Joe David Staggs JR
CIK 1946414 · View on SEC EDGAR ↗
First SEC filing: Sept. 16, 2022 · Latest: Sept. 16, 2022
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Sept. 9, 2022 | SWKHL | P | 2,745 | $16.53 | $45,375 | 19,637 Direct | +16.25% | Acquired | 54.0% (price as of 2026-08-21) |
| Sept. 9, 2022 | SWKHL | P | 2,745 | $16.53 | $45,375 | 16,641 Direct | +19.75% | Acquired | 54.0% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| April 15, 2025 | SWKHL | Employee Stock Option (right to buy) | Common Stock (18,750) | $12.50 | May 24, 2029 | 18,750 | Disposed |
| April 15, 2025 | SWKHL | Employee Stock Option (right to buy) | Common Stock (15,000) | $9.61 | July 11, 2026 | 15,000 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 6 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Sept. 16, 2022 | SWKHL | Common Stock | 16,892 | Direct |
| Sept. 16, 2022 | SWKHL | Employee Stock Option (right to buy)→ Common Stock (15,000) | 15,000 | Direct |
| Sept. 16, 2022 | SWKHL | Employee Stock Option (right to buy)→ Common Stock (18,750) | 18,750 | Direct |
| Sept. 12, 2022 | SWKHL | Common Stock | 13,896 | Direct |
| Sept. 12, 2022 | SWKHL | Employee Stock Option (right to buy)→ Common Stock (15,000) | 15,000 | Direct |
| Sept. 12, 2022 | SWKHL | Employee Stock Option (right to buy)→ Common Stock (18,750) | 18,750 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
SWKHL
CEO| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2024 | $400,000 | $415,000 | $599,930 | — | — | — | $20,700 | $1,435,630 |
| 2023 | $408,077 | $525,269 | — | — | — | — | $19,800 | $953,146 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.