Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 15 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

15 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
May 15, 2013 AES P 92 $13.14 $1,209 30,322 Indirect +0.30% Acquired 13.5% (price as of 2026-10-06)
Feb. 15, 2013 AES P 107 $11.22 $1,201 30,230 Indirect +0.36% Acquired 32.9% (price as of 2026-10-06)
Nov. 15, 2012 AES P 123 $9.69 $1,192 30,123 Indirect +0.41% Acquired 53.9% (price as of 2026-10-06)
Nov. 13, 2008 817473 P 20,000 $5.67 $113,400 37,476 Indirect +114.44% Acquired
Oct. 6, 2008 AES P 10,000 $8.89 $88,900 30,000 Indirect +50.00% Acquired 67.7% (price as of 2026-10-06)
Oct. 2, 2008 AES P 10,000 $10.60 $106,000 20,000 Indirect +100.00% Acquired 40.7% (price as of 2026-10-06)
Sept. 16, 2008 AES P 10,000 $12.48 $124,800 10,000 Indirect · Acquired 19.5% (price as of 2026-10-06)
May 8, 2008 817473 P 5,000 $31.06 $155,300 15,677 Indirect +46.83% Acquired
Jan. 7, 2008 817473 P 5,000 $32.22 $161,100 10,000 Indirect +100.00% Acquired
March 7, 2007 817473 P 2,000 $43.31 $86,620 5,000 Indirect +66.67% Acquired
March 5, 2007 817473 P 3,000 $42.77 $128,310 3,000 Indirect · Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
April 18, 2013 AES Units Common Stock (7,594) · · 7,594 Acquired
April 19, 2012 AES Units Common Stock (23,584) · · 23,584 Acquired
Aug. 30, 2011 817473 Director Stock Option (right to buy) Common Stock (156,250) $8.69 Sept. 15, 2020 156,250 Acquired
April 21, 2011 AES Units Common Stock (20,049) · · 20,049 Acquired
Oct. 8, 2010 817473 Director Stock Option (right to buy) Common Stock (93,750) $6.15 June 11, 2019 93,750 Acquired
April 22, 2010 AES Units Common Stock (21,138) · · 21,138 Acquired
Sept. 30, 2009 817473 Common Stock Option Common Stock (93,750) $3.23 May 19, 2018 93,750 Acquired
April 23, 2009 AES Units Common Stock (34,957) · · 34,957 Acquired
April 24, 2008 AES Units Common Stock (14,052) · · 14,052 Acquired
Oct. 24, 2007 817473 Option Common Stock (50,000) $41.40 May 4, 2017 50,000 Acquired
Oct. 12, 2007 AES Units Common Stock (11,141) · · 11,141 Acquired
Feb. 16, 2007 817473 Option Common Stock (40,000) $49.70 Feb. 1, 2017 40,000 Acquired
Feb. 2, 2007 817473 Option Common Stock (20,000) $49.63 Feb. 2, 2017 20,000 Acquired
May 11, 2006 AES Units Common Stock (9,353) · · 9,353 Acquired
April 28, 2005 AES Units Common Stock (9,663) · · 9,663 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
April 30, 2004 AES Units→ Common Stock (20,967) 20,967 Indirect