Johannes Minho Roth

Insider

First SEC filing: Nov. 5, 2013 · Latest: Feb. 16, 2016

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 91 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

91 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
July 1, 2022	PLUG	A	739	$16.57	$12,245	234,633 Direct	+0.32%	Acquired	-86.3% (price as of 2026-08-21)
April 1, 2022	PLUG	A	428	$28.61	$12,245	233,894 Direct	+0.18%	Acquired	-92.1% (price as of 2026-08-21)
Jan. 3, 2022	PLUG	A	434	$28.23	$12,252	233,466 Direct	+0.19%	Acquired	-92.0% (price as of 2026-08-21)
Oct. 1, 2021	PLUG	A	480	$25.54	$12,259	233,032 Direct	+0.21%	Acquired	-91.1% (price as of 2026-08-21)
Aug. 16, 2021	PLUG	A	4,482	—	—	4,482 Direct	—	Acquired	(price as of 2026-08-21)
Aug. 16, 2021	PLUG	A	4,482	—	—	232,552 Direct	+1.97%	Acquired	(price as of 2026-08-21)
July 15, 2021	PLUG	A	358	$34.19	$12,240	228,070 Direct	+0.16%	Acquired	-93.4% (price as of 2026-08-21)
July 15, 2021	PLUG	A	342	$35.84	$12,257	227,712 Direct	+0.15%	Acquired	-93.7% (price as of 2026-08-21)
Jan. 4, 2021	PLUG	A	258	—	—	227,370 Direct	+0.11%	Acquired	(price as of 2026-08-21)
Nov. 13, 2020	PLUG	S	693,911	$23.42	$16,251,396	0 Indirect	-100.00%	Disposed	-90.3% (price as of 2026-08-21)
Nov. 13, 2020	PLUG	S	1,221,123	$22.93	$28,000,350	693,911 Indirect	-63.77%	Disposed	-90.1% (price as of 2026-08-21)
Nov. 13, 2020	PLUG	C	1,750	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-21)
Nov. 13, 2020	PLUG	C	1,858,256	—	—	1,915,034 Indirect	+3272.85%	Acquired	(price as of 2026-08-21)
Oct. 1, 2020	PLUG	A	652	—	—	227,112 Direct	+0.29%	Acquired	(price as of 2026-08-21)
July 1, 2020	PLUG	A	1,066	—	—	226,460 Direct	+0.47%	Acquired	(price as of 2026-08-21)
June 5, 2020	PLUG	A	12,807	—	—	12,807 Direct	—	Acquired	(price as of 2026-08-21)
June 5, 2020	PLUG	A	12,807	—	—	225,394 Direct	+6.02%	Acquired	(price as of 2026-08-21)
April 23, 2020	PLUG	S	552,529	$4.35	$2,403,501	0 Indirect	-100.00%	Disposed	-47.9% (price as of 2026-08-21)
April 22, 2020	PLUG	S	398,950	$4.33	$1,727,454	552,529 Indirect	-41.93%	Disposed	-47.6% (price as of 2026-08-21)
April 16, 2020	PLUG	C	870	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-21)
April 16, 2020	PLUG	C	923,819	—	—	951,479 Indirect	+3339.91%	Acquired	(price as of 2026-08-21)
April 1, 2020	PLUG	A	2,472	$3.54	$8,751	212,587 Direct	+1.18%	Acquired	-35.9% (price as of 2026-08-21)
Jan. 2, 2020	PLUG	A	2,769	$3.16	$8,750	210,115 Direct	+1.34%	Acquired	-28.2% (price as of 2026-08-21)
Oct. 1, 2019	PLUG	A	3,327	$2.63	$8,750	207,346 Direct	+1.63%	Acquired	-13.8% (price as of 2026-08-21)
July 1, 2019	PLUG	A	3,889	$2.25	$8,750	204,019 Direct	+1.94%	Acquired	0.8% (price as of 2026-08-21)
May 9, 2019	PLUG	A	27,056	—	—	27,056 Direct	—	Acquired	(price as of 2026-08-21)
May 9, 2019	PLUG	A	27,056	$2.31	$62,499	200,130 Direct	+15.63%	Acquired	-1.8% (price as of 2026-08-21)
April 1, 2019	PLUG	A	3,646	$2.40	$8,750	173,074 Direct	+2.15%	Acquired	-5.5% (price as of 2026-08-21)
Jan. 2, 2019	PLUG	A	7,056	$1.24	$8,749	169,428 Direct	+4.35%	Acquired	82.9% (price as of 2026-08-21)
Oct. 1, 2018	PLUG	A	4,745	$1.92	$9,110	162,372 Direct	+3.01%	Acquired	18.1% (price as of 2026-08-21)
Aug. 17, 2018	GEVO	P	37,170	$3.15	$117,086	148,194 Direct	+33.48%	Acquired	-50.3% (price as of 2026-08-21)
Aug. 16, 2018	GEVO	P	50,000	$3.07	$153,500	111,024 Direct	+81.93%	Acquired	-49.0% (price as of 2026-08-21)
Aug. 16, 2018	GEVO	P	23,350	$2.92	$68,182	61,024 Direct	+61.98%	Acquired	-46.4% (price as of 2026-08-21)
Aug. 16, 2018	GEVO	P	18,250	$3.16	$57,670	37,674 Direct	+93.96%	Acquired	-50.5% (price as of 2026-08-21)
Aug. 16, 2018	GEVO	P	8,400	$2.98	$25,032	19,424 Direct	+76.20%	Acquired	-47.5% (price as of 2026-08-21)
Aug. 9, 2018	GEVO	A	11,000	—	—	11,024 Direct	+45833.33%	Acquired	(price as of 2026-08-21)
July 30, 2018	GEVO	M	1	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
July 30, 2018	GEVO	M	1	—	—	24 Direct	+4.35%	Acquired	(price as of 2026-08-21)
July 2, 2018	PLUG	A	4,765	$2.02	$9,625	157,627 Direct	+3.12%	Acquired	12.3% (price as of 2026-08-21)
June 29, 2018	GEVO	M	1	—	—	1 Direct	-50.00%	Disposed	(price as of 2026-08-21)
June 29, 2018	GEVO	M	1	—	—	23 Direct	+4.55%	Acquired	(price as of 2026-08-21)
May 29, 2018	GEVO	M	18	—	—	33 Direct	-35.29%	Disposed	(price as of 2026-08-21)
May 29, 2018	GEVO	F	5	$0.24	$1	428 Direct	-1.15%	Disposed	-67.4% (price as of 2026-08-21)
May 29, 2018	GEVO	M	18	—	—	433 Direct	+4.34%	Acquired	(price as of 2026-08-21)
May 16, 2018	PLUG	A	29,621	—	—	29,621 Direct	—	Acquired	(price as of 2026-08-21)
May 16, 2018	PLUG	A	29,621	$2.11	$62,500	152,862 Direct	+24.04%	Acquired	7.5% (price as of 2026-08-21)
April 30, 2018	GEVO	M	18	—	—	51 Direct	-26.09%	Disposed	(price as of 2026-08-21)
April 30, 2018	GEVO	F	5	$0.36	$2	415 Direct	-1.19%	Disposed	-78.3% (price as of 2026-08-21)
April 30, 2018	GEVO	M	18	—	—	420 Direct	+4.48%	Acquired	(price as of 2026-08-21)
April 2, 2018	PLUG	A	5,093	$1.89	$9,626	123,241 Direct	+4.31%	Acquired	20.0% (price as of 2026-08-21)
March 29, 2018	GEVO	M	18	—	—	69 Direct	-20.69%	Disposed	(price as of 2026-08-21)
March 29, 2018	GEVO	F	5	$0.46	$2	402 Direct	-1.23%	Disposed	-83.0% (price as of 2026-08-21)
March 29, 2018	GEVO	M	18	—	—	407 Direct	+4.63%	Acquired	(price as of 2026-08-21)
Feb. 28, 2018	GEVO	M	18	—	—	394 Direct	+4.79%	Acquired	(price as of 2026-08-21)
Feb. 28, 2018	GEVO	F	5	$0.45	$2	389 Direct	-1.27%	Disposed	-82.6% (price as of 2026-08-21)
Feb. 28, 2018	GEVO	M	18	—	—	87 Direct	-17.14%	Disposed	(price as of 2026-08-21)
Jan. 29, 2018	GEVO	M	18	—	—	105 Direct	-14.63%	Disposed	(price as of 2026-08-21)
Jan. 29, 2018	GEVO	F	5	$0.55	$3	376 Direct	-1.31%	Disposed	-85.8% (price as of 2026-08-21)
Jan. 29, 2018	GEVO	M	18	—	—	381 Direct	+4.96%	Acquired	(price as of 2026-08-21)
Jan. 2, 2018	PLUG	A	4,078	$2.36	$9,624	118,148 Direct	+3.57%	Acquired	-3.9% (price as of 2026-08-21)
Dec. 29, 2017	GEVO	M	18	—	—	123 Direct	-12.77%	Disposed	(price as of 2026-08-21)
Dec. 29, 2017	GEVO	F	5	$0.59	$3	363 Direct	-1.36%	Disposed	-86.7% (price as of 2026-08-21)
Dec. 29, 2017	GEVO	M	18	—	—	368 Direct	+5.14%	Acquired	(price as of 2026-08-21)
Nov. 29, 2017	GEVO	M	18	—	—	141 Direct	-11.32%	Disposed	(price as of 2026-08-21)
Nov. 29, 2017	GEVO	F	5	$0.63	$3	350 Direct	-1.41%	Disposed	-87.6% (price as of 2026-08-21)
Nov. 29, 2017	GEVO	M	18	—	—	355 Direct	+5.34%	Acquired	(price as of 2026-08-21)
Oct. 30, 2017	GEVO	M	18	—	—	159 Direct	-10.17%	Disposed	(price as of 2026-08-21)
Oct. 30, 2017	GEVO	F	5	$0.65	$3	337 Direct	-1.46%	Disposed	-88.0% (price as of 2026-08-21)
Oct. 30, 2017	GEVO	M	18	—	—	342 Direct	+5.56%	Acquired	(price as of 2026-08-21)
Oct. 2, 2017	PLUG	A	3,688	$2.61	$9,626	114,070 Direct	+3.34%	Acquired	-13.1% (price as of 2026-08-21)
Sept. 29, 2017	GEVO	M	18	—	—	177 Direct	-9.23%	Disposed	(price as of 2026-08-21)
Sept. 29, 2017	GEVO	F	5	$0.62	$3	324 Direct	-1.52%	Disposed	-87.4% (price as of 2026-08-21)
Sept. 29, 2017	GEVO	M	18	—	—	329 Direct	+5.79%	Acquired	(price as of 2026-08-21)
Aug. 29, 2017	GEVO	M	18	—	—	195 Direct	-8.45%	Disposed	(price as of 2026-08-21)
Aug. 29, 2017	GEVO	F	5	$0.59	$3	311 Direct	-1.58%	Disposed	-86.7% (price as of 2026-08-21)
Aug. 29, 2017	GEVO	M	18	—	—	316 Direct	+6.04%	Acquired	(price as of 2026-08-21)
July 31, 2017	GEVO	M	18	—	—	213 Direct	-7.79%	Disposed	(price as of 2026-08-21)
July 31, 2017	GEVO	F	5	$0.65	$3	298 Direct	-1.65%	Disposed	-88.0% (price as of 2026-08-21)
July 31, 2017	GEVO	M	18	—	—	303 Direct	+6.32%	Acquired	(price as of 2026-08-21)
July 3, 2017	PLUG	A	4,718	$2.04	$9,625	110,382 Direct	+4.47%	Acquired	11.2% (price as of 2026-08-21)
June 29, 2017	GEVO	M	18	—	—	231 Direct	-7.23%	Disposed	(price as of 2026-08-21)
June 29, 2017	GEVO	F	5	$0.73	$4	285 Direct	-1.72%	Disposed	-89.3% (price as of 2026-08-21)
June 29, 2017	GEVO	M	18	—	—	290 Direct	+6.62%	Acquired	(price as of 2026-08-21)
June 28, 2017	PLUG	A	29,343	—	—	29,343 Direct	—	Acquired	(price as of 2026-08-21)
June 28, 2017	PLUG	A	29,343	$2.13	$62,501	105,664 Direct	+38.45%	Acquired	6.5% (price as of 2026-08-21)
May 30, 2017	GEVO	M	18	—	—	249 Direct	-6.74%	Disposed	(price as of 2026-08-21)
May 30, 2017	GEVO	F	5	$0.67	$3	272 Direct	-1.81%	Disposed	-88.3% (price as of 2026-08-21)
May 30, 2017	GEVO	M	18	—	—	277 Direct	+6.95%	Acquired	(price as of 2026-08-21)
May 1, 2017	GEVO	M	18	—	—	264 Direct	+7.32%	Acquired	(price as of 2026-08-21)
May 1, 2017	GEVO	F	5	$1.02	$5	259 Direct	-1.89%	Disposed	-92.3% (price as of 2026-08-21)
May 1, 2017	GEVO	M	18	—	—	267 Direct	-6.32%	Disposed	(price as of 2026-08-21)
April 3, 2017	PLUG	A	6,975	$1.38	$9,626	76,321 Direct	+10.06%	Acquired	64.3% (price as of 2026-08-21)
March 29, 2017	GEVO	M	18	—	—	285 Direct	-5.94%	Disposed	(price as of 2026-08-21)
March 29, 2017	GEVO	F	5	$1.17	$6	246 Direct	-1.99%	Disposed	-93.3% (price as of 2026-08-21)
March 29, 2017	GEVO	M	18	—	—	251 Direct	+7.73%	Acquired	(price as of 2026-08-21)
Feb. 28, 2017	GEVO	M	18	—	—	303 Direct	-5.61%	Disposed	(price as of 2026-08-21)
Feb. 28, 2017	GEVO	F	5	$1.01	$5	233 Direct	-2.10%	Disposed	-92.3% (price as of 2026-08-21)
Feb. 28, 2017	GEVO	M	18	—	—	238 Direct	+8.18%	Acquired	(price as of 2026-08-21)
Jan. 30, 2017	GEVO	M	18	—	—	321 Direct	-5.31%	Disposed	(price as of 2026-08-21)
Jan. 30, 2017	GEVO	F	5	$2.87	$14	220 Direct	-2.22%	Disposed	-97.3% (price as of 2026-08-21)

Showing latest 100 of 166 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Aug. 16, 2021	PLUG	Stock Option (Right to Buy) [F2]	Common Stock (4,482)	$25.10	Aug. 16, 2031	4,482	Acquired
Nov. 13, 2020	PLUG	Series C Redeemable Convertible Preferred Stock	Common Stock (1,858,256)	—	—	1,750	Disposed
June 5, 2020	PLUG	Stock Option (right to buy)	Common Stock (12,807)	$4.88	June 5, 2030	12,807	Acquired
April 16, 2020	PLUG	Series C Redeemable Convertible Preferred Stock	Common Stock (923,819)	—	—	870	Disposed
May 9, 2019	PLUG	Stock Option (right to buy) [F2]	Common Stock (27,056)	$2.31	May 9, 2029	27,056	Acquired
July 30, 2018	GEVO	Restricted Stock Units	Common Stock (1)	—	—	1	Disposed
June 29, 2018	GEVO	Restricted Stock Units	Common Stock (1)	—	—	1	Disposed
May 29, 2018	GEVO	Restricted Stock Units	Common Stock (18)	—	—	18	Disposed
May 16, 2018	PLUG	Common Stock Options [F2]	Common Stock (29,621)	$2.11	May 16, 2028	29,621	Acquired
April 30, 2018	GEVO	Restricted Stock Units	Common Stock (18)	—	—	18	Disposed
March 29, 2018	GEVO	Restricted Stock Units	Common Stock (18)	—	—	18	Disposed
Feb. 28, 2018	GEVO	Restricted Stock Units	Common Stock (18)	—	—	18	Disposed
Jan. 29, 2018	GEVO	Restricted Stock Units	Common Stock (18)	—	—	18	Disposed
Dec. 29, 2017	GEVO	Restricted Stock Units	Common Stock (18)	—	—	18	Disposed
Nov. 29, 2017	GEVO	Restricted Stock Units	Common Stock (18)	—	—	18	Disposed
Oct. 30, 2017	GEVO	Restricted Stock Units	Common Stock (18)	—	—	18	Disposed
Sept. 29, 2017	GEVO	Restricted Stock Units	Common Stock (18)	—	—	18	Disposed
Aug. 29, 2017	GEVO	Restricted Stock Units	Common Stock (18)	—	—	18	Disposed
July 31, 2017	GEVO	Restricted Stock Units	Common Stock (18)	—	—	18	Disposed
June 29, 2017	GEVO	Restricted Stock Units	Common Stock (18)	—	—	18	Disposed
June 28, 2017	PLUG	Common Stock Options [F2]	Common Stock (29,343)	$2.13	June 28, 2027	29,343	Acquired
May 30, 2017	GEVO	Restricted Stock Units	Common Stock (18)	—	—	18	Disposed
May 1, 2017	GEVO	Restricted Stock Units	Common Stock (18)	—	—	18	Disposed
March 29, 2017	GEVO	Restricted Stock Units	Common Stock (18)	—	—	18	Disposed
Feb. 28, 2017	GEVO	Restricted Stock Units	Common Stock (18)	—	—	18	Disposed
Jan. 30, 2017	GEVO	Restricted Stock Units	Common Stock (18)	—	—	18	Disposed
Jan. 26, 2017	PLUG	Series C Redeemable Convertible Preferred Stock	Common Stock	—	—	2,620	Acquired
Dec. 29, 2016	GEVO	Restricted Stock Units	Common Stock (357)	—	—	357	Disposed
Nov. 29, 2016	GEVO	Restricted Stock Units	Common Stock (357)	—	—	357	Disposed
Oct. 31, 2016	GEVO	Restricted Stock Units	Common Stock (357)	—	—	357	Disposed
Sept. 29, 2016	GEVO	Restricted Stock Units	Common Stock (357)	—	—	357	Disposed
Aug. 29, 2016	GEVO	Restricted Stock Units	Common Stock (357)	—	—	357	Disposed
July 29, 2016	GEVO	Restricted Stock Units	Common Stock (357)	—	—	357	Disposed
June 29, 2016	GEVO	Restricted Stock Units	Common Stock (357)	—	—	357	Disposed
May 31, 2016	GEVO	Restricted Stock Units	Common Stock (357)	—	—	357	Disposed
May 18, 2016	PLUG	Option to Purchase	Common Stock (30,000)	$1.76	May 18, 2026	30,000	Acquired
April 29, 2016	GEVO	Restricted Stock Units	Common Stock (357)	—	—	357	Disposed
March 29, 2016	GEVO	Restricted Stock Units	Common Stock (357)	—	—	357	Disposed
Feb. 29, 2016	GEVO	Restricted Stock Units	Common Stock (357)	—	—	357	Disposed
Jan. 29, 2016	GEVO	Restricted Stock Units	Common Stock (357)	—	—	357	Disposed
Dec. 29, 2015	GEVO	Restricted Stock Units	Common Stock (357)	—	—	357	Disposed
Nov. 29, 2015	GEVO	Restricted Stock Units	Common Stock (357)	—	—	357	Disposed
Oct. 29, 2015	GEVO	Restricted Stock Units	Common Stock (357)	—	—	357	Disposed
Oct. 5, 2015	GEVO	Restricted Stock Units	Common Stock (714)	—	—	714	Disposed
Oct. 5, 2015	GEVO	Non-Qualified Stock Option	Common Stock (13,993)	$2.19	July 29, 2015	13,993	Acquired
Oct. 5, 2015	GEVO	Restricted Stock Units	Common Stock (12,842)	—	—	12,842	Acquired
April 16, 2013	PLUG	Option to Purchase Common Stock [F2]	Common Stock (65,000)	$0.18	April 16, 2023	65,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Nov. 5, 2013	PLUG	No Securities are Beneficially Owned [F1]	0	Direct