John A Herrmann III

CIK 1610928 · View on SEC EDGAR ↗

Insider

First SEC filing: June 17, 2014 · Latest: June 17, 2014

On this page

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 50 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

50 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Jan. 3, 2022 NVAX S 10b5-1 100 $144.43 $14,443 3,845 Direct -2.53% Disposed -94.2% (price as of 2026-08-20)
Jan. 3, 2022 NVAX S 10b5-1 1,003 $143.64 $144,071 3,945 Direct -20.27% Disposed -94.2% (price as of 2026-08-20)
Jan. 3, 2022 NVAX S 10b5-1 800 $142.65 $114,120 4,948 Direct -13.92% Disposed -94.1% (price as of 2026-08-20)
Jan. 3, 2022 NVAX S 10b5-1 800 $141.69 $113,352 5,748 Direct -12.22% Disposed -94.1% (price as of 2026-08-20)
Jan. 3, 2022 NVAX S 10b5-1 500 $140.05 $70,025 6,548 Direct -7.09% Disposed -94.0% (price as of 2026-08-20)
Jan. 3, 2022 NVAX S 10b5-1 997 $139.08 $138,663 7,048 Direct -12.39% Disposed -94.0% (price as of 2026-08-20)
Jan. 3, 2022 NVAX S 10b5-1 400 $137.85 $55,140 8,045 Direct -4.74% Disposed -93.9% (price as of 2026-08-20)
Jan. 3, 2022 NVAX S 10b5-1 400 $136.82 $54,728 8,445 Direct -4.52% Disposed -93.9% (price as of 2026-08-20)
Dec. 20, 2021 NVAX S 10b5-1 5,000 $230.00 $1,150,000 3,845 Direct -56.53% Disposed -96.4% (price as of 2026-08-20)
Dec. 1, 2021 NVAX S 10b5-1 366 $202.36 $74,064 2,760 Direct -11.71% Disposed -95.9% (price as of 2026-08-20)
Dec. 1, 2021 NVAX S 10b5-1 300 $200.92 $60,276 3,126 Direct -8.76% Disposed -95.8% (price as of 2026-08-20)
Dec. 1, 2021 NVAX S 10b5-1 300 $199.81 $59,943 3,426 Direct -8.05% Disposed -95.8% (price as of 2026-08-20)
Dec. 1, 2021 NVAX S 10b5-1 400 $198.35 $79,340 3,726 Direct -9.69% Disposed -95.8% (price as of 2026-08-20)
Dec. 1, 2021 NVAX S 10b5-1 300 $197.19 $59,157 4,126 Direct -6.78% Disposed -95.8% (price as of 2026-08-20)
Dec. 1, 2021 NVAX S 10b5-1 943 $196.11 $184,932 4,426 Direct -17.56% Disposed -95.7% (price as of 2026-08-20)
Dec. 1, 2021 NVAX S 10b5-1 900 $194.54 $175,086 5,369 Direct -14.36% Disposed -95.7% (price as of 2026-08-20)
Dec. 1, 2021 NVAX S 10b5-1 800 $193.79 $155,032 6,269 Direct -11.32% Disposed -95.7% (price as of 2026-08-20)
Dec. 1, 2021 NVAX S 10b5-1 691 $192.64 $133,114 7,069 Direct -8.90% Disposed -95.7% (price as of 2026-08-20)
Nov. 29, 2021 NVAX S 10b5-1 5,000 $228.72 $1,143,600 2,760 Direct -64.43% Disposed -96.3% (price as of 2026-08-20)
Nov. 3, 2021 NVAX S 10b5-1 5,000 $200.00 $1,000,000 2,760 Direct -64.43% Disposed -95.8% (price as of 2026-08-20)
Nov. 1, 2021 NVAX S 10b5-1 157 $173.15 $27,185 2,760 Direct -5.38% Disposed -95.2% (price as of 2026-08-20)
Nov. 1, 2021 NVAX S 10b5-1 300 $172.44 $51,732 2,917 Direct -9.33% Disposed -95.2% (price as of 2026-08-20)
Nov. 1, 2021 NVAX S 10b5-1 500 $170.88 $85,440 3,217 Direct -13.45% Disposed -95.1% (price as of 2026-08-20)
Nov. 1, 2021 NVAX S 10b5-1 200 $169.04 $33,808 3,717 Direct -5.11% Disposed -95.1% (price as of 2026-08-20)
Nov. 1, 2021 NVAX S 10b5-1 400 $168.32 $67,328 3,917 Direct -9.27% Disposed -95.0% (price as of 2026-08-20)
Nov. 1, 2021 NVAX S 10b5-1 200 $167.14 $33,428 4,317 Direct -4.43% Disposed -95.0% (price as of 2026-08-20)
Nov. 1, 2021 NVAX S 10b5-1 200 $165.66 $33,132 4,517 Direct -4.24% Disposed -95.0% (price as of 2026-08-20)
Nov. 1, 2021 NVAX S 10b5-1 300 $164.02 $49,206 4,717 Direct -5.98% Disposed -94.9% (price as of 2026-08-20)
Nov. 1, 2021 NVAX S 10b5-1 100 $162.69 $16,269 5,017 Direct -1.95% Disposed -94.9% (price as of 2026-08-20)
Nov. 1, 2021 NVAX S 10b5-1 400 $162.10 $64,840 5,117 Direct -7.25% Disposed -94.8% (price as of 2026-08-20)
Nov. 1, 2021 NVAX S 10b5-1 343 $159.90 $54,846 5,517 Direct -5.85% Disposed -94.8% (price as of 2026-08-20)
Nov. 1, 2021 NVAX S 10b5-1 400 $158.54 $63,416 5,860 Direct -6.39% Disposed -94.7% (price as of 2026-08-20)
Nov. 1, 2021 NVAX S 10b5-1 800 $157.42 $125,936 6,260 Direct -11.33% Disposed -94.7% (price as of 2026-08-20)
Nov. 1, 2021 NVAX S 10b5-1 300 $155.96 $46,788 7,060 Direct -4.08% Disposed -94.6% (price as of 2026-08-20)
Nov. 1, 2021 NVAX S 10b5-1 400 $155.16 $62,064 7,360 Direct -5.15% Disposed -94.6% (price as of 2026-08-20)
Oct. 1, 2021 NVAX S 10b5-1 48 $190.63 $9,150 2,760 Direct -1.71% Disposed -95.6% (price as of 2026-08-20)
Oct. 1, 2021 NVAX S 10b5-1 300 $189.68 $56,904 2,808 Direct -9.65% Disposed -95.6% (price as of 2026-08-20)
Oct. 1, 2021 NVAX S 10b5-1 100 $181.36 $18,136 3,108 Direct -3.12% Disposed -95.4% (price as of 2026-08-20)
Oct. 1, 2021 NVAX S 10b5-1 352 $179.27 $63,103 3,208 Direct -9.89% Disposed -95.3% (price as of 2026-08-20)
Oct. 1, 2021 NVAX S 10b5-1 600 $178.00 $106,800 3,560 Direct -14.42% Disposed -95.3% (price as of 2026-08-20)
Oct. 1, 2021 NVAX S 10b5-1 500 $177.02 $88,510 4,160 Direct -10.73% Disposed -95.3% (price as of 2026-08-20)
Oct. 1, 2021 NVAX S 10b5-1 500 $175.91 $87,955 4,660 Direct -9.69% Disposed -95.3% (price as of 2026-08-20)
Oct. 1, 2021 NVAX S 10b5-1 400 $174.74 $69,896 5,160 Direct -7.19% Disposed -95.2% (price as of 2026-08-20)
Oct. 1, 2021 NVAX S 10b5-1 400 $173.82 $69,528 5,560 Direct -6.71% Disposed -95.2% (price as of 2026-08-20)
Oct. 1, 2021 NVAX S 10b5-1 200 $172.46 $34,492 5,960 Direct -3.25% Disposed -95.2% (price as of 2026-08-20)
Oct. 1, 2021 NVAX S 10b5-1 600 $171.60 $102,960 6,160 Direct -8.88% Disposed -95.1% (price as of 2026-08-20)
Oct. 1, 2021 NVAX S 10b5-1 200 $169.17 $33,834 6,760 Direct -2.87% Disposed -95.1% (price as of 2026-08-20)
Oct. 1, 2021 NVAX S 10b5-1 300 $168.03 $50,409 6,960 Direct -4.13% Disposed -95.0% (price as of 2026-08-20)
Oct. 1, 2021 NVAX S 10b5-1 100 $166.19 $16,619 7,260 Direct -1.36% Disposed -95.0% (price as of 2026-08-20)
Oct. 1, 2021 NVAX S 10b5-1 400 $165.40 $66,160 7,360 Direct -5.15% Disposed -94.9% (price as of 2026-08-20)

Showing latest 100 of 328 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Dec. 14, 2023 NVAX Restricted Stock Units Common Stock (2,100) 2,100 Disposed
June 25, 2023 NVAX Restricted Stock Units Common Stock (833) 833 Disposed
March 10, 2023 NVAX Restricted Stock Units Common Stock (4,609) 4,609 Disposed
March 7, 2023 NVAX Restricted Stock Units Common Stock (38,330) 38,330 Acquired
March 7, 2023 NVAX Stock Option (Right to Buy) Common Stock (44,280) $6.97 March 7, 2033 44,280 Acquired
Dec. 14, 2022 NVAX Restricted Stock Units Common Stock (2,100) 2,100 Disposed
Sept. 26, 2022 NVAX Restricted Stock Units Common Stock (667) 667 Disposed
Sept. 26, 2022 NVAX Restricted Stock Units Common Stock (3,973) 3,973 Disposed
Aug. 24, 2022 NVAX Restricted Stock Units Common Stock (2,000) April 17, 2030 2,000 Disposed
June 25, 2022 NVAX Restricted Stock Units Common Stock (833) 833 Disposed
March 10, 2022 NVAX Stock Option (Right to Buy) Common Stock (20,737) $77.77 March 10, 2032 20,737 Acquired
March 10, 2022 NVAX Restricted Stock Units Common Stock (13,825) 13,825 Acquired
Jan. 3, 2022 NVAX Stock Option (Right to Buy) Common Stock (5,000) $19.08 April 17, 2030 5,000 Disposed
Dec. 20, 2021 NVAX Stock Option (Right to Buy) Common Stock (5,000) $19.08 April 17, 2030 5,000 Disposed
Dec. 14, 2021 NVAX Restricted Stock Units Common Stock (2,100) 2,100 Disposed
Dec. 1, 2021 NVAX Stock Option (Right to Buy) Common Stock (5,000) $19.08 April 17, 2030 5,000 Disposed
Nov. 29, 2021 NVAX Stock Option (Right to Buy) Common Stock (5,000) $19.08 April 17, 2030 5,000 Disposed
Nov. 3, 2021 NVAX Stock Option (Right to Buy) Common Stock (5,000) $19.08 April 17, 2030 5,000 Disposed
Nov. 1, 2021 NVAX Stock Option (Right to Buy) Common Stock (5,000) $19.08 April 17, 2030 5,000 Disposed
Oct. 1, 2021 NVAX Stock Option (Right to Buy) Common Stock (5,000) $19.08 April 17, 2030 5,000 Disposed
Sept. 26, 2021 NVAX Restricted Stock Units Common Stock (666) 666 Disposed
Sept. 26, 2021 NVAX Restricted Stock Units Common Stock (3,973) 3,973 Disposed
Sept. 15, 2021 NVAX Stock Option (Right to Buy) Common Stock (5,000) $19.08 April 17, 2030 5,000 Disposed
Sept. 1, 2021 NVAX Stock Option (Right to Buy) Common Stock (5,000) $19.08 April 17, 2030 5,000 Disposed
Aug. 24, 2021 NVAX Restricted Stock Units Common Stock (2,000) April 17, 2030 2,000 Disposed
July 26, 2021 NVAX Stock Option (Right to Buy) Common Stock (2,062) $5.95 Sept. 26, 2029 2,062 Disposed
July 26, 2021 NVAX Stock Option (Right to Buy) Common Stock (417) $46.00 Dec. 13, 2028 417 Disposed
July 26, 2021 NVAX Stock Option (Right to Buy) Common Stock (417) $27.60 Dec. 15, 2027 417 Disposed
June 30, 2021 NVAX Stock Option (Right to Buy) Common Stock (2,063) $5.95 Sept. 26, 2029 2,063 Acquired
June 30, 2021 NVAX Stock Option (Right to Buy) Common Stock (417) $46.00 Dec. 13, 2028 417 Acquired
June 30, 2021 NVAX Stock Option (Right to Buy) Common Stock (416) $27.60 Dec. 15, 2027 416 Acquired
June 25, 2021 NVAX Restricted Stock Units Common Stock (834) 834 Disposed
May 28, 2021 NVAX Stock Option (Right to Buy) Common Stock (2,062) $5.95 Sept. 26, 2029 2,062 Acquired
May 28, 2021 NVAX Stock Option (Right to Buy) Common Stock (417) $46.00 Dec. 13, 2028 417 Acquired
May 28, 2021 NVAX Stock Option (Right to Buy) Common Stock (416) $27.60 Dec. 15, 2027 416 Acquired
April 30, 2021 NVAX Stock Option (Right to Buy) Common Stock (2,063) $5.95 Sept. 26, 2029 2,063 Acquired
April 30, 2021 NVAX Stock Option (Right to Buy) Common Stock (416) $46.00 Dec. 13, 2028 416 Acquired
April 30, 2021 NVAX Stock Option (Right to Buy) Common Stock (416) $27.60 Dec. 15, 2027 416 Acquired
March 26, 2021 NVAX Stock Option (Right to Buy) Common Stock (2,062) $5.95 Sept. 26, 2029 2,062 Disposed
March 26, 2021 NVAX Stock Option (Right to Buy) Common Stock (416) $46.00 Dec. 13, 2028 416 Disposed
March 26, 2021 NVAX Stock Option (Right to Buy) Common Stock (416) $27.60 Dec. 15, 2027 416 Disposed
Feb. 26, 2021 NVAX Stock Option (Right to Buy) Common Stock (2,063) $5.95 Sept. 26, 2029 2,063 Disposed
Feb. 26, 2021 NVAX Stock Option (Right to Buy) Common Stock (416) $46.00 Dec. 13, 2028 416 Disposed
Feb. 26, 2021 NVAX Stock Option (Right to Buy) Common Stock (416) $27.60 Dec. 15, 2027 416 Disposed
Feb. 1, 2021 NVAX Stock Option (Right to Buy) Common Stock (8,249) $5.95 Sept. 26, 2029 8,249 Disposed
Feb. 1, 2021 NVAX Stock Option (Right to Buy) Common Stock (2,080) $46.00 Dec. 13, 2028 2,080 Disposed
Feb. 1, 2021 NVAX Stock Option (Right to Buy) Common Stock (2,085) $27.60 Dec. 15, 2027 2,085 Disposed
Feb. 1, 2021 NVAX Stock Option (Right to Buy) Common Stock (2,214) $27.00 Nov. 14, 2026 2,214 Disposed
Feb. 1, 2021 NVAX Stock Option (Right to Buy) Common Stock (394) $27.00 Nov. 14, 2026 394 Disposed
Dec. 14, 2020 NVAX Restricted Stock Units Common Stock (6,300) 6,300 Acquired
Dec. 14, 2020 NVAX Stock Option (Right to Buy) Common Stock (12,700) $129.70 Dec. 14, 2030 12,700 Acquired
Sept. 28, 2020 NVAX Stock Option (Right to Buy) Common Stock (24,750) $5.95 Sept. 26, 2029 24,750 Disposed
Sept. 26, 2020 NVAX Restricted Stock Units Common Stock (3,973) 3,973 Disposed
Sept. 26, 2020 NVAX Restricted Stock Units Common Stock (30,900) 30,900 Disposed
Aug. 24, 2020 NVAX Stock Option (Right to Buy) Common Stock (125,000) $19.08 April 17, 2030 125,000 Acquired
Aug. 18, 2020 NVAX Stock Option (Right to Buy) Common Stock (8,328) $46.00 Dec. 13, 2028 8,328 Disposed
Aug. 18, 2020 NVAX Stock Option (Right to Buy) Common Stock (13,322) $27.60 Dec. 15, 2027 13,322 Disposed
Aug. 18, 2020 NVAX Stock Option (Right to Buy) Common Stock (1,952) $27.00 Nov. 14, 2026 1,952 Disposed
Aug. 18, 2020 NVAX Stock Option (Right to Buy) Common Stock (393) $27.00 Nov. 14, 2026 393 Disposed
Aug. 18, 2020 NVAX Stock Option (Right to Buy) Common Stock (11,249) $99.80 March 15, 2026 11,249 Disposed
Aug. 18, 2020 NVAX Stock Option (Right to Buy) Common Stock (2,499) $91.00 June 12, 2024 2,499 Disposed
Aug. 18, 2020 NVAX Stock Option (Right to Buy) Common Stock (7,499) $36.60 March 2, 2023 7,499 Disposed
Aug. 18, 2020 NVAX Stock Option (Right to Buy) Common Stock (1,000) $50.00 March 10, 2021 1,000 Disposed
June 25, 2020 NVAX Stock Option (Right to Buy) Common Stock (99,000) $5.95 Sept. 26, 2029 99,000 Acquired
June 25, 2020 NVAX Restricted Stock Units Common Stock (2,500) 2,500 Acquired
May 18, 2020 NVAX Stock Option (Right to buy) Common Stock (5,462) $27.00 Nov. 14, 2026 5,462 Disposed
May 18, 2020 NVAX Stock Option (Right to buy) Common Stock (7,499) $25.60 March 1, 2022 7,499 Disposed
March 8, 2020 NVAX Restricted Stock Units Common Stock (449) 449 Disposed
Sept. 26, 2019 NVAX Stock Option Right to Buy Common Stock (99,000) $5.95 Sept. 26, 2029 99,000 Acquired
Sept. 26, 2019 NVAX Restricted Stock Units Common Stock (11,919) 11,919 Acquired
Sept. 26, 2019 NVAX Restricted Stock Units Common Stock (30,900) 30,900 Acquired
Sept. 8, 2019 NVAX Restricted Stock Units Common Stock (4,933) 4,933 Disposed
March 8, 2019 NVAX Restricted Stock Units Common Stock (44,979) 44,979 Acquired
March 8, 2019 NVAX Restricted Stock Units Common Stock (98,676) 98,676 Acquired
Dec. 13, 2018 NVAX Stock Option (Right to Buy) Common Stock (400,000) $2.30 Dec. 13, 2028 400,000 Acquired
Dec. 15, 2017 NVAX Stock Option (Right to Buy) Common Stock (400,000) $1.38 Dec. 15, 2027 400,000 Acquired
Nov. 14, 2016 NVAX Stock Option (Right to Buy) Common Stock (125,000) $1.35 Nov. 14, 2026 125,000 Acquired
Nov. 14, 2016 NVAX Stock Option (Right to Buy) Common Stock (125,000) $1.35 Nov. 14, 2026 125,000 Acquired
March 15, 2016 NVAX Stock Option (Right to buy) Common Stock (225,000) $4.99 March 15, 2026 225,000 Acquired
March 5, 2015 NVAX Stock Option (Right to buy) Common Stock (200,000) $8.94 March 5, 2025 200,000 Acquired
June 12, 2014 NVAX Employee Stock Option (Right to buy) Common Stock (50,000) $4.55 June 12, 2024 50,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
June 17, 2014 NVAX Common Stock 7,664 Direct
June 17, 2014 NVAX Employee Stock Option (Right to buy)→ Common Stock (75,000) 75,000 Direct
June 17, 2014 NVAX Employee Stock Option (Right to buy)→ Common Stock (20,000) 20,000 Direct
June 17, 2014 NVAX Employee Stock Option (Right to buy)→ Common Stock (150,000) 150,000 Direct
June 17, 2014 NVAX Employee Stock Option (Right to buy)→ Common Stock (150,000) 150,000 Direct
June 17, 2014 NVAX Employee Stock Option (Right to buy)→ Common Stock (150,000) 150,000 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2022 $520,000 $126,100 $12,200 $3,095,314
2019 $378,591 $329,470 $488,397 $145,758 $11,200 $1,353,416
2017 $340,000 $425,000 $138,550 $9,767 $913,317

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.