Joe E Harlan

Insider

First SEC filing: Nov. 7, 2019 · Latest: Nov. 7, 2019

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 44 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

44 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Nov. 6, 2019	FLS	A	582	$49.39	$28,745	42,637 Direct	+1.38%	Acquired	57.1% (price as of 2026-08-20)
Aug. 8, 2019	FLS	A	638	$45.05	$28,742	42,055 Direct	+1.54%	Acquired	72.2% (price as of 2026-08-20)
May 23, 2019	FLS	A	2,568	$48.69	$125,036	41,417 Direct	+6.61%	Acquired	59.3% (price as of 2026-08-20)
May 13, 2019	FLS	A	604	$47.62	$28,762	38,849 Direct	+1.58%	Acquired	62.9% (price as of 2026-08-20)
March 7, 2019	FLS	A	670	$42.92	$28,756	38,245 Direct	+1.78%	Acquired	80.8% (price as of 2026-08-20)
May 24, 2018	FLS	A	2,894	$43.19	$124,992	37,575 Direct	+8.34%	Acquired	79.6% (price as of 2026-08-20)
May 18, 2017	FLS	A	2,574	$48.56	$124,993	34,681 Direct	+8.02%	Acquired	59.8% (price as of 2026-08-20)
Feb. 14, 2017	29915	F	6,872	$61.72	$424,140	181,627 Direct	-3.65%	Disposed
Feb. 10, 2017	29915	A	70,640	—	—	70,640 Direct	—	Acquired
Feb. 10, 2017	29915	A	13,900	—	—	188,499 Direct	+7.96%	Acquired
Nov. 8, 2016	FLS	A	516	$41.76	$21,548	32,107 Direct	+1.63%	Acquired	85.8% (price as of 2026-08-20)
Aug. 4, 2016	FLS	A	460	$46.84	$21,546	31,591 Direct	+1.48%	Acquired	65.6% (price as of 2026-08-20)
May 19, 2016	FLS	A	2,783	$44.91	$124,985	31,131 Direct	+9.82%	Acquired	72.8% (price as of 2026-08-20)
May 5, 2016	FLS	A	467	$46.12	$21,538	28,348 Direct	+1.67%	Acquired	68.2% (price as of 2026-08-20)
Feb. 26, 2016	FLS	A	510	$42.28	$21,563	27,881 Direct	+1.86%	Acquired	83.5% (price as of 2026-08-20)
Feb. 15, 2016	29915	F	10,294	$46.83	$482,068	174,599 Direct	-5.57%	Disposed
Feb. 12, 2016	29915	A	95,900	—	—	95,900 Direct	—	Acquired
Feb. 12, 2016	29915	A	19,020	—	—	184,893 Direct	+11.47%	Acquired
Nov. 6, 2015	FLS	A	464	$46.50	$21,576	27,371 Direct	+1.72%	Acquired	66.8% (price as of 2026-08-20)
Aug. 7, 2015	FLS	A	457	$47.20	$21,570	26,907 Direct	+1.73%	Acquired	64.4% (price as of 2026-08-20)
May 21, 2015	FLS	A	2,169	$57.64	$125,021	26,450 Direct	+8.93%	Acquired	34.6% (price as of 2026-08-20)
May 8, 2015	FLS	A	387	$55.77	$21,583	24,281 Direct	+1.62%	Acquired	39.1% (price as of 2026-08-20)
Feb. 24, 2015	FLS	A	346	$62.21	$21,525	23,894 Direct	+1.47%	Acquired	24.7% (price as of 2026-08-20)
Feb. 13, 2015	29915	A	95,610	—	—	95,610 Direct	—	Acquired
Feb. 13, 2015	29915	A	18,710	—	—	165,873 Direct	+12.71%	Acquired
Feb. 10, 2015	29915	F	7,770	$48.50	$376,845	147,163 Direct	-5.02%	Disposed
Nov. 3, 2014	29915	F	62,371	$49.13	$3,064,287	154,846 Direct	-28.71%	Disposed
Oct. 31, 2014	FLS	A	320	$67.41	$21,571	23,548 Direct	+1.38%	Acquired	15.1% (price as of 2026-08-20)
Sept. 8, 2014	29915	F	9,933	$54.31	$539,461	217,217 Direct	-4.37%	Disposed
Aug. 1, 2014	FLS	A	296	$72.92	$21,584	23,228 Direct	+1.29%	Acquired	6.4% (price as of 2026-08-20)
May 22, 2014	FLS	A	1,692	$73.87	$124,988	22,932 Direct	+7.97%	Acquired	5.0% (price as of 2026-08-20)
April 30, 2014	FLS	A	337	$72.52	$24,439	21,240 Direct	+1.61%	Acquired	7.0% (price as of 2026-08-20)
Feb. 25, 2014	FLS	A	299	$81.64	$24,410	20,903 Direct	+1.45%	Acquired	-5.0% (price as of 2026-08-20)
Feb. 14, 2014	29915	A	91,850	—	—	91,850 Direct	—	Acquired
Feb. 14, 2014	29915	A	18,830	—	—	227,150 Direct	+9.04%	Acquired
May 23, 2013	FLS	A	744	$167.93	$124,940	6,868 Direct	+12.15%	Acquired	38.6% (price as of 2026-08-20)
Feb. 15, 2013	29915	A	210,880	—	—	210,880 Direct	—	Acquired
Feb. 15, 2013	29915	A	28,650	—	—	208,320 Direct	+15.95%	Acquired
May 17, 2012	FLS	A	1,216	$102.75	$124,944	6,124 Direct	+24.78%	Acquired	126.5% (price as of 2026-08-20)
May 17, 2012	FLS	A	973	$102.75	$99,976	5,881 Direct	+19.82%	Acquired	126.5% (price as of 2026-08-20)
Feb. 10, 2012	29915	A	134,330	—	—	134,330 Direct	—	Acquired
Feb. 10, 2012	29915	A	23,170	—	—	179,670 Direct	+14.81%	Acquired
June 2, 2011	MMM	G	109	—	—	13,530 Direct	-0.80%	Disposed	(price as of 2026-08-20)
May 19, 2011	FLS	A	828	$120.81	$100,031	4,908 Direct	+20.29%	Acquired	92.7% (price as of 2026-08-20)
May 18, 2011	MMM	S	100	$93.58	$9,358	22,394 Direct	-0.44%	Disposed	130.5% (price as of 2026-08-20)
May 18, 2011	MMM	S	300	$93.57	$28,071	22,494 Direct	-1.32%	Disposed	130.5% (price as of 2026-08-20)
May 18, 2011	MMM	S	200	$93.56	$18,712	22,794 Direct	-0.87%	Disposed	130.6% (price as of 2026-08-20)
May 18, 2011	MMM	S	100	$93.54	$9,354	22,994 Direct	-0.43%	Disposed	130.6% (price as of 2026-08-20)
May 18, 2011	MMM	S	100	$93.53	$9,353	23,094 Direct	-0.43%	Disposed	130.6% (price as of 2026-08-20)
May 18, 2011	MMM	S	300	$93.51	$28,053	23,194 Direct	-1.28%	Disposed	130.7% (price as of 2026-08-20)
May 18, 2011	MMM	S	300	$93.50	$28,050	23,494 Direct	-1.26%	Disposed	130.7% (price as of 2026-08-20)
May 18, 2011	MMM	S	200	$93.47	$18,694	23,794 Direct	-0.83%	Disposed	130.8% (price as of 2026-08-20)
May 18, 2011	MMM	S	100	$93.46	$9,346	23,994 Direct	-0.42%	Disposed	130.8% (price as of 2026-08-20)
May 18, 2011	MMM	S	200	$93.45	$18,690	24,094 Direct	-0.82%	Disposed	130.8% (price as of 2026-08-20)
May 18, 2011	MMM	S	100	$93.44	$9,344	24,294 Direct	-0.41%	Disposed	130.9% (price as of 2026-08-20)
May 18, 2011	MMM	S	200	$93.43	$18,686	24,394 Direct	-0.81%	Disposed	130.9% (price as of 2026-08-20)
May 18, 2011	MMM	S	200	$93.42	$18,684	24,594 Direct	-0.81%	Disposed	130.9% (price as of 2026-08-20)
May 18, 2011	MMM	S	200	$93.41	$18,682	24,794 Direct	-0.80%	Disposed	130.9% (price as of 2026-08-20)
May 18, 2011	MMM	S	100	$93.39	$9,339	24,994 Direct	-0.40%	Disposed	131.0% (price as of 2026-08-20)
May 18, 2011	MMM	S	300	$93.38	$28,014	25,094 Direct	-1.18%	Disposed	131.0% (price as of 2026-08-20)
May 18, 2011	MMM	S	100	$93.37	$9,337	25,394 Direct	-0.39%	Disposed	131.0% (price as of 2026-08-20)
May 18, 2011	MMM	S	200	$93.34	$18,668	25,494 Direct	-0.78%	Disposed	131.1% (price as of 2026-08-20)
May 18, 2011	MMM	S	100	$93.32	$9,332	25,694 Direct	-0.39%	Disposed	131.2% (price as of 2026-08-20)
May 18, 2011	MMM	S	100	$93.31	$9,331	25,794 Direct	-0.39%	Disposed	131.2% (price as of 2026-08-20)
May 18, 2011	MMM	S	100	$93.29	$9,329	25,894 Direct	-0.38%	Disposed	131.2% (price as of 2026-08-20)
May 18, 2011	MMM	S	100	$93.27	$9,327	25,994 Direct	-0.38%	Disposed	131.3% (price as of 2026-08-20)
May 18, 2011	MMM	S	200	$93.25	$18,650	26,094 Direct	-0.76%	Disposed	131.3% (price as of 2026-08-20)
May 18, 2011	MMM	S	100	$93.24	$9,324	26,294 Direct	-0.38%	Disposed	131.3% (price as of 2026-08-20)
May 18, 2011	MMM	S	100	$93.23	$9,323	26,394 Direct	-0.38%	Disposed	131.4% (price as of 2026-08-20)
May 18, 2011	MMM	S	100	$93.21	$9,321	26,494 Direct	-0.38%	Disposed	131.4% (price as of 2026-08-20)
May 18, 2011	MMM	S	200	$93.20	$18,640	26,594 Direct	-0.75%	Disposed	131.4% (price as of 2026-08-20)
May 18, 2011	MMM	S	200	$93.19	$18,638	26,794 Direct	-0.74%	Disposed	131.5% (price as of 2026-08-20)
May 18, 2011	MMM	S	100	$93.18	$9,318	26,994 Direct	-0.37%	Disposed	131.5% (price as of 2026-08-20)
May 18, 2011	MMM	S	300	$93.18	$27,954	27,094 Direct	-1.10%	Disposed	131.5% (price as of 2026-08-20)
May 18, 2011	MMM	S	1,200	$93.44	$112,128	53,181 Direct	-2.21%	Disposed	130.9% (price as of 2026-08-20)
May 18, 2011	MMM	S	710	$93.43	$66,335	54,381 Direct	-1.29%	Disposed	130.9% (price as of 2026-08-20)
May 18, 2011	MMM	S	100	$93.42	$9,342	55,091 Direct	-0.18%	Disposed	130.9% (price as of 2026-08-20)
May 18, 2011	MMM	S	2,090	$93.42	$195,248	55,191 Direct	-3.65%	Disposed	130.9% (price as of 2026-08-20)
May 18, 2011	MMM	S	300	$93.41	$28,023	57,281 Direct	-0.52%	Disposed	130.9% (price as of 2026-08-20)
May 18, 2011	MMM	S	1,000	$93.40	$93,400	57,581 Direct	-1.71%	Disposed	131.0% (price as of 2026-08-20)
May 18, 2011	MMM	S	800	$93.39	$74,712	58,581 Direct	-1.35%	Disposed	131.0% (price as of 2026-08-20)
May 18, 2011	MMM	S	1,050	$93.38	$98,049	59,381 Direct	-1.74%	Disposed	131.0% (price as of 2026-08-20)
May 18, 2011	MMM	S	100	$93.38	$9,338	60,431 Direct	-0.17%	Disposed	131.0% (price as of 2026-08-20)
May 18, 2011	MMM	S	450	$93.37	$42,016	60,531 Direct	-0.74%	Disposed	131.0% (price as of 2026-08-20)
May 18, 2011	MMM	S	579	$93.36	$54,055	60,981 Direct	-0.94%	Disposed	131.1% (price as of 2026-08-20)
May 18, 2011	MMM	S	21	$93.35	$1,960	61,560 Direct	-0.03%	Disposed	131.1% (price as of 2026-08-20)
May 18, 2011	MMM	S	100	$93.34	$9,334	61,581 Direct	-0.16%	Disposed	131.1% (price as of 2026-08-20)
May 18, 2011	MMM	S	1,000	$93.34	$93,340	61,681 Direct	-1.60%	Disposed	131.1% (price as of 2026-08-20)
May 18, 2011	MMM	S	100	$93.32	$9,332	62,681 Direct	-0.16%	Disposed	131.2% (price as of 2026-08-20)
May 18, 2011	MMM	S	100	$93.29	$9,329	62,781 Direct	-0.16%	Disposed	131.2% (price as of 2026-08-20)
May 18, 2011	MMM	S	100	$93.27	$9,327	62,881 Direct	-0.16%	Disposed	131.3% (price as of 2026-08-20)
May 18, 2011	MMM	S	600	$93.25	$55,950	62,981 Direct	-0.94%	Disposed	131.3% (price as of 2026-08-20)
May 18, 2011	MMM	S	400	$93.24	$37,296	63,581 Direct	-0.63%	Disposed	131.3% (price as of 2026-08-20)
May 18, 2011	MMM	S	551	$93.24	$51,375	63,981 Direct	-0.85%	Disposed	131.3% (price as of 2026-08-20)
May 18, 2011	MMM	S	449	$93.23	$41,860	64,532 Direct	-0.69%	Disposed	131.4% (price as of 2026-08-20)
May 18, 2011	MMM	S	100	$93.22	$9,322	64,981 Direct	-0.15%	Disposed	131.4% (price as of 2026-08-20)
May 18, 2011	MMM	S	300	$93.18	$27,954	65,081 Direct	-0.46%	Disposed	131.5% (price as of 2026-08-20)
May 18, 2011	MMM	S	200	$93.17	$18,634	65,381 Direct	-0.30%	Disposed	131.5% (price as of 2026-08-20)
May 18, 2011	MMM	S	500	$93.16	$46,580	65,581 Direct	-0.76%	Disposed	131.5% (price as of 2026-08-20)
May 18, 2011	MMM	S	100	$93.15	$9,315	66,081 Direct	-0.15%	Disposed	131.6% (price as of 2026-08-20)

Showing latest 100 of 711 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Nov. 6, 2019	FLS	Phantom Stock	Common Stock (582)	—	—	582	Acquired
Aug. 8, 2019	FLS	Phantom Stock	Common Stock (638)	—	—	638	Acquired
May 23, 2019	FLS	Phantom Stock	Common Stock (2,568)	—	—	2,568	Acquired
May 13, 2019	FLS	Phantom Stock	Common Stock (604)	—	—	604	Acquired
March 7, 2019	FLS	Phantom Stock	Common Stock (670)	—	—	670	Acquired
May 24, 2018	FLS	Phantom Stock	Common Stock (2,894)	—	—	2,894	Acquired
May 18, 2017	FLS	Phantom Stock	Common Stock (2,574)	—	—	2,574	Acquired
Feb. 10, 2017	29915	Non-Qualified Stock Option (right to buy) [F1]	Common (70,640)	$61.19	Feb. 10, 2027	70,640	Acquired
Nov. 8, 2016	FLS	Phantom Stock	Common Stock (516)	—	—	516	Acquired
Aug. 4, 2016	FLS	Phantom Stock	Common Stock (460)	—	—	460	Acquired
May 19, 2016	FLS	Phantom Stock	Common Stock (2,783)	—	—	2,783	Acquired
May 5, 2016	FLS	Phantom Stock	Common Stock (467)	—	—	467	Acquired
Feb. 26, 2016	FLS	Phantom Stock	Common Stock (510)	—	—	510	Acquired
Feb. 12, 2016	29915	Non-Qualified Stock Option (right to buy) [F1]	Common (95,900)	$46.01	Feb. 12, 2026	95,900	Acquired
Nov. 6, 2015	FLS	Phantom Stock	Common Stock (464)	—	—	464	Acquired
Aug. 7, 2015	FLS	Phantom Stock	Common Stock (457)	—	—	457	Acquired
May 21, 2015	FLS	Phantom Stock	Common Stock (2,169)	—	—	2,169	Acquired
May 8, 2015	FLS	Phantom Stock	Common Stock (387)	—	—	387	Acquired
Feb. 24, 2015	FLS	Phantom Stock	Common Stock (346)	—	—	346	Acquired
Feb. 13, 2015	29915	Non-Qualified Stock Option (right to buy) [F1]	Common (95,610)	$49.44	Feb. 13, 2025	95,610	Acquired
Oct. 31, 2014	FLS	Phantom Stock	Common Stock (320)	—	—	320	Acquired
Aug. 1, 2014	FLS	Phantom Stock	Common Stock (296)	—	—	296	Acquired
May 22, 2014	FLS	Phantom Stock	Common Stock (1,692)	—	—	1,692	Acquired
April 30, 2014	FLS	Phantom Stock	Common Stock (337)	—	—	337	Acquired
Feb. 25, 2014	FLS	Phantom Stock	Common Stock (299)	—	—	299	Acquired
Feb. 14, 2014	29915	Non-Qualified Stock Option (right to buy) [F1]	Common (91,850)	$46.71	Feb. 14, 2024	91,850	Acquired
May 23, 2013	FLS	Phantom Stock	Common Stock (744)	—	—	744	Acquired
Feb. 15, 2013	29915	Non-Qualified Stock Option (right to buy) [F1]	Common (210,880)	$32.16	Feb. 15, 2023	210,880	Acquired
May 17, 2012	FLS	Phantom Stock	Common Stock	—	—	1,216	Acquired
May 17, 2012	FLS	Phantom Stock	Common Stock (973)	—	—	973	Acquired
Feb. 10, 2012	29915	Non-Qualified Stock Option (right to buy) [F1]	Common (134,330)	$34.00	Feb. 10, 2022	134,330	Acquired
May 19, 2011	FLS	Phantom Stock	Common Stock (828)	—	—	828	Acquired
May 18, 2011	MMM	Non-qualified Stock Option (Right to Buy)	Common Stock (16,721)	$78.72	Feb. 7, 2020	16,721	Disposed
May 18, 2011	MMM	Non-qualified Stock Option (Right to Buy)	Common Stock (33,119)	$54.11	Feb. 8, 2019	33,119	Disposed
May 18, 2011	MMM	Non-qualified Stock Option (Right to Buy)	Common Stock (45,508)	$77.18	May 13, 2018	45,508	Disposed
May 18, 2011	MMM	Non-qualified Stock Option (Right to Buy)	Common Stock (38,979)	$84.78	May 8, 2017	38,979	Disposed
May 18, 2011	MMM	Non-qualified Stock Option (Right to Buy)	Common Stock (60,000)	$87.35	May 9, 2016	60,000	Disposed
May 18, 2011	MMM	Non-qualified Stock Option (Right to Buy)	Common Stock (39,037)	$76.80	May 8, 2015	39,037	Disposed
May 18, 2011	MMM	Non-qualified Stock Option (Right to Buy)	Common Stock (18,762)	$84.40	May 9, 2014	18,762	Disposed
Feb. 9, 2011	MMM	Restricted Stock Units	Common Stock (3,387)	—	—	3,387	Disposed
Feb. 8, 2011	MMM	Non-qualified Stock Option (Right to Buy) [F1]	Common Stock (43,560)	$89.47	Feb. 8, 2021	43,560	Acquired
May 14, 2010	FLS	Phantom Stock	Common Stock (932)	—	—	932	Acquired
April 30, 2010	MMM	Non-qualified Stock Option (Right to Buy)	Common Stock (17,380)	$61.85	May 12, 2013	17,380	Disposed
April 30, 2010	MMM	Non-qualified Stock Option (Right to Buy)	Common Stock (17,380)	$64.50	May 14, 2012	17,380	Disposed
Feb. 9, 2010	MMM	Non-qualified Stock Option (Right to Buy)	Common Stock (50,166)	$78.72	Feb. 7, 2020	50,166	Acquired
Feb. 9, 2010	MMM	Restricted Stock Units	Common Stock (10,163)	—	—	10,163	Acquired
May 14, 2009	FLS	Phantom Stock	Common Stock (1,478)	—	—	1,478	Acquired
Feb. 9, 2009	MMM	Non-qualified Stock Option (Right to Buy)	Common Stock (49,680)	$54.11	Feb. 8, 2019	49,680	Acquired
Nov. 4, 2008	FLS	Phantom Stock	Common Stock	—	—	255	Acquired
Aug. 6, 2008	FLS	Phantom Stock	Common Stock	—	—	130	Acquired
May 13, 2008	MMM	Non-qualified Stock Option (Right to Buy)	Common Stock (45,508)	$77.18	May 11, 2018	45,508	Acquired
May 8, 2007	MMM	Non-Qualified Stock Option (right to buy)	Common Stock (38,979)	$84.78	May 8, 2017	38,979	Acquired
May 9, 2006	MMM	Non-Qualified Stock Option (right to buy)	Common Stock (60,000)	$87.35	May 9, 2016	60,000	Acquired
May 10, 2005	MMM	Non-Qualified Stock Option (right to buy)	Common Stock (39,037)	$76.80	May 10, 2015	39,037	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Oct. 7, 2004	MMM	Common Stock	7,542	Direct
Oct. 7, 2004	MMM	Common Stock	302	Indirect
Oct. 7, 2004	MMM	Non-Qualified Stock Option (right to buy)→ Common Stock (17,380)	17,380	Direct
Oct. 7, 2004	MMM	Non-Qualified Stock Option (right to buy)→ Common Stock (17,380)	17,380	Direct
Oct. 7, 2004	MMM	Non-Qualified Stock Option (right to buy)→ Common Stock (18,762)	18,762	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

MMM

President, Electro and Communications Business

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2008	—	—	—	—	—	—	—	—

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.