Joel Rothman
Insider
First SEC filing: Jan. 29, 2021 · Latest: Jan. 29, 2021
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Jan. 2, 2024 | EQ | A | 175,000 | · | · | 175,000 Direct | · | Acquired | (price as of 2026-10-02) |
| Dec. 8, 2023 | EQ | A | 8,804 | $0.58 | $5,106 | 58,150 Direct | +17.84% | Acquired | 143.1% (price as of 2026-10-02) |
| June 9, 2023 | EQ | A | 15,000 | $0.56 | $8,400 | 49,346 Direct | +43.67% | Acquired | 151.8% (price as of 2026-10-02) |
| Jan. 3, 2023 | EQ | A | 175,000 | · | · | 175,000 Direct | · | Acquired | (price as of 2026-10-02) |
| Dec. 9, 2022 | EQ | A | 3,821 | $1.19 | $4,547 | 34,346 Direct | +12.52% | Acquired | 18.5% (price as of 2026-10-02) |
| June 10, 2022 | EQ | A | 6,244 | $1.85 | $11,551 | 30,525 Direct | +25.72% | Acquired | -23.8% (price as of 2026-10-02) |
| Jan. 19, 2022 | EQ | A | 125,000 | · | · | 125,000 Direct | · | Acquired | (price as of 2026-10-02) |
| Dec. 10, 2021 | EQ | A | 1,290 | $2.35 | $3,032 | 24,281 Direct | +5.61% | Acquired | -40.0% (price as of 2026-10-02) |
| June 10, 2021 | EQ | A | 7,742 | $2.35 | $18,194 | 22,991 Direct | +50.77% | Acquired | -40.0% (price as of 2026-10-02) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 2, 2024 | EQ | Employee Stock Option (right to buy) | Common Stock | $0.73 | Jan. 1, 2034 | 175,000 | Acquired |
| Jan. 3, 2023 | EQ | Employee Stock Option (right to buy) | Common Stock | $1.06 | Jan. 2, 2033 | 175,000 | Acquired |
| Jan. 19, 2022 | EQ | Employee Stock Option (right to buy) | Common Stock | $3.86 | Jan. 18, 2032 | 125,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 5 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Jan. 29, 2021 | EQ | Common Stock | 15,249 | Direct |
| Jan. 29, 2021 | EQ | stock option (right to buy) | 95,182 | Direct |
| Jan. 29, 2021 | EQ | stock option (right to buy) | 50,000 | Direct |
| Jan. 29, 2021 | EQ | stock option (right to buy) | 90,000 | Direct |
| Jan. 29, 2021 | EQ | stock option (right to buy) | 100,000 | Direct |