237 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 21, 2021	PPLC	J	13,509	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 21, 2021	PPLC	A	16,237	—	—	16,237 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 21, 2021	PPLC	A	16,237	—	—	16,237 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 21, 2021	PPLC	A	8,119	—	—	8,119 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 14, 2020	PPLC	M	14,274	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 14, 2020	PPLC	M	10,595	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 14, 2020	PPLC	A	5,298	—	—	10,595 Direct	+100.02%	Acquired	(price as of 2026-08-20)
Feb. 14, 2020	PPLC	F	4,453	$35.37	$157,503	46,558 Direct	-8.73%	Disposed	33.1% (price as of 2026-08-20)
Feb. 14, 2020	PPLC	M	14,274	$35.37	$504,871	51,011 Direct	+38.85%	Acquired	33.1% (price as of 2026-08-20)
Feb. 14, 2020	PPLC	F	3,071	$35.37	$108,621	36,737 Direct	-7.71%	Disposed	33.1% (price as of 2026-08-20)
Feb. 14, 2020	PPLC	M	10,595	$35.37	$374,745	39,808 Direct	+36.27%	Acquired	33.1% (price as of 2026-08-20)
Jan. 24, 2020	PPLC	M	5,297	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 24, 2020	PPLC	F	1,654	$36.53	$60,421	29,213 Direct	-5.36%	Disposed	28.9% (price as of 2026-08-20)
Jan. 24, 2020	PPLC	M	5,297	$36.53	$193,499	30,867 Direct	+20.72%	Acquired	28.9% (price as of 2026-08-20)
Jan. 23, 2020	PPLC	J	15,892	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 23, 2020	PPLC	J	21,190	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 23, 2020	PPLC	A	11,919	—	—	11,919 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 23, 2020	PPLC	A	11,919	—	—	11,919 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 23, 2020	PPLC	A	5,960	—	—	5,960 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 14, 2019	PPLC	S 10b5-1	21,288	$32.07	$682,706	25,569 Direct	-45.43%	Disposed	46.8% (price as of 2026-08-20)
Oct. 14, 2019	PPLC	M 10b5-1	21,288	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Oct. 14, 2019	PPLC	M 10b5-1	21,288	$28.09	$597,980	46,857 Direct	+83.26%	Acquired	67.6% (price as of 2026-08-20)
June 14, 2019	PPLC	A	641	—	—	641 Direct	—	Acquired	(price as of 2026-08-20)
June 14, 2019	PPLC	A	641	—	—	641 Direct	—	Acquired	(price as of 2026-08-20)
June 14, 2019	PPLC	A	321	—	—	321 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 24, 2019	PPLC	J	15,342	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 24, 2019	PPLC	A	13,147	—	—	13,147 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 24, 2019	PPLC	A	13,147	—	—	13,147 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 24, 2019	PPLC	A	6,574	—	—	6,574 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 22, 2019	PPLC	M	12,550	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 22, 2019	PPLC	F	3,780	$30.07	$113,665	25,569 Direct	-12.88%	Disposed	56.6% (price as of 2026-08-20)
Jan. 22, 2019	PPLC	M	12,550	$30.07	$377,378	29,349 Direct	+74.71%	Acquired	56.6% (price as of 2026-08-20)
Dec. 7, 2018	PPLC	M 10b5-1	22,410	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 7, 2018	PPLC	S 10b5-1	800	$31.00	$24,800	16,799 Direct	-4.55%	Disposed	51.9% (price as of 2026-08-20)
Dec. 7, 2018	PPLC	S 10b5-1	300	$31.00	$9,300	17,599 Direct	-1.68%	Disposed	51.9% (price as of 2026-08-20)
Dec. 7, 2018	PPLC	S 10b5-1	21,310	$31.00	$660,610	17,899 Direct	-54.35%	Disposed	51.9% (price as of 2026-08-20)
Dec. 7, 2018	PPLC	M 10b5-1	22,410	$28.77	$644,736	39,209 Direct	+133.40%	Acquired	63.6% (price as of 2026-08-20)
Feb. 28, 2018	PPLC	S 10b5-1	2,205	$29.19	$64,364	16,799 Direct	-11.60%	Disposed	61.3% (price as of 2026-08-20)
Jan. 26, 2018	PPLC	M	1,011	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 26, 2018	PPLC	M	2,094	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 26, 2018	PPLC	F	293	$32.27	$9,455	19,004 Direct	-1.52%	Disposed	45.9% (price as of 2026-08-20)
Jan. 26, 2018	PPLC	M	1,011	$32.27	$32,625	19,297 Direct	+5.53%	Acquired	45.9% (price as of 2026-08-20)
Jan. 26, 2018	PPLC	F	607	$32.27	$19,588	18,286 Direct	-3.21%	Disposed	45.9% (price as of 2026-08-20)
Jan. 26, 2018	PPLC	M	2,094	$32.27	$67,573	18,893 Direct	+12.47%	Acquired	45.9% (price as of 2026-08-20)
Jan. 25, 2018	PPLC	A	11,379	—	—	11,379 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 25, 2018	PPLC	A	11,379	—	—	11,379 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 25, 2018	PPLC	A	5,690	—	—	5,690 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 23, 2018	PPLC	S 10b5-1	5,045	$31.60	$159,422	16,799 Direct	-23.10%	Disposed	49.0% (price as of 2026-08-20)
Jan. 22, 2018	PPLC	M	7,281	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 22, 2018	PPLC	F	2,236	$31.49	$70,412	21,844 Direct	-9.29%	Disposed	49.5% (price as of 2026-08-20)
Jan. 22, 2018	PPLC	M	7,281	$31.49	$229,279	24,080 Direct	+43.34%	Acquired	49.5% (price as of 2026-08-20)
Aug. 23, 2017	PPLC	M 10b5-1	35,651	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 23, 2017	PPLC	S 10b5-1	35,651	$39.50	$1,408,214	16,799 Direct	-67.97%	Disposed	19.2% (price as of 2026-08-20)
Aug. 23, 2017	PPLC	M 10b5-1	35,651	$23.20	$827,103	52,450 Direct	+212.22%	Acquired	102.9% (price as of 2026-08-20)
Feb. 28, 2017	PPLC	S 10b5-1	4,035	$36.57	$147,560	16,799 Direct	-19.37%	Disposed	28.7% (price as of 2026-08-20)
Feb. 17, 2017	PPLC	A	12,260	—	—	12,260 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 27, 2017	PPLC	M	5,956	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 27, 2017	PPLC	F	1,921	$34.41	$66,102	20,834 Direct	-8.44%	Disposed	36.8% (price as of 2026-08-20)
Jan. 27, 2017	PPLC	M	5,956	$34.41	$204,946	22,755 Direct	+35.45%	Acquired	36.8% (price as of 2026-08-20)
Jan. 26, 2017	PPLC	A	4,550	—	—	4,550 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 26, 2017	PPLC	A	13,650	—	—	13,650 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 26, 2017	PPLC	A	4,550	—	—	4,550 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 24, 2017	PPLC	S 10b5-1	5,734	$34.36	$197,020	16,799 Direct	-25.45%	Disposed	37.0% (price as of 2026-08-20)
Jan. 23, 2017	PPLC	M	8,625	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 23, 2017	PPLC	F	2,891	$34.36	$99,335	22,533 Direct	-11.37%	Disposed	37.0% (price as of 2026-08-20)
Jan. 23, 2017	PPLC	M	8,625	$34.36	$296,355	25,424 Direct	+51.34%	Acquired	37.0% (price as of 2026-08-20)
April 29, 2016	PPLC	G	675	—	—	16,799 Direct	-3.86%	Disposed	(price as of 2026-08-20)
Jan. 26, 2016	PPLC	S 10b5-1	6,068	$33.91	$205,766	17,474 Direct	-25.78%	Disposed	38.8% (price as of 2026-08-20)
Jan. 25, 2016	PPLC	M	8,956	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 25, 2016	PPLC	F	2,888	$33.23	$95,968	23,542 Direct	-10.93%	Disposed	41.7% (price as of 2026-08-20)
Jan. 25, 2016	PPLC	M	8,956	$33.23	$297,608	26,430 Direct	+51.25%	Acquired	41.7% (price as of 2026-08-20)
Jan. 25, 2016	PPLC	S 10b5-1	5,825	$33.98	$197,934	17,474 Direct	-25.00%	Disposed	38.6% (price as of 2026-08-20)
Jan. 22, 2016	PPLC	M	8,732	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 22, 2016	PPLC	F	2,907	$34.01	$98,867	23,299 Direct	-11.09%	Disposed	38.4% (price as of 2026-08-20)
Jan. 22, 2016	PPLC	M	8,732	$34.01	$296,975	26,206 Direct	+49.97%	Acquired	38.4% (price as of 2026-08-20)
Jan. 21, 2016	PPLC	A	13,294	—	—	13,294 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 21, 2016	PPLC	A	10,875	—	—	10,875 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 18, 2021	PPLC	Performance Stock Unit (SIP)	Common Stock	$0.00	—	27,018	Disposed
Jan. 25, 2021	PPLC	Stock Unit (SIP)	Common Stock	$0.00	—	6,755	Disposed
Jan. 21, 2021	PPLC	Performance Stock Unit (SIP)	Common Stock (16,237)	—	—	16,237	Acquired
Jan. 21, 2021	PPLC	Performance Stock Unit (SIP)	Common Stock	—	—	13,509	Disposed
Jan. 21, 2021	PPLC	Performance Stock Unit (SIP)	Common Stock (16,237)	—	—	16,237	Acquired
Jan. 21, 2021	PPLC	Performance Stock Unit (SIP)	Common Stock (16,237)	—	—	16,237	Acquired
Jan. 21, 2021	PPLC	Stock Unit (SIP)	Common Stock (8,119)	—	—	8,119	Acquired
Feb. 14, 2020	PPLC	Stock Unit (SIP)	Common Stock	$0.00	—	14,274	Disposed
Feb. 14, 2020	PPLC	Performance Stock Unit (SIP)	Common Stock	$0.00	—	10,595	Disposed
Feb. 14, 2020	PPLC	Performance Stock Unit (SIP)	Common Stock (5,298)	—	—	5,298	Acquired
Jan. 24, 2020	PPLC	Stock Unit (SIP)	Common Stock	$0.00	—	5,297	Disposed
Jan. 23, 2020	PPLC	Performance Stock Unit (SIP)	Common Stock	—	—	15,892	Disposed
Jan. 23, 2020	PPLC	Performance Stock Unit (SIP)	Common Stock	—	—	21,190	Disposed
Jan. 23, 2020	PPLC	Performance Stock Unit (SIP)	Common Stock (11,919)	—	—	11,919	Acquired
Jan. 23, 2020	PPLC	Performance Stock Unit (SIP)	Common Stock (11,919)	—	—	11,919	Acquired
Jan. 23, 2020	PPLC	Stock Unit (SIP)	Common Stock (5,960)	—	—	5,960	Acquired
Oct. 14, 2019	PPLC	Employee Stock Options (Right to Buy)	Common Stock (21,288)	$28.09	Jan. 20, 2020	21,288	Disposed
June 14, 2019	PPLC	Performance Stock Unit (SIP)	Common Stock (641)	—	—	641	Acquired
June 14, 2019	PPLC	Performance Stock Unit (SIP)	Common Stock (641)	—	—	641	Acquired
June 14, 2019	PPLC	Stock Unit (SIP)	Common Stock (321)	—	—	321	Acquired
Jan. 24, 2019	PPLC	Performance Stock Unit (SIP)	Common Stock	—	—	15,342	Disposed
Jan. 24, 2019	PPLC	Performance Stock Unit (SIP)	Common Stock (13,147)	—	—	13,147	Acquired
Jan. 24, 2019	PPLC	Performance Stock Unit (SIP)	Common Stock (13,147)	—	—	13,147	Acquired
Jan. 24, 2019	PPLC	Stock Unit (SIP)	Common Stock (6,574)	—	—	6,574	Acquired
Jan. 22, 2019	PPLC	Stock Unit (SIP)	Common Stock (12,550)	$0.00	—	12,550	Disposed
Dec. 7, 2018	PPLC	Employee Stock Options (Right to Buy)	Common Stock (22,410)	$28.77	Jan. 21, 2019	22,410	Disposed
Jan. 26, 2018	PPLC	Performance Stock Unit (ICPKE)	Common Stock	$0.00	—	1,011	Disposed
Jan. 26, 2018	PPLC	Performance Stock Unit (ICPKE)	Common Stock	$0.00	—	2,094	Disposed
Jan. 25, 2018	PPLC	Performance Stock Unit (SIP)	Common Stock (11,379)	—	—	11,379	Acquired
Jan. 25, 2018	PPLC	Performance Stock Unit (SIP)	Common Stock (11,379)	—	—	11,379	Acquired
Jan. 25, 2018	PPLC	Stock Unit (SIP)	Common Stock (5,690)	—	—	5,690	Acquired
Jan. 22, 2018	PPLC	Stock Unit (ICPKE)	Common Stock (7,281)	$0.00	—	7,281	Disposed
Aug. 23, 2017	PPLC	Employee Stock Options (Right to Buy)	Common Stock (35,651)	$23.20	Jan. 26, 2021	35,651	Disposed
Feb. 17, 2017	PPLC	Stock Unit (SIP)	Common Stock (12,260)	—	—	12,260	Acquired
Jan. 27, 2017	PPLC	Performance Stock Unit (ICPKE)	Common Stock	$0.00	—	5,956	Disposed
Jan. 26, 2017	PPLC	Performance Stock Unit (SIP)	Common Stock (4,550)	—	—	4,550	Acquired
Jan. 26, 2017	PPLC	Performance Stock Unit (SIP)	Common Stock (13,650)	—	—	13,650	Acquired
Jan. 26, 2017	PPLC	Stock Unit (SIP)	Common Stock (4,550)	—	—	4,550	Acquired
Jan. 23, 2017	PPLC	Stock Unit (ICPKE)	Common Stock (8,625)	$0.00	—	8,625	Disposed
Jan. 25, 2016	PPLC	Performance Stock Unit (ICPKE)	Common Stock	$0.00	—	8,956	Disposed
Jan. 22, 2016	PPLC	Stock Unit (ICPKE)	Common Stock (8,732)	$0.00	—	8,732	Disposed
Jan. 21, 2016	PPLC	Performance Stock Unit (SIP)	Common Stock (13,294)	—	—	13,294	Acquired
Jan. 21, 2016	PPLC	Stock Unit (SIP)	Common Stock (10,875)	—	—	10,875	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 16 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Jan. 5, 2016	PPLC	Common Stock	17,474	Direct
Jan. 5, 2016	PPLC	Common Stock	1,355	Indirect
Jan. 5, 2016	PPLC	Stock Unit (ICPKE)→ Common Stock (8,732)	8,732	Direct
Jan. 5, 2016	PPLC	Stock Unit (ICPKE)→ Common Stock (8,625)	8,625	Direct
Jan. 5, 2016	PPLC	Stock Unit (ICPKE)→ Common Stock (7,281)	7,281	Direct
Jan. 5, 2016	PPLC	Performance Unit (ICPKE)→ Common Stock	—	Direct
Jan. 5, 2016	PPLC	Performance Unit (ICPKE)→ Common Stock	—	Direct
Jan. 5, 2016	PPLC	Performance Unit (ICPKE)→ Common Stock	—	Direct
Jan. 5, 2016	PPLC	Performance Unit (ICPKE)→ Common Stock	—	Direct
Jan. 5, 2016	PPLC	Employee Stock Options (Right to Buy)→ Common Stock (14,507)	14,507	Direct
Jan. 5, 2016	PPLC	Employee Stock Options (Right to Buy)→ Common Stock (22,410)	22,410	Direct
Jan. 5, 2016	PPLC	Employee Stock Options (Right to Buy)→ Common Stock (21,288)	21,288	Direct
Jan. 5, 2016	PPLC	Employee Stock Options (Right to Buy)→ Common Stock (35,651)	35,651	Direct
Jan. 5, 2016	PPLC	Employee Stock Options (Right to Buy)→ Common Stock (36,750)	36,750	Direct
Jan. 5, 2016	PPLC	Employee Stock Options (Right to Buy)→ Common Stock (466)	466	Direct
Jan. 5, 2016	PPLC	Employee Stock Options (Right to Buy)→ Common Stock (64,532)	64,532	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

PPLC

General Counsel

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2019	$587,461	—	$1,128,342	—	$816,088	$2,584,854	$52,963	$4,507,984
2018	$529,231	—	$988,567	—	$644,824	$2,203,457	$40,835	$3,000,191

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.